Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pyramis Opportunistic Capital Fund, LP See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation, LLC CIK Number 0001609594 Filed Document 0001609594-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCP CORE MACRO FUND See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568818 Filed Document 0001140361-14-024259 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAURUS CD 133 COLUMBIA HEIGHTS CONDO INVESTMENT LP See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001609349 Filed Document 0001609349-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Bengal Investments Ltd. SPC, Segregated Portfolio I See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579238 Filed Document 0001579238-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Franklin Templeton Emerging Market Debt Opportunities (Cayman) Fund, Ltd. See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel R. Veddern, Sr., Patrick Hughes, and John Carter Bailey, Jr. CIK Number 0001505023 Filed Document 0001505023-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
National Net Lease Portfolio V DST See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised $36,957,331 Associated Brokers / Dealers Lawrence R. Fioroni, Jr., Shawn M. Layton, Patrick E. Thomas, Jr., Michael T. Janis, Bruce S. Horowitz, Nathaniel M. Kuhn, Ahmad Husami, Robert R. Tweed, Joseph A. Nugent, Mark O. Coombe, Peter D. Fisher, Richard S. Schwartz, Greg Bachman, Robin T. Hirsch, Jean-Louis Guinchard, and Jose A. Feliciano, Jr. CIK Number 0001606661 Filed Document 0001606661-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Juniperus Insurance Opportunity Fund Ltd See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FTI Capital Advisors, LLC CIK Number 0001607170 Filed Document 0000902664-14-002719 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Cold Futures Inc. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001609789 Filed Document 0001609789-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Fresenius Medical Care Sharon Hill, LLC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $2,261,593 Associated Brokers / Dealers N/A CIK Number 0001609871 Filed Document 0001461373-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pillar Value Fund Ltd See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FTI Capital Advisors, LLC CIK Number 0001607176 Filed Document 0000902664-14-002721 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Aon Hewitt Offshore Fund of Hedge Funds Ltd. See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aon Benfield Securities, Inc. CIK Number 0001576886 Filed Document 0001576886-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digital Exchange, Inc. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001609813 Filed Document 0001609813-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SunFunder Inc. See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised $2,709,000 Associated Brokers / Dealers N/A CIK Number 0001606108 Filed Document 0001606108-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hutchin Hill Capital Offshore Fund, Ltd. See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515030 Filed Document 0000902664-14-002699 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAMY BROOK, LLC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609585 Filed Document 0001609585-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
2014 New Albany Shale Drilling Program, L.P. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $1,282,500 Associated Brokers / Dealers N/A CIK Number 0001608084 Filed Document 0001608084-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Mineral Property
Instructional Technologies, Inc. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $1,144,316 Associated Brokers / Dealers N/A CIK Number 0001607237 Filed Document 0001607237-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
COLORADO MILLING COMPANY, LLC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001600763 Filed Document 0001600763-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Accelerate Diagnostics, Inc See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $19,499,609 Associated Brokers / Dealers N/A CIK Number 0000727207 Filed Document 0001144204-14-035544 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
REDSTAR GOLD CORP See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $1,493,824 Associated Brokers / Dealers N/A CIK Number 0001177975 Filed Document 0001183740-14-000183 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Stonefield Investment Fund III, LLC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609918 Filed Document 0001609918-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Mountain View Retail DST See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised $13,359,693 Associated Brokers / Dealers Inland Securities Corporation, Craig M. Rollins, and Alex J. Kowalski CIK Number 0001606660 Filed Document 0001606660-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Commonfund Capital U.S. Private Equity Partners IX, L.P. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001605498 Filed Document 0001605498-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Island Medical Management Holdings, LLC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $13,300,000 Associated Brokers / Dealers N/A CIK Number 0001609412 Filed Document 0001609412-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MIDWEST HOLDING INC. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0000355379 Filed Document 0000355379-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEBRASKA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Gurtin Muni Alpha Funds, LP - Gurtin California Municipal Value Fund See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482355 Filed Document 0001482355-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Provident Residential Flip Venture 1, LLC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Sandlapper Securities LLC CIK Number 0001609839 Filed Document 0001609839-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Celadon Technology Fund II See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised $8,820,905 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001606813 Filed Document 0001606813-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Street League, Inc. See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised $4,600,008 Associated Brokers / Dealers N/A CIK Number 0001605970 Filed Document 0001605970-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SQM Frontier Africa Fund, LP See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493148 Filed Document 0001493148-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Millennial PDP Fund V, LP See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $27,500,000 Associated Brokers / Dealers N/A CIK Number 0001609780 Filed Document 0001609780-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nova Technologies An Employee-Owned Engineering Co See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001609544 Filed Document 0001609544-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
InfraRed Active Real Estate III (No.1) LP See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic-Pacific Capital, Inc. CIK Number 0001609713 Filed Document 0001609713-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
CAMP NINE, INC. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001553643 Filed Document 0001213900-14-003956 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
GEODIGITAL INTERNATIONAL INC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $5,790,597 Associated Brokers / Dealers N/A CIK Number 0001455096 Filed Document 0001062993-14-003544 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ABRAMS BISON PARTNERS, LP See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001317587 Filed Document 0000919574-14-003615 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YCP DB MTP, L.P. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001609184 Filed Document 0001609184-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Solutions Acquisition Corp. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001609803 Filed Document 0001609803-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Templeton Global Bond Plus Fund, L.P. See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JOHN CARTER BAILEY, JR., Brian David Zeiler, and Daniel R. Veddern, Sr. CIK Number 0001477279 Filed Document 0001477279-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARGAN CAPITAL FEEDER S.L.P. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Asset Management Limited CIK Number 0001609872 Filed Document 0001609872-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Capital Holdings Trust See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001608985 Filed Document 0001608985-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EPF Lohn Ranger No. 12 Well Production & Development LP See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $182,500 Associated Brokers / Dealers N/A CIK Number 0001609327 Filed Document 0001609323-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SAPELO FUND CAYMAN LTD See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001364348 Filed Document 0001364348-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jaguar Animal Health, Inc. See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001585608 Filed Document 0001585608-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Nippon Value Investors Japanese Equity Trust See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354372 Filed Document 0001354372-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TUBE Inc See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001608050 Filed Document 0001140361-14-024310 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SK 2926 Northern Blvd Investors, LLC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001609748 Filed Document 0001609748-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
KUBOO, INC. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001051209 Filed Document 0001051209-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
HIPEP VII (AIF) Partnership Fund L.P. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610081 Filed Document 0001181431-14-022887 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Capital International Partners VIII, L.P. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001605496 Filed Document 0001605496-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund