Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Advance Funding Trust LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Demario Jones CIK Number 0001595387 Filed Document 0001595387-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
NexVex, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001595485 Filed Document 0001595485-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Bruxie, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001588145 Filed Document 0001588145-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CYPRESS DEBT INVESTMENT FUNDS LOW VOL, L.P. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $1,735,000 Associated Brokers / Dealers N/A CIK Number 0001465492 Filed Document 0001465492-14-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Greybull Stewardship, L.P. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001482997 Filed Document 0001482997-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Credit Select Access Fund (U.S.), L.P. See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581806 Filed Document 0001581806-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SSF Investors II, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595355 Filed Document 0001595355-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $25,406 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-13-000312 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CYPRESS INT'L EQUITY FUND, L P See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $6,185,000 Associated Brokers / Dealers N/A CIK Number 0001356812 Filed Document 0001356812-14-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $1,170,447 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-13-000317 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
STIRLING PARTNERS, A CALIFORNIA LIMITED PARTNERSHIP See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001346292 Filed Document 0000935836-13-000582 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saber Investment Fund, LP See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595079 Filed Document 0001595079-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
ArborMetrix, Inc. See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $6,950,000 Associated Brokers / Dealers N/A CIK Number 0001522927 Filed Document 0001522927-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
SFC FLUIDICS INC. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001352226 Filed Document 0001352226-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Nusocket, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001595105 Filed Document 0001595105-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $3,330,799 Associated Brokers / Dealers Bryant Kirk and Lucy Piotrowski CIK Number 0001135856 Filed Document 0001135856-13-000324 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Insikt Evergreen Mezzanine Fund LP See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $465,000 Associated Brokers / Dealers N/A CIK Number 0001595305 Filed Document 0001181431-13-064668 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Genprex, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001595248 Filed Document 0001595248-13-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Cupcake Digital Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001558254 Filed Document 0001558254-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CD&R Advisor Fund IX, L.P. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595294 Filed Document 0001181431-13-064606 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BACK9NETWORK INC. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Rainmaker Securities, LLC CIK Number 0001516195 Filed Document 0001516195-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AP Questco Investments, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595195 Filed Document 0001595195-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Cypress Debt Investment Funds, L.P. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001479624 Filed Document 0001479624-14-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $19,276 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-13-000313 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TORAX MEDICAL INC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $13,699,997 Associated Brokers / Dealers N/A CIK Number 0001214172 Filed Document 0001214172-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
IMAF Coastal Plain LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers none CIK Number 0001595401 Filed Document 0001595401-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
NUVILEX, INC. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001157075 Filed Document 0001019687-13-005003 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
CHEROKEE DEVELOPMENT INC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $640,000 Associated Brokers / Dealers N/A CIK Number 0001595308 Filed Document 0001595308-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
InkShares, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $315,000 Associated Brokers / Dealers N/A CIK Number 0001595428 Filed Document 0001595428-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $386,670 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-13-000318 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Fayette Fabrication, LLLP See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001593845 Filed Document 0001593845-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
AACP China Growth Investors VI, L.P. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595145 Filed Document 0001595145-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KNEWTON, INC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $34,249,989 Associated Brokers / Dealers N/A CIK Number 0001435090 Filed Document 0001435090-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $1,634,718 Associated Brokers / Dealers Bryant Kirk, Lucy Piotrowski, Sean Devlin, and Kenneth Labarge CIK Number 0001135856 Filed Document 0001135856-13-000325 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BRASADA LONG-SHORT EQUITY FUND, LP See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Condera Securities, LLC CIK Number 0001456115 Filed Document 0001315863-13-000608 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $853,654 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-13-000320 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MECO IV, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $165,000,000 Associated Brokers / Dealers N/A CIK Number 0001595132 Filed Document 0001104659-13-092613 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Insikt Levered Income Fund LP See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $427,000 Associated Brokers / Dealers N/A CIK Number 0001595307 Filed Document 0001181431-13-064669 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Triumph Higher Education Group, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $8,550,000 Associated Brokers / Dealers Capstone Capital Markets LLC CIK Number 0001528795 Filed Document 0001528795-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CD&R Friends & Family Feeder Fund IX, L.P. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595311 Filed Document 0001181431-13-064607 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ScrollMotion, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001479644 Filed Document 0001231919-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $155,036 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-13-000314 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Consonance Private Equity AF, L.P. See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568308 Filed Document 0001140361-13-047763 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Metis Global Partners, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594916 Filed Document 0001594916-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Philadelphia Financial Life Assurance Co Separate Account VL130 See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities Inc. CIK Number 0001566421 Filed Document 0001566421-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FT Capital Partners, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001595152 Filed Document 0001595152-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR Inc. See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001588504-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $33,555,417 Associated Brokers / Dealers Michael Shute CIK Number 0001135856 Filed Document 0001135856-13-000321 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Fei Asia Investors II Sidecar, LP See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595164 Filed Document 0001595164-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Lane Co-Investment Feeder Fund III L.P. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001595445 Filed Document 0001595444-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund