Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Oceanic Opportunities Fund Ltd See All Filings	D/A	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565628 Filed Document 0000902664-14-000042 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genesis Opportunity Fund LP - Series B See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596024 Filed Document 0001596024-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
OpenSesame Inc. See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised $8,192,437 Associated Brokers / Dealers N/A CIK Number 0001529058 Filed Document 0001529058-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
AETHLON MEDICAL INC See All Filings	D/A	2014-01-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Laidlaw & Co (UK) Ltd. CIK Number 0000882291 Filed Document 0001483806-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
JLS Investments, LLC See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised $770,913 Associated Brokers / Dealers N/A CIK Number 0001596236 Filed Document 0001596236-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rocwood Capital Offshore Fund Ltd. See All Filings	D/A	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502911 Filed Document 0000945621-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Feingold O'Keeffe Secured Value Master Fund, Ltd. See All Filings	D/A	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448944 Filed Document 0000919574-14-000097 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAYLOR INSURANCE SERIES LP - TALSON ACIER FUND See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594312 Filed Document 0001405086-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Renewable Funding Group, Inc. See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001475986 Filed Document 0001475986-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ClearData Networks, Inc. See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001521828 Filed Document 0001521828-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Trident VI Affiliated Fund, L.P. See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593378 Filed Document 0001181431-14-001726 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Dot Capital CC LLC See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594860 Filed Document 0001594860-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Avionte Holdings, LLC See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised $9,384,280 Associated Brokers / Dealers N/A CIK Number 0001596324 Filed Document 0001596324-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Greyhawk Cayman Feeder Fund, Ltd. See All Filings	D/A	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564717 Filed Document 0001564717-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Net Lease III Corp. See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001594594 Filed Document 0001315863-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CENTURION MINERALS LTD See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised $30,933 Associated Brokers / Dealers N/A CIK Number 0000808031 Filed Document 0001176256-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
C-III Recovery Fund II TIER Holdings, LLC See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001596172 Filed Document 0001596172-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Woodbridge Mortgage Investment Fund 2, LLC See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001596151 Filed Document 0001596151-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SAM PARTNERS FUND I LP See All Filings	D/A	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480899 Filed Document 0001405086-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TraceLink, Inc. See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised $5,500,829 Associated Brokers / Dealers N/A CIK Number 0001558937 Filed Document 0001558937-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ePower Engine Systems, Inc. See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001595264 Filed Document 0001595264-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Mount Wilson Global Fund, L.P. See All Filings	D/A	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497147 Filed Document 0001516383-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Oceanic Opportunities Master Fund, L.P. See All Filings	D/A	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565578 Filed Document 0000902664-14-000041 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Driehaus Capital Holdings LLC See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised $2,019,313 Associated Brokers / Dealers N/A CIK Number 0001458378 Filed Document 0001140361-14-001357 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Altia Systems, Inc. See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised $13,774,302 Associated Brokers / Dealers N/A CIK Number 0001540740 Filed Document 0001540740-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
M3 Real Estate LP See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596046 Filed Document 0001596046-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Emerging Markets Fund See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596318 Filed Document 0001580017-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waycross Long/Short Opportunity Fund, L.P. See All Filings	D/A	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566253 Filed Document 0000911959-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Carlson Double Black Diamond Participation Fund Ltd. See All Filings	D/A	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001529883 Filed Document 0001529883-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rocwood Capital Partners LP See All Filings	D/A	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502937 Filed Document 0000945621-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Diamond Ventures XII-B, LLC See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised $5,775,000 Associated Brokers / Dealers N/A CIK Number 0001595409 Filed Document 0001181431-14-001897 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Hampden Agencies Ltd See All Filings	D/A	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351058 Filed Document 0001351058-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Other
RiverNorth Institutional Partners, L.P. See All Filings	D/A	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480795 Filed Document 0001480795-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SoHo Satellite Fund II, LP See All Filings	D/A	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566159 Filed Document 0000919574-14-000147 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
W.H.I. Growth Fund, L.P. See All Filings	D/A	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475722 Filed Document 0001475723-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Trident VI Professionals Fund, L.P. See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593375 Filed Document 0001181431-14-001727 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
FindMeSports, Inc. See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001596175 Filed Document 0001596175-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Delverton Resorts International Inc. See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised $301,000 Associated Brokers / Dealers N/A CIK Number 0001579546 Filed Document 0001579546-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIET NAM Revenue or Assets $No Revenues Type of Security Equity
Adam Smith Ventures, LLC See All Filings	D/A	2014-01-08 00:00:00 UTC
Amount To Be Raised $2,571,840 Associated Brokers / Dealers ERNEST L. SMITH, DUVAN L. BROCK, JERRY E. DEMPSEY JR, JERRY L. PARRISH, JOHN H. LORD, MARK M. HEADRICK, and MARK C. PEDERSEN CIK Number 0001563621 Filed Document 0001563621-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SMRxT, INC. See All Filings	D/A	2014-01-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001562772 Filed Document 0001562772-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
UNIFIED PICTURES, INC. See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597432 Filed Document 0001597432-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Feingold O'Keeffe Secured Value Fund, L.P. See All Filings	D/A	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001374039 Filed Document 0000919574-14-000096 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CS Strategic Partners PB Feeder VI, L.P. See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001595449 Filed Document 0001456354-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Net Lease III (SO) Corp. See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001594637 Filed Document 0001315863-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FRX Polymers, Inc. See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised $15,499,999 Associated Brokers / Dealers N/A CIK Number 0001469890 Filed Document 0001469890-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CEP Equity Market Neutral Fund Ltd. See All Filings	D/A	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566313 Filed Document 0001566313-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Templeton Strategic Emerging Markets Fund IV (Cayman), L.P. See All Filings	D/A	2014-01-08 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001566380 Filed Document 0001566380-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Astra Tactical Growth, LP See All Filings	D/A	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596155 Filed Document 0001596155-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PWA 1, LLLP See All Filings	D/A	2014-01-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NONE CIK Number 0001592296 Filed Document 0001592296-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business NORTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
Saeculum Capital Partners, LP See All Filings	D	2014-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594813 Filed Document 0001594813-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund