Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ATX Seed Ventures I, L.P. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001607164 Filed Document 0001607164-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OFS Energy Fund III (Q), LP See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $122,108,000 Associated Brokers / Dealers N/A CIK Number 0001606870 Filed Document 0001140361-14-019616 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Berkshire Multifamily Value Plus Fund III, L.P. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $475,000,000 Associated Brokers / Dealers Greenhill & Co., L.L.C. CIK Number 0001568058 Filed Document 0001568058-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Santa Rosa Resources inc See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Edward J Aruda CIK Number 0001607130 Filed Document 0001607130-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Other
SAGE SCIENCE INC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001338623 Filed Document 0001338623-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Fuels Technology, Inc. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001505032 Filed Document 0001505032-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Chinus Fund, LLC See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463824 Filed Document 0001140361-14-018492 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marlmont Fund, LP See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001110028 Filed Document 0001543899-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
So Cal PF Hawaiian Gardens LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001606987 Filed Document 0001606987-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Good Tastes, Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers none CIK Number 0001571010 Filed Document 0001571010-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Canyon Value Realization Fund Ltd See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001474651 Filed Document 0001140361-14-018384 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
JC IRVING PARENT, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $467,900 Associated Brokers / Dealers N/A CIK Number 0001606879 Filed Document 0001606879-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum Portfolios, LLC See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001546504 Filed Document 0000947871-14-000289 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colchis P2P Income Fund, Ltd. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580292 Filed Document 0000935836-14-000276 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ocean Thermal Energy Corp See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $7,650,000 Associated Brokers / Dealers N/A CIK Number 0001531272 Filed Document 0001531272-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Mode Analytics, Inc. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $2,375,000 Associated Brokers / Dealers N/A CIK Number 0001588695 Filed Document 0001588695-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CommonAngels Ventures Fund IV, L.P. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001588128 Filed Document 0001588128-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MICROCOAL TECHNOLOGIES INC. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Monarch Bay Securities, LLC CIK Number 0001445419 Filed Document 0001445419-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
RealTech Holdings Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001577188 Filed Document 0001577188-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Health Warrior, Inc. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001554419 Filed Document 0001209191-14-031867 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Residential Assets Fund I, L.P. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557555 Filed Document 0000919574-14-002810 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axonic Systematic Arbitrage Fund, LP See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554028 Filed Document 0000919574-14-002808 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BASSWOOD FINANCIAL FUND, L.P. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519641 Filed Document 0001405086-14-000157 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sysorex Global Holdings Corp. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529113 Filed Document 0001437749-14-007868 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Declara, Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $11,763,777 Associated Brokers / Dealers N/A CIK Number 0001606341 Filed Document 0001606341-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Allylix Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $6,203,812 Associated Brokers / Dealers N/A CIK Number 0001314680 Filed Document 0001314680-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lyxor/Black Diamond Arbitrage Fund Ltd See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001422381 Filed Document 0001140361-14-018388 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Level Eleven, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583173 Filed Document 0001583173-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Other
Lyxor/Bay Resource Partners Offshore Fund Ltd. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001467515 Filed Document 0001140361-14-018390 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
OLD MUTUAL PLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $5,671,288 Associated Brokers / Dealers N/A CIK Number 0001116767 Filed Document 0001605447-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Taurus Resources Fund No. 2, LLC See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001484359 Filed Document 0001484359-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taurus Resources Fund No. 2, Ltd. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001484360 Filed Document 0001484360-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kite Pharma, Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001510580 Filed Document 0001439059-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Perlstein Lab PBC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607099 Filed Document 0001607099-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Velocity Aerospace Holding Group, Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers N/A CIK Number 0001575402 Filed Document 0001575402-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PINGTANK, INC. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607053 Filed Document 0001607053-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NJJ Holdings, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001606830 Filed Document 0001606830-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
GLODESIGN, INC. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $350,025 Associated Brokers / Dealers N/A CIK Number 0001567766 Filed Document 0001567766-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Revalesio Corp See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001552377 Filed Document 0001552377-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Ellington Fund Ltd. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001473801 Filed Document 0001140361-14-018376 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
RGL Partners, LLC See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers None CIK Number 0001471349 Filed Document 0001471349-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SMI Defensive (USA) LP See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544625 Filed Document 0001544625-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
HealthSpot Inc. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $20,450,000 Associated Brokers / Dealers N/A CIK Number 0001526186 Filed Document 0001526186-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BH Bradley 2014, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001606753 Filed Document 0001606753-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
Ambri Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $34,999,994 Associated Brokers / Dealers N/A CIK Number 0001550898 Filed Document 0001550898-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Chestnut Production Fund IV, LP See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Chestnut Exploration Partners, Inc. CIK Number 0001578033 Filed Document 0001578033-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
Beacon Machine & Tool, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001601646 Filed Document 0001601646-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AngelList-Done-Fund a series of AngelList-HC-Funds, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001607087 Filed Document 0001607087-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OFS Energy Fund III (P), LP See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $34,563,872 Associated Brokers / Dealers N/A CIK Number 0001601471 Filed Document 0001140361-14-019619 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OFS Energy Fund III (M), LP See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $18,328,128 Associated Brokers / Dealers N/A CIK Number 0001601473 Filed Document 0001140361-14-019621 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity