Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Uvize, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001605897 Filed Document 0001605897-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
T&H Capital, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $14,200,000 Associated Brokers / Dealers N/A CIK Number 0001557154 Filed Document 0001557154-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PFM Diversified Eureka Fund, L.P. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471638 Filed Document 0000935836-14-000288 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FUTURA LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $640,000 Associated Brokers / Dealers N/A CIK Number 0001226619 Filed Document 0001226619-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
PFM HEALTHCARE FUND L P See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001345347 Filed Document 0000935836-14-000290 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arjuna Solutions, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001561863 Filed Document 0001561863-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AssetAvenue 101, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $485,000 Associated Brokers / Dealers N/A CIK Number 0001606200 Filed Document 0001606200-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Concept3D, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $1,249,975 Associated Brokers / Dealers N/A CIK Number 0001607308 Filed Document 0001607308-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
12 AFTER MARKET/LETHA B, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $157,000 Associated Brokers / Dealers N/A CIK Number 0001607390 Filed Document 0001607390-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Spinifex Pharmaceuticals Inc See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001607267 Filed Document 0001607267-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
OPUS POINT HEALTHCARE INNOVATIONS FUND, L.P. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469584 Filed Document 0001469584-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Concourse Capital Partners Offshore Fund, Ltd. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001504158 Filed Document 0001504158-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCSA LLC See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001605159 Filed Document 0001605159-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spensa Technologies, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607360 Filed Document 0001607360-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SEI Global Private Assets III, L.P. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603114 Filed Document 0001603114-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Institutional Diversified Arbitrage Strategies Ltd. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481761 Filed Document 0001481761-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Loomis Sayles Credit Asset Trust See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460284 Filed Document 0001460284-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
GAVEKAL ASIAN OPPORTUNITIES UCITS FUND See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548914 Filed Document 0001405086-14-000158 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
SkyView Long/Short Equity Fund LLC See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481207 Filed Document 0000945621-14-000143 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broad Insurance Strategies Fund, LLC See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001607394 Filed Document 0001607394-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PFM DIVERSIFIED FUND LP See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401164 Filed Document 0000935836-14-000291 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Poached Jobs, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001606630 Filed Document 0001606630-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Debt
PFM Diversified Fund A.I., L.P. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495814 Filed Document 0000935836-14-000289 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KINGSGATE CONSOLIDATED LTD See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers MORGAN STANLEY & CO. LLC CIK Number 0001409070 Filed Document 0001409070-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
PM Fund III LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers none CIK Number 0001607372 Filed Document 0001607372-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Realty Profits, LL See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers David Grossman CIK Number 0001602016 Filed Document 0001602016-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HOURGLASS OFFSHORE PARTNERS LP See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447622 Filed Document 0001447622-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SupportLocal, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001576072 Filed Document 0001576072-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Entefy Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $1,590,000 Associated Brokers / Dealers N/A CIK Number 0001550796 Filed Document 0001550796-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lepercq-Amcur,Sicav-FIS See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536991 Filed Document 0001507943-14-000059 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Velocity Marketing Group, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Commerce Street Capital, LLC CIK Number 0001508882 Filed Document 0001508882-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Igneous Systems, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $23,676,166 Associated Brokers / Dealers N/A CIK Number 0001607370 Filed Document 0001607370-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ONEILL ALPHA FUND LP See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421187 Filed Document 0001421187-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
KEYSTONE PRIVATE MARKET OPPORTUNITIES VI(Q), L.P. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Sunbelt Securities, Inc, Mount Yale Securities, LLC, Orchard Securities, LLC, Cambridge Investment Research, Inc., and Silver Leaf Partners, LLC CIK Number 0001607158 Filed Document 0001607158-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RxBio Holdings, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001498139 Filed Document 0001498139-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Loomis Sayles Core Plus Fixed Income Trust See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557645 Filed Document 0001557645-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
MIDWAY MARKET NEUTRAL FUND LLC See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALTERNATIVE ASSET MANAGEMENT SECURITIES, LLC CIK Number 0001281150 Filed Document 0001281150-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Empery International, Ltd. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550601 Filed Document 0001550601-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Surface Properties Investment Fund V LP See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001607433 Filed Document 0001607433-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Decision Lens Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001607486 Filed Document 0001607486-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Structured Alpha Multi-Beta Series LLC I See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607166 Filed Document 0001607166-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Gliacure, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $4,999,091 Associated Brokers / Dealers N/A CIK Number 0001543496 Filed Document 0001543496-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GGV Capital V L.P. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $621,920,000 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001605612 Filed Document 0001605612-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gamzoo Media, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001607409 Filed Document 0001607409-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Meadow Real Estate Fund III LP See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001607493 Filed Document 0001607493-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nova Towers Holdings I, LLC See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001598974 Filed Document 0001598974-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Equity
PAVILION ESTATES, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001606685 Filed Document 0001606685-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Natural Food Works, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001582933 Filed Document 0001582933-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
ICE Global Credit Alpha Fund (Cayman), Ltd. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576214 Filed Document 0001576214-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frisco RoughRiders LP See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001607249 Filed Document 0001607249-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity