Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
McLean Plaza Associates, LLC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $11,364,287 Associated Brokers / Dealers N/A CIK Number 0001633564 Filed Document 0001633564-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Broad Street Real Estate Opportunity Fund, LLC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550845 Filed Document 0001550845-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pronutria Biosciences, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $28,299,993 Associated Brokers / Dealers N/A CIK Number 0001633070 Filed Document 0001633070-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Finicity Factoring Co I, LLC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001572753 Filed Document 0001572753-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Laurel Canyon Funds, LLC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers None CIK Number 0001634051 Filed Document 0001634051-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Shopoff Land Fund III, L.P. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001608937 Filed Document 0001608937-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Bernstein Alternative Investment Strategies, LLC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512705 Filed Document 0000902664-15-000909 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BAYVIEW MORTGAGE SECURITIES DOMESTIC, L.P. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539665 Filed Document 0000902664-15-000911 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WIND ROSE FUND LTD See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424917 Filed Document 0001424917-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SoFi Professional Loan Program 2015-A LLC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $616,303 Associated Brokers / Dealers SoFi Securities LLC CIK Number 0001634127 Filed Document 0000897069-15-000161 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LOOP88, INC. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001599291 Filed Document 0001599291-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Social Leverage Capital Fund II, L.P. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001616552 Filed Document 0001616552-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Fairview Opportunity Fund, L.P. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001633549 Filed Document 0001633549-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FormZapper.com, LLC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $451,358 Associated Brokers / Dealers N/A CIK Number 0001607685 Filed Document 0001607685-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Signpost Capital Fund Ltd. See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540735 Filed Document 0000919574-15-002013 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DotAlign, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $1,913,370 Associated Brokers / Dealers N/A CIK Number 0001514754 Filed Document 0001514754-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Unchained Labs See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001633723 Filed Document 0001633723-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atheer, Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001595879 Filed Document 0001595879-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Evolution Special Opportunities Ltd. II SPC, Segregated Portfolio C See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001627884 Filed Document 0001627884-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLUE RIDGE DAY SURGERY CENTER L P See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $904,000 Associated Brokers / Dealers N/A CIK Number 0000911513 Filed Document 0000911513-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CHOICE EXPLORATION INC See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $884,000 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Birchwood Resources Inc. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised $804 Associated Brokers / Dealers N/A CIK Number 0001541032 Filed Document 0001541032-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
EcoR1 Special Opportunity Fund I, L.P. See All Filings	D	2015-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633581 Filed Document 0000935836-15-000120 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAYFOUNDER HOLDINGS, LLC See All Filings	D/A	2015-02-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001621736 Filed Document 0001621736-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Growstone, Inc. See All Filings	D/A	2015-02-16 00:00:00 UTC
Amount To Be Raised $2,025,000 Associated Brokers / Dealers N/A CIK Number 0001542430 Filed Document 0001542430-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-16 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
PARC BORDEAUX INDY, LLC See All Filings	D	2015-02-16 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001628517 Filed Document 0001144204-15-009424 Exclusions or Exemptions 506b Accepted Date 2015-02-16 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
San Saba Film Partners I, LLC See All Filings	D	2015-02-16 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001632403 Filed Document 0001209191-15-015089 Exclusions or Exemptions 506b Accepted Date 2015-02-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PittMoss LLC See All Filings	D	2015-02-16 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001634025 Filed Document 0001634025-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-16 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zymbit, Inc. See All Filings	D	2015-02-16 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001615247 Filed Document 0001615247-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SIMBA ENERGY INC See All Filings	D	2015-02-16 00:00:00 UTC
Amount To Be Raised $652,948 Associated Brokers / Dealers N/A CIK Number 0001613144 Filed Document 0001613144-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
NEXT PLAY CAPITAL, LLC See All Filings	D	2015-02-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634364 Filed Document 0001634364-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prelude Petroleum, LLC See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001634112 Filed Document 0001634112-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BLACKROCK PRIVATE OPPORTUNITIES FUND III (CAYMAN), L.P. See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619741 Filed Document 0001619741-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Westbourne, Inc. See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001633617 Filed Document 0001633617-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Rock Fixed Income Plus Fund, L.P. See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001369590 Filed Document 0000926877-15-000019 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Napier Park European Credit US Feeder LLC See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569451 Filed Document 0000902664-15-000756 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J.P. Morgan Access Multi-Strategy Fund II See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001524115 Filed Document 0000943663-15-000021 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised $17,042,452 Associated Brokers / Dealers Eddie Allen CIK Number 0001135856 Filed Document 0001135856-15-000058 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HedgeForum SVP, LLC See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001526369 Filed Document 0001526369-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baring Investment Series, LLC - Baring Focused EAFE Equity Fund See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576352 Filed Document 0001576352-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OC 19 MASTER FUND, L.P.- LCG See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508621 Filed Document 0001013594-15-000053 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ArcLight Energy Partners Fund VI, L.P. See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BARCLAYS CAPITAL INC. and CITIGROUP GLOBAL MARKETS INC. CIK Number 0001626952 Filed Document 0001626952-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001483007 Filed Document 0001625257-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pharmetrics Capital Partners, LLC See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001605173 Filed Document 0001605173-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Baring Investment Series, LLC - Baring World Equity Fund See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564276 Filed Document 0001564276-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
National Living Assistance Group, LLC See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised $3,000,610 Associated Brokers / Dealers N/A CIK Number 0001631566 Filed Document 0001162677-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum Visium, LLC See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001532029 Filed Document 0001430406-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kiwi Crate Inc. See All Filings	D/A	2015-02-13 00:00:00 UTC
Amount To Be Raised $3,500,001 Associated Brokers / Dealers N/A CIK Number 0001526021 Filed Document 0001526021-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised $369,841 Associated Brokers / Dealers Sam Sheth and Kirk Penland CIK Number 0001135856 Filed Document 0001135856-15-000053 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PC Waterbridge Holdings, LLC See All Filings	D	2015-02-13 00:00:00 UTC
Amount To Be Raised $355,000 Associated Brokers / Dealers N/A CIK Number 0001630950 Filed Document 0001630950-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity