Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OPULENT FUND LP See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001226084 Filed Document 0001226084-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Kingdom Ridge Capital Fund, Ltd. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464070 Filed Document 0000919574-14-002813 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEUBERGER BERMAN MUNICIPAL ENHANCED CASH PORTFOLIO LLC See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001371069 Filed Document 0001371069-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verinvest Corp See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001602332 Filed Document 0001602332-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Worldwide Networks Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001607028 Filed Document 0001607028-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Protenus, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001607109 Filed Document 0001607109-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Symphony Event Driven Opportunities Fund See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545517 Filed Document 0000935836-14-000273 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Health Warrior, Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001554419 Filed Document 0001209191-14-031857 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ROYAL BANK OF CANADA See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-003254 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Pazoo, Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001533427 Filed Document 0001127855-14-000183 Exclusions or Exemptions 506c Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Realty Mogul 15, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $760,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001599674 Filed Document 0001599674-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
GLODESIGN, INC. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $735,020 Associated Brokers / Dealers N/A CIK Number 0001567766 Filed Document 0001567766-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GINKGOTREE, INC. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580661 Filed Document 0001580661-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Emerging Fuels Technology, Inc. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001505032 Filed Document 0001505032-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Lyxor/Chesapeake Fund Ltd See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001468162 Filed Document 0001140361-14-018382 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Urbana Varro Opportunity Fund II, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001603826 Filed Document 0001603826-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NORTHGATE VI, L.P. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607088 Filed Document 0001607088-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ironwood Recovery Fund 2013 LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607011 Filed Document 0001607011-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forerunner JPGT Opportunities Fund, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001607725 Filed Document 0001607725-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMARA MINING PLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $13,882,225 Associated Brokers / Dealers GRIFFITHS McBURNEY CORP. and PEEL HUNT INC. CIK Number 0001351690 Filed Document 0000898432-14-000736 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $Over $100,000,000 Type of Security Equity
Alpha Opportunities Fund, LP See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606752 Filed Document 0001606752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A&Q ACTIVIST FUND LLC See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001387101 Filed Document 0001140361-14-018522 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TFG Ames Pond Drive REIT, LLC See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised $8,700,000 Associated Brokers / Dealers Advisory Group Equity Services, Ltd. CIK Number 0001606427 Filed Document 0001606427-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SeedInvest Investors I, LLC See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised $680,000 Associated Brokers / Dealers N/A CIK Number 0001606823 Filed Document 0001606823-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Resultly, LLC See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001581741 Filed Document 0001581741-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
WILLIAM BLAIR GREEN TERRAIN FUND, L.P. See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001163855 Filed Document 0001597352-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProNAi Therapeutics Inc See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $59,500,000 Associated Brokers / Dealers N/A CIK Number 0001290149 Filed Document 0001290149-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Pellucid Analytics, Inc. See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001595021 Filed Document 0001595021-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
KMD APPLICATIONS, LLC See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001545107 Filed Document 0001140361-14-018425 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Our Table Cooperative See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606955 Filed Document 0001606955-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Utah Valley Senior Living, LLC See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001606594 Filed Document 0001606594-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Palo Verde Holdings Ltd. See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised $350,100 Associated Brokers / Dealers N/A CIK Number 0001462189 Filed Document 0001462189-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business BERMUDA Revenue or Assets $Not Applicable Type of Security Other
Probiotic Holdings LLC See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001307904 Filed Document 0001307904-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ZYME SOLUTIONS INC See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001337891 Filed Document 0001243233-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Credit Collective, LLC See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001607051 Filed Document 0001607051-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Midwest Mezzanine Fund V SBIC, LP See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CrossBay Capital Partners LLC CIK Number 0001581123 Filed Document 0001581123-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WILMINGTON GLOBAL HEDGE FUND SELECT, LP See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387894 Filed Document 0001387894-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mudrick Distressed Opportunity Fund Offshore, Ltd. See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606026 Filed Document 0000950103-14-003171 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
European Real Estate Debt Fund II L.P. See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised $820,000,000 Associated Brokers / Dealers Evercore Group LLC CIK Number 0001591075 Filed Document 0001591075-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
National Net Lease Portfolio V DST See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $36,957,331 Associated Brokers / Dealers Lawrence R. Fioroni, Jr. and Shawn M. Layton CIK Number 0001606661 Filed Document 0001606661-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
FIG Watson B, GP See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001607378 Filed Document 0001354488-14-002323 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Field Dailies LLC See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001606490 Filed Document 0000911959-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SIRI SYSTEMATIC ALPHAMINING FUND L.P See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603653 Filed Document 0001603653-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
Wilmington Hedge Fund II Select, LP See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452040 Filed Document 0001452040-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wilmington U.S. Small Cap Equity Fund Select, LP See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452045 Filed Document 0001452045-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wilmington Real Asset Fund Select, LLC See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452039 Filed Document 0001452039-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penny Trail Express, Inc. See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $132,000 Associated Brokers / Dealers N/A CIK Number 0001606907 Filed Document 0001606907-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
WILLIAM BLAIR BLUE TERRAIN TE FUND, L.P. See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001323477 Filed Document 0001597352-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIONEYE OFFSHORE FUND LTD. See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ryan Gold and Simon Fischer CIK Number 0001456702 Filed Document 0001507943-14-000056 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAVILE ROW MANAGED FUTURES T, LLC See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532124 Filed Document 0001532124-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity