Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BITRESERVE LTD. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001600903 Filed Document 0001600903-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Structured Alpha Multi-Beta Series LLC I See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607166 Filed Document 0001607166-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
RCP MULTI-FUND FEEDER IX/DII, LP See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001599556 Filed Document 0001599556-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lab Compass, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001607474 Filed Document 0001607474-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Other
CSV China Opportunities Fund (US), L.P. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stonehaven, LLC and Medalist Securities CIK Number 0001576753 Filed Document 0001576753-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Tamir Biotechnology, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000708717 Filed Document 0000708717-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Asset Management Bank Loan Fund L.P. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605117 Filed Document 0001605117-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Garland Search Capital, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001607276 Filed Document 0001607276-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ALLIED IRISH BANKS NORTH AMERICA INC See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers First Tennessee Bank, N.A. d/b/a FTN Financial Capital Markets, Credit Suisse Securities (USA) LLC, Barclays Capital Inc., Morgan Stanley & Co. LLC, Merrill, Lynch, Pierce, Fenner & Smith, Incorporated, and Citigroup Global Markets Inc. CIK Number 0001304217 Filed Document 0001140361-14-019606 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Debt
AngelList-Synata-Fund, a series of AngelList Funds, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $177,975 Associated Brokers / Dealers N/A CIK Number 0001607339 Filed Document 0001607339-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TableNow, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506668 Filed Document 0001506668-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PFM HEALTHCARE PRINCIPALS FUND L P See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001350988 Filed Document 0000935836-14-000293 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMPERY PARTNERS LP See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439766 Filed Document 0001550601-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dedicated Sound & Audio, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001603770 Filed Document 0001603770-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Verto Direct Opportunity, LP See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607447 Filed Document 0000950103-14-003354 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bank of Queensland Ltd. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $26,683,987 Associated Brokers / Dealers Goldman Sachs & Co. CIK Number 0001444323 Filed Document 0001444323-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Anywhere Dwelling, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001607422 Filed Document 0001607422-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CAIS Two Sigma Horizon U.S. Fund LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607357 Filed Document 0001566114-14-000035 Exclusions or Exemptions 506c Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EOSHEALTH, INC. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers HEALTHCARE GROWTH PARTNERS, LLC CIK Number 0001607194 Filed Document 0000913849-14-000164 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Riverloft Capital Partners LP See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519869 Filed Document 0001012975-14-000264 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Flux Factory, Inc. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001552108 Filed Document 0001552108-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SANDBOX ENTERPRISES, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001607235 Filed Document 0001607235-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
JLC Managed Futures Fund I, LP See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Vision Brokerage Services LLC CIK Number 0001463799 Filed Document 0001463799-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Cody Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001559903 Filed Document 0001559903-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
CoveMark Tech Fund See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607315 Filed Document 0001607315-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
LIBREMAX VALUE PARTNERS, LP See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576471 Filed Document 0000919574-14-002842 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Falcon Petroleum Resources LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001398978 Filed Document 0001398978-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Fusion Advances LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607412 Filed Document 0001607412-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Loadcraft Site Services LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607488 Filed Document 0001209191-14-032078 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ALDER CAPITAL PARTNERS I LP See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001175652 Filed Document 0000935836-14-000287 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATTAIN SHORT TERM ALPHA FUND, LLC See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Management Partners Inc., Altegris Investment Inc, Uhlmann Price Securities LLC, Brookstone Securities, Inc, and Scottsdale Capital Advisors Corp CIK Number 0001120177 Filed Document 0001120177-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caspian Focused Credit International Fund See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597208 Filed Document 0001597208-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verto Direct Opportunity Offshore Feeder, LP See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607446 Filed Document 0000950103-14-003355 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Enumeral Biomedical Corp. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BlackBook Capital LLC CIK Number 0001518957 Filed Document 0001518957-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Riverloft Offshore Fund Ltd. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519870 Filed Document 0001012975-14-000265 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ChargePoint, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers N/A CIK Number 0001458075 Filed Document 0001458075-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Venovate Holdings, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607470 Filed Document 0001607470-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
Trainer Rx, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001607366 Filed Document 0001607366-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CENTRAL FEDERAL CORP See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers McDonald Partners LLC CIK Number 0001070680 Filed Document 0001070680-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Scholastica, LLC See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001547518 Filed Document 0001547518-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Choremonster Inc. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001583387 Filed Document 0001583387-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MIDDLETON 1000 CLARK INVESTORS LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001607365 Filed Document 0001607365-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ICE Global Credit Fund (Cayman), Ltd. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001576191 Filed Document 0001576191-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loomis Sayles Agency MBS Trust See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607374 Filed Document 0001607374-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Puller 20-1 Joint Venture See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers No Sales Commissions CIK Number 0001607410 Filed Document 0001607410-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
LANDSCAPE CAPITAL PARTNERS, L.P. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James Crocker Colen, William J. Irwin, and Shane Irving Burn CIK Number 0001374914 Filed Document 0000919574-14-002841 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nishkama Capital Fund LP See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576917 Filed Document 0001576917-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woodspear Florida Gardens, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001605865 Filed Document 0001605865-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
DSC Thomson Reuters VC Index Partners, L.P. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559325 Filed Document 0001315863-14-000291 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
T & E INVESTMENT GROUP, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001456918 Filed Document 0001456918-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other