Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Gurtin Muni Alpha Funds, LP - Gurtin National Municipal Value Fund See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482356 Filed Document 0001482356-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
hc1.com Inc. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001132442 Filed Document 0001132442-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
CCP CORE MACRO FUND LP See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568342 Filed Document 0001140361-14-024263 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fuse Medical, Inc. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000319016 Filed Document 0001477932-14-003012 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HEALTH ENTERPRISE PARTNERS II, L.P. See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555058 Filed Document 0001324770-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIPEP VII (AIF) Asia Pacific Fund L.P. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610127 Filed Document 0001181431-14-022888 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Coherus BioSciences, Inc. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $65,583,048 Associated Brokers / Dealers N/A CIK Number 0001512762 Filed Document 0001512762-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NAPO PHARMACEUTICALS INC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $137,500 Associated Brokers / Dealers N/A CIK Number 0001188290 Filed Document 0001188290-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Keller TX Retail DST See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $11,933,690 Associated Brokers / Dealers Harry R. Tyler and Christina S. Nielson CIK Number 0001608413 Filed Document 0001608413-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
GOLDEN DRAGON HOLDING CO. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001081938 Filed Document 0001065949-14-000143 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Red's All natural, LLC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503268 Filed Document 0001503268-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
ORTHOPEDIATRICS CORP See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $38,999,997 Associated Brokers / Dealers N/A CIK Number 0001425450 Filed Document 0001425450-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Western Oncolytics LTD. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $273,000 Associated Brokers / Dealers N/A CIK Number 0001609754 Filed Document 0001609754-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Debt
2014 Bayou City Illinois Basin Development, L.P. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $2,565,000 Associated Brokers / Dealers Mari Jo Larkin, James Duhon, Tom Gilleland, Guy Mohead, Jason Pitts, Lori Price, Joe Harper, Josh Walters, Tim Lottman, Mike Martin, Jr., Mike Markin, Sr., and David Sudderth CIK Number 0001608038 Filed Document 0001608038-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Mineral Property
12600 Mulholland Dr LLC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001609829 Filed Document 0001019687-14-002270 Exclusions or Exemptions 506c Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
151 Proprietors LLC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001609724 Filed Document 0001609724-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PATHEOS INC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001453907 Filed Document 0001453907-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EXTRAHOP NETWORKS INC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $28,499,987 Associated Brokers / Dealers N/A CIK Number 0001419801 Filed Document 0001419801-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Envest Microfinance Fund, LLC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560373 Filed Document 0001560373-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Biz Simplicity, Inc. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001569328 Filed Document 0001569328-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Sapelo Fund, LP See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460344 Filed Document 0001460344-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ohr Pharmaceutical Inc See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $25,180,224 Associated Brokers / Dealers N/A CIK Number 0001173281 Filed Document 0001387131-14-002124 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
KWB HOTEL PARTNERS, LLC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Chauner Securities, Inc. and BCW Securities, LLC CIK Number 0001607771 Filed Document 0001607771-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Rhizome Partners LP See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575312 Filed Document 0001575312-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MCSR FORT WORTH LAND INVEST LP See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001609736 Filed Document 0001609736-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
KUBOO, INC. See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001051209 Filed Document 0001255733-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Rise Companies Corp. See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised $32,808,000 Associated Brokers / Dealers N/A CIK Number 0001606517 Filed Document 0001606517-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
SEA Venture Capital Fund - Ridgetop V L.P. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001609694 Filed Document 0001181431-14-022334 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Equity
Structural Capital Investors I, LP See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608438 Filed Document 0001608438-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lord Abbett Bank Loan Trust See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001609143 Filed Document 0001609143-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Offerpop Corp See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001504982 Filed Document 0001504982-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Empire Robotics, Inc. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $466,000 Associated Brokers / Dealers N/A CIK Number 0001574421 Filed Document 0001574421-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Commonfund Capital Strategic Solutions Global Private Equity Fund, L.P. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001609604 Filed Document 0001609604-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Noble Royalty Access Fund 15, LP See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001578585 Filed Document 0001578585-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Prestwick Ridgewalk Investors, LLC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001610023 Filed Document 0001610023-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Structural Capital Investments I, LP See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608437 Filed Document 0001608437-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cunat Premium Vineyards, LLC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers ARETE Wealth Management LLC CIK Number 0001609875 Filed Document 0001609875-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Forward Ventures, LLC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers N/A CIK Number 0001494345 Filed Document 0001494345-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business KOREA, REPUBLIC OF Revenue or Assets Decline to Disclose Type of Security Equity
Agrible, Inc. See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001606454 Filed Document 0001606454-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Modesto Retail Center DST See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised $23,338,999 Associated Brokers / Dealers Inland Securities Corporation, Christina S. Nielson, Michael Packman, Eric R. Heckman, and Peter D. Fisher CIK Number 0001606843 Filed Document 0001606843-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Symform, Inc. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001462275 Filed Document 0001137638-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Templeton Global Bond Plus (Cayman) Fund, Ltd. See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DANIEL R. VEDDERN, SR., BRIAN DAVID ZEILER, WILLIAM MAKRIS, Patrick Hughes, and Joel Brous CIK Number 0001476349 Filed Document 0001476349-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Campus Bubble, LLC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $490,400 Associated Brokers / Dealers N/A CIK Number 0001569230 Filed Document 0001569230-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Lumesis, Inc. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $1,999,999 Associated Brokers / Dealers N/A CIK Number 0001542751 Filed Document 0001140361-14-024476 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Brickman Fund VI, L.P. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609364 Filed Document 0001609364-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FlexPath Capital, Inc. See All Filings	D/A	2014-06-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001565375 Filed Document 0001565375-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Metric Healthcare Holdings, Inc. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $388,000 Associated Brokers / Dealers N/A CIK Number 0001609572 Filed Document 0001609572-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
ValueStream Labs Syndicate II, LLC See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609725 Filed Document 0001140361-14-024456 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares, Inc. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $97,500 Associated Brokers / Dealers N/A CIK Number 0001590974 Filed Document 0001590974-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Vermont Natural Coatings, Inc. See All Filings	D	2014-06-03 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001512691 Filed Document 0001512691-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Other