Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CONTROLSCAN, INC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $387,223 Associated Brokers / Dealers N/A CIK Number 0001391932 Filed Document 0001391932-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AkesoGenX Corp. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578909 Filed Document 0001578909-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TIY 2014, LLC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001594528 Filed Document 0001594528-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
SPECIAL SITUATIONS CAYMAN FUND L P See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000882988 Filed Document 0001140361-14-002802 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GEOFEEDIA INC. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001553232 Filed Document 0001553232-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SAPIC Global Macro Fund Ltd. See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462229 Filed Document 0001462229-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kachina Fund V, LLC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Safe Money Advisors, LLC CIK Number 0001596702 Filed Document 0001596702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Accera Inc See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised $84,081,610 Associated Brokers / Dealers N/A CIK Number 0001293610 Filed Document 0001293610-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GAINSPEED, INC. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001556546 Filed Document 0001556546-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wainwright Dreadnought Fund LTD. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WFS, LLC CIK Number 0001597637 Filed Document 0001597010-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HOUND PARTNERS CONCENTRATED FUND, LTD. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596995 Filed Document 0000919574-14-000353 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eckhardt Futures Limited Partnership See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John C. Sundt, Michael R. Muzos, Barry Meyer, Ozzie Di Vinere, and Kip Thompson CIK Number 0000914658 Filed Document 0001144204-14-003080 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galena Biopharma, Inc. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390478 Filed Document 0001181431-14-003271 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Star Lake Fund II, LLC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001597559 Filed Document 0001597559-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
B R A S S PARTNERSHIP IN COMMENDAM See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $480,700 Associated Brokers / Dealers N/A CIK Number 0001223895 Filed Document 0001223895-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
CDH Fund V Feeder, L.P. See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567384 Filed Document 0001181431-14-003168 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wilshire Finance Partners, Inc. See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499344 Filed Document 0001466929-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
DSC Thomson Reuters PE Index Partners, L.P. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596251 Filed Document 0001596251-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CATHAY OIL & GAS LTD See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001320139 Filed Document 0001320139-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
NPC III, LLC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
SPECIAL SITUATIONS PRIVATE EQUITY FUND L P See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001035570 Filed Document 0001140361-14-002806 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Silver Assisted Living EB-5 Fund, LLC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers Chicagoland Foreign Investment Group, LLC CIK Number 0001597630 Filed Document 0001597630-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
US Forestry Holding, LP See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001563271 Filed Document 0001563271-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Legends at Kingsville, Ltd. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001597591 Filed Document 0001597591-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LIGHTING SCIENCE GROUP CORP See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0000866970 Filed Document 0000866970-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Hannah Hospitality, LLC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001597434 Filed Document 0001597434-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
HOUND PARTNERS CONCENTRATED FUND, LP See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597118 Filed Document 0000919574-14-000352 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Driehaus International Small-Mid Realty Fund, LLC See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538129 Filed Document 0001538129-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Danish Energy Investors C LP See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001597324 Filed Document 0001140361-14-002731 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hat Club Holdings, LLC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $696,429 Associated Brokers / Dealers N/A CIK Number 0001596984 Filed Document 0001596984-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Flurry, Inc. See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised $12,500,047 Associated Brokers / Dealers N/A CIK Number 0001389553 Filed Document 0001389553-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DRIEHAUS DOMESTIC LLC See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510837 Filed Document 0001510837-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AdAdapted, Inc. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001596535 Filed Document 0001596535-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SOLON CAPITAL LTD See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439861 Filed Document 0001439861-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCB1 REIT HOLDING LLC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD CIK Number 0001597836 Filed Document 0001597836-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Commingled Asset Short Term Fund (CAST), Ltd. See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570324 Filed Document 0001570324-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Brandywine Symphony Preferred Fund, LP See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515161 Filed Document 0001515161-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Calcbench, Inc. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $499,997 Associated Brokers / Dealers N/A CIK Number 0001595897 Filed Document 0001595897-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ADAPX INC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001421441 Filed Document 0001421441-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Cellerant Therapeutics Inc See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $2,190,000 Associated Brokers / Dealers N/A CIK Number 0001293600 Filed Document 0001293600-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Kel Capital Fund, LP See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537305 Filed Document 0001537305-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HARTWELL CONCENTRATED GROWTH PORTFOLIO LP See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354588 Filed Document 0000819176-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW ENGLAND LIFE INSURANCE CO See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001030011 Filed Document 0001140361-14-002603 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
JIREH PROPERTIES Corp See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001576520 Filed Document 0001576520-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Palisade Strategic Fund (Domestic) LLC See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001481750 Filed Document 0001481750-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
RAMSEY LONG-BIASED FUND, LP See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510499 Filed Document 0000919574-14-000349 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oracle Ten Fund L.P. See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490900 Filed Document 0000871613-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Impello Entertainment, Inc. See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001537380 Filed Document 0001537380-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SPECIAL SITUATIONS TECHNOLOGY FUND LP See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001037284 Filed Document 0001140361-14-002812 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NOVO FUND LP See All Filings	D/A	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425439 Filed Document 0000919574-14-000356 Exclusions or Exemptions 506b Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund