Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Iridian Charter Fund, LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370922 Filed Document 0001140361-15-008393 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Franchise Holdings International, Inc. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001096275 Filed Document 0001477932-15-001315 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MimiVax, LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634552 Filed Document 0001634552-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CERAPEDICS INC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001393439 Filed Document 0001393439-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PC Oakbrook, LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $1,747,525 Associated Brokers / Dealers N/A CIK Number 0001634609 Filed Document 0001634609-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Luxor Capital Partners, LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001393021 Filed Document 0001013594-15-000160 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Breakout Commerce, Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001605636 Filed Document 0001605636-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Keystone Technologies, LLC See All Filings	D/A	2015-02-22 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001612333 Filed Document 0000950138-15-000155 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-02-22 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
TRENDLINES GROUP LTD. See All Filings	D	2015-02-22 00:00:00 UTC
Amount To Be Raised $1,264,102 Associated Brokers / Dealers Octagon Capital Corporation CIK Number 0001607852 Filed Document 0001607852-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Tahoe Fund, L.P. See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502145 Filed Document 0001502145-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
BAUPOST VALUE PARTNERS LP 1 See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001118329 Filed Document 0001118329-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAUPOST VALUE PARTNERS LP IV See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432917 Filed Document 0001432917-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REALTYSHARES 64, LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $143,000 Associated Brokers / Dealers N/A CIK Number 0001634089 Filed Document 0001634086-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Delegate Lighthouse Select Fund, LLC See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company and SunTrust Banks, Inc. CIK Number 0001555883 Filed Document 0001555883-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
KILBOURN OPPORTUNITY FUND L P See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339973 Filed Document 0001339973-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAUPOST LTD PARTNERSHIP 1983 A-1 See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000715915 Filed Document 0000715915-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HERO DVO HOLDINGS, LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $76,750,000 Associated Brokers / Dealers N/A CIK Number 0001634462 Filed Document 0001015325-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Stage One Venture Capital Fund II (Cayman), L.P. See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001634350 Filed Document 0001634605-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
CRYSTALPLEX CORP See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised $1,648,000 Associated Brokers / Dealers N/A CIK Number 0001254728 Filed Document 0001254728-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Glacier Bear Fund L.P. See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480099 Filed Document 0001480099-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUTHERN ENERGY FUND 3 LP See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001610013 Filed Document 0001610013-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Valley View Place, LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001633757 Filed Document 0001633757-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
CBRE Strategic Partners U.S. Value 7 Holdings, LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers N/A CIK Number 0001633598 Filed Document 0001633598-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Angion Biomedica Corp. See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers T.R. Winston & Company, LLC CIK Number 0001601485 Filed Document 0001571049-15-001301 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Abraaj Growth Markets Trust See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001634522 Filed Document 0001634522-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DW Industry Select Bakken #1, LP See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $558,412 Associated Brokers / Dealers N/A CIK Number 0001634206 Filed Document 0001634206-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
RC 717 N. Harwood I, LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634624 Filed Document 0001634624-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Veritone, Inc. See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $34,000,000 Associated Brokers / Dealers N/A CIK Number 0001615165 Filed Document 0001181431-15-003002 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vascular Pharmaceuticals, Inc. See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised $25,121,488 Associated Brokers / Dealers N/A CIK Number 0001557160 Filed Document 0001557160-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
EnGeneIC Ltd. (ABN: 59 091 336 499) See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001522586 Filed Document 0000897069-15-000174 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
ALTUS REALTY INCOME FUND, LLC See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001601468 Filed Document 0001140361-15-008304 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
CHAMPION JOINT VENTURE See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $140,625 Associated Brokers / Dealers N/A CIK Number 0001634500 Filed Document 0001634500-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
PRB INVESTORS LP See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001060918 Filed Document 0000919574-15-002327 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asterias Biotherapeutics, Inc. See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001572552 Filed Document 0001140361-15-008385 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CSHG FIX BRL FUND LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460563 Filed Document 0001460563-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Acme Lift Holding Co., LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $250,002 Associated Brokers / Dealers N/A CIK Number 0001634676 Filed Document 0001634676-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
950 63rd LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001634308 Filed Document 0001634308-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Myriad Opportunities Offshore Fund Ltd See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544271 Filed Document 0001544271-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UBS AgriVest Farmland Fund Inc See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001368836 Filed Document 0001368836-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PARACOSM INC See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised $4,396,811 Associated Brokers / Dealers N/A CIK Number 0001588203 Filed Document 0001588203-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
INTERNATIONAL STRATEGIES FUND LLC See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094533 Filed Document 0001094533-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
UBS (US) TRUMBULL PROPERTY GROWTH & INCOME FUND LP See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510092 Filed Document 0001510092-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MagicFlix Inc. See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001625753 Filed Document 0001625753-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
REALTYSHARES 63, LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $103,000 Associated Brokers / Dealers N/A CIK Number 0001634088 Filed Document 0001634086-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BAUPOST VALUE PARTNERS LP III See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001130708 Filed Document 0001130708-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cypress Grove Partners, L.P. See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001043997 Filed Document 0000919574-15-002333 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Criterion Horizons Offshore, Ltd. See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487012 Filed Document 0001487012-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Providence MBS Fund, LP See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Vantage Securities Inc., Laureate Wealth Management, LLC, Direct Access Partners, LLC, First Liberties Securities, Inc., and LJS Capital, LLC CIK Number 0001291322 Filed Document 0001013594-15-000155 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
BAUPOST LTD PARTNERSHIP 1983 B-1 See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000715917 Filed Document 0000715917-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ebbu LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001634129 Filed Document 0001634129-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity