Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pendo.io, Inc. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001595931 Filed Document 0001595931-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Triple Tap Alamo Houston LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001596752 Filed Document 0001596752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Big Deal, Inc. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001596340 Filed Document 0001596340-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Other
COVENANT SURGICAL PARTNERS INC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $1,030,375 Associated Brokers / Dealers N/A CIK Number 0001439789 Filed Document 0001439789-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
FULL VALUE PARTNERS LP See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001164363 Filed Document 0001164363-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corridor To Wealth I, LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Legacy Marketing and Management, Inc. CIK Number 0001596367 Filed Document 0001596360-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Craft Equity Investments, LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers n/a CIK Number 0001597285 Filed Document 0001593290-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised $19,362,320 Associated Brokers / Dealers Charles Steinberg CIK Number 0001135856 Filed Document 0001135856-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Capital Estate Advisors, Inc. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001594531 Filed Document 0001594531-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CITIZENGINE, INC. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001555890 Filed Document 0001555890-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
PointState Fund LP See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509115 Filed Document 0000950142-14-000073 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PIPER COVE FUND LP See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001252763 Filed Document 0001252763-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seaweed Bath Co., LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers Fundme Securities, LLC CIK Number 0001596202 Filed Document 0001596202-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ONFOCUS HEALTHCARE INC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001442815 Filed Document 0001442815-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Swingin Soul LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001596332 Filed Document 0001596328-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
REMBRANDT PARTNERS MASTER FUND LTD See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429162 Filed Document 0000798402-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morrison Street Fund V, L.P. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596777 Filed Document 0001596777-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellinee, Inc. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001535019 Filed Document 0001458754-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Venulum Capital, LLC See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292296 Filed Document 0001292296-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Debt
REDWOOD OPPORTUNITY MASTER FUND, LTD. See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457425 Filed Document 0000919574-14-000178 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFM Diversified Offshore Fund A.I., Ltd. See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498889 Filed Document 0000935836-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking Partners Long Fund LP See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478760 Filed Document 0000902664-14-000060 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONTRARIAN CAPITAL TRADE CLAIMS L P See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001338475 Filed Document 0000919574-14-000200 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCV VIII, L.P. See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566336 Filed Document 0001566336-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DxNA LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001547714 Filed Document 0001547714-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GOZIO, INC. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595044 Filed Document 0001595044-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Kora Fund LP See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596587 Filed Document 0001140361-14-002196 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonmundo, Inc. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers CircleUp CIK Number 0001527602 Filed Document 0001527602-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Plymouth Venture Partners III, L.P. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001596425 Filed Document 0001596425-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
VANTAGE GROWTH PARTNERS, L.P. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0000884858 Filed Document 0000884858-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TREFOIL/GARNET CAPITAL PARTNERS L P See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000919394 Filed Document 0000895345-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Composite Fund LLC See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DeWaay Financial Network, LLC, Hightower Securities, LLC, Jefferies & Company, Inc., USCA Securities LLC, and Dominick & Dominick CIK Number 0001566447 Filed Document 0001566114-14-000007 Exclusions or Exemptions 506c Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HALCYON OFFSHORE FUND LTD See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001429351 Filed Document 0001315863-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nanovision Diagnostics, Inc. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001595276 Filed Document 0001595276-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
ZAXIS INSTITUTIONAL PARTNERS, L.P. See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001278698 Filed Document 0000935836-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Icelandic Milk & Skry Corp See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001595859 Filed Document 0001595859-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SC Life Settlement Asset Fund 2, LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers CJP Capital, LLC CIK Number 0001596362 Filed Document 0001596360-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Del Mar Special Opportunities Offshore Fund, Ltd. See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566067 Filed Document 0000919574-14-000166 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TORCHLIGHT ENERGY RESOURCES INC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001431959 Filed Document 0001078782-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ionic Event Driven Fund LLC See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540833 Filed Document 0001540833-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IFM Global Infrastructure (Offshore), L.P. See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566602 Filed Document 0001566602-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
ORGANIC SYSTEMS See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001591317 Filed Document 0001076542-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
ACM FINANCIAL TRUST INC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $148,261,045 Associated Brokers / Dealers N/A CIK Number 0001077157 Filed Document 0001077157-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised $22,190,006 Associated Brokers / Dealers Craig Findley and Mark Maizel CIK Number 0001135856 Filed Document 0001135856-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FPC Small Cap Fund I, L.P. See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised $70,237,500 Associated Brokers / Dealers N/A CIK Number 0001544076 Filed Document 0001544076-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rebellion Photonics, Inc. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $10,401,020 Associated Brokers / Dealers Woodrock Securities, L.P. CIK Number 0001595884 Filed Document 0001595884-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Corazon Capital LLC See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595765 Filed Document 0000897069-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-10 00:00:00 UTC
Amount To Be Raised $155,036 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WHITEHAVEN CREDIT OPPORTUNITIES FUND, LP See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595446 Filed Document 0000919574-14-000185 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CERTAIN, INC. See All Filings	D	2014-01-10 00:00:00 UTC
Amount To Be Raised $17,793,201 Associated Brokers / Dealers N/A CIK Number 0001546883 Filed Document 0001546883-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity