|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $180,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597946
- Filed Document
- 0001200876-14-000022
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001486797
- Filed Document
- 0001486797-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $6,849,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001395465
- Filed Document
- 0001395465-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001479872
- Filed Document
- 0001479872-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $77,499,380
- Associated Brokers / Dealers
- Peters & Co Limited, Clarus Securities Inc., GMP Securities L.P., TD Securities Inc., Dundee Securities Ltd., AltaCorp Capital, Desjardins Securities Inc., and Scotia Capital Inc.
- CIK Number
- 0001597457
- Filed Document
- 0001597457-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- ALBERTA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $270,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001499825
- Filed Document
- 0001499825-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599878
- Filed Document
- 0001599878-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $5,557,334
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001530170
- Filed Document
- 0001530170-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001505263
- Filed Document
- 0001505263-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $44,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595426
- Filed Document
- 0001595426-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- URUGUAY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596782
- Filed Document
- 0000905729-14-000061
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Restaurants
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598071
- Filed Document
- 0001181431-14-003762
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $65,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001566726
- Filed Document
- 0001566726-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $535,016
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574541
- Filed Document
- 0001574541-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $4,590,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001437628
- Filed Document
- 0001437628-14-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $110,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001597837
- Filed Document
- 0001597837-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538776
- Filed Document
- 0001538776-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001444061
- Filed Document
- 0001444061-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $14,909,650
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001529642
- Filed Document
- 0001529642-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $408,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001331342
- Filed Document
- 0001503249-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597458
- Filed Document
- 0001597458-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $415,600
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517992
- Filed Document
- 0001589728-14-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $688,645,723
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596344
- Filed Document
- 0001596344-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539899
- Filed Document
- 0001539899-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $62,500
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001597845
- Filed Document
- 0001597845-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001377149
- Filed Document
- 0001387131-14-000240
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $110,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001597642
- Filed Document
- 0001597642-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596873
- Filed Document
- 0001596873-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $1,750,087
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001533650
- Filed Document
- 0001533650-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001543098
- Filed Document
- 0001543098-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $110,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001597633
- Filed Document
- 0001597633-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $392,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001330717
- Filed Document
- 0001330717-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001328185
- Filed Document
- 0001140361-14-002808
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-21 00:00:00 UTC |
- Amount To Be Raised
- $14,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595965
- Filed Document
- 0001595965-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001254963
- Filed Document
- 0001140361-14-002810
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-21 00:00:00 UTC |
- Amount To Be Raised
- $186,180
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001178428
- Filed Document
- 0001183740-14-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-01-21 00:00:00 UTC |
- Amount To Be Raised
- $6,636,720
- Associated Brokers / Dealers
- Recipient Laidlaw & Company (UK) Ltd.
- CIK Number
- 0001388320
- Filed Document
- 0001213900-14-000347
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-01-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567381
- Filed Document
- 0001181431-14-003167
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-21 00:00:00 UTC |
- Amount To Be Raised
- $186,807
- Associated Brokers / Dealers
- Canaccord Genuity Corp.
- CIK Number
- 0001525047
- Filed Document
- 0001140361-14-002846
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-21 00:00:00 UTC |
- Amount To Be Raised
- $4,375,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001537696
- Filed Document
- 0001537696-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001507977
- Filed Document
- 0001507977-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000924141
- Filed Document
- 0000871613-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001597323
- Filed Document
- 0001140361-14-002651
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-21 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595822
- Filed Document
- 0001595822-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-01-21 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596891
- Filed Document
- 0001596891-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-21 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001160812
- Filed Document
- 0001160812-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-21 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles B. Harrison, Christopher S. Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori D. Mayfield
- CIK Number
- 0001597505
- Filed Document
- 0001597505-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595183
- Filed Document
- 0001595183-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-21 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598080
- Filed Document
- 0001405086-14-000028
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001499344
- Filed Document
- 0001466929-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|