Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CARLEON FUND LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001404405 Filed Document 0001404405-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gotham Customized Strategies II, LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600703 Filed Document 0001600703-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equity Trac Real Estate Fund II, LLC See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001634685 Filed Document 0001634685-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EquityZen HotelTonight Fund LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shriram Bhashyam CIK Number 0001634393 Filed Document 0001445866-15-000185 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Power Partners II, L.P. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C., Avalon Wealth Management, LLC, and Etgal Holdings, Ltd. CIK Number 0001610053 Filed Document 0001140361-15-008286 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vape Holdings, Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001455819 Filed Document 0001213900-15-001357 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
VITUS ENERGY LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001577081 Filed Document 0001577081-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Debt
Encore Energy, Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $1,541,250 Associated Brokers / Dealers N/A CIK Number 0001532342 Filed Document 0001532342-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Mineral Property
Staniel Capital, LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001634716 Filed Document 0001634716-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
VOYAGER GLOBAL SELECT FUND LP See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse USA LLC CIK Number 0001491351 Filed Document 0001491351-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Star Producing LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001577668 Filed Document 0001577668-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
NGM BIOPHARMACEUTICALS INC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001426332 Filed Document 0001426332-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CONTRARIAN DISTRESSED REAL ESTATE DEBT FUND III, L.P. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001634397 Filed Document 0001634397-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAFCO-VOYAGER GLOBAL FUND LP See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $215,293 Associated Brokers / Dealers N/A CIK Number 0001384714 Filed Document 0001384714-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ForceField Energy Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $1,782,500 Associated Brokers / Dealers N/A CIK Number 0001407268 Filed Document 0001354488-15-000776 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Abbott Capital Private Equity Investors 2015, L.P. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633671 Filed Document 0001633671-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
KINGSFORD CAPITAL PARTNERS, L.P. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001142742 Filed Document 0000935836-15-000132 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RREEF REAL ESTATE SECURITIES COMMINGLED FUND LLC See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001217697 Filed Document 0001217697-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prescription Advisory Systems & Technology, Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001634504 Filed Document 0001209191-15-017160 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
JOHNSTON INTERNATIONAL EQUITY FUND II LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439914 Filed Document 0001473541-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Learn Big, Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001577464 Filed Document 0001577464-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
GEO Investors Renewable Infrastructure Fund II, LP See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634706 Filed Document 0001634706-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Voyager Global Select Fund Ltd See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse USA LLC CIK Number 0001493382 Filed Document 0001493382-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carleon Strategic Equity Fund LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001317334 Filed Document 0001317334-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valor Capital Partners LLC See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001631663 Filed Document 0001631663-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Lazard Emerging Markets Debt Blend Fund (US), L.P. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001569081 Filed Document 0001569081-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seegrid Corp See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $11,115,754 Associated Brokers / Dealers N/A CIK Number 0001634707 Filed Document 0001634707-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $28,984,608 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-15-000059 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Carlisle Country Club See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001585941 Filed Document 0001585941-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Carleon Strategic Intermediate Offshore Fund LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001544867 Filed Document 0001544867-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equity Trac Real Estate Fund I, LLC See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001634682 Filed Document 0001634682-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SRI - SLF III, L.P. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers SHOPOFF SECURITIES, INC. CIK Number 0001634635 Filed Document 0001634635-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Strategic Partners NC Real Asset Opportunities (Overage), L.P. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634566 Filed Document 0000950103-15-001398 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sutton View Partners LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577659 Filed Document 0001577659-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Medbox, Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001547996 Filed Document 0001181431-15-003119 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Georgia AHI 2015 Fund A, LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634431 Filed Document 0001634431-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voyager Global Absolute Return Insurance Fund, L.P. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Synthesis Advisors CIK Number 0001263656 Filed Document 0001263656-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APS Asia Pacific Long Short Fund See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $44,340,111 Associated Brokers / Dealers N/A CIK Number 0001523164 Filed Document 0001523164-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
BBR ACTIVE EQUITY - LONG ONLY (QP), LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574013 Filed Document 0001013594-15-000165 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WellDoc, Inc. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001459113 Filed Document 0001459113-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Top Tier Venture Capital VII-B, L.P. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $200,400,802 Associated Brokers / Dealers N/A CIK Number 0001617704 Filed Document 0001617704-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MMLISI FINANCIAL ALLIANCES LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001456663 Filed Document 0001456663-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Iowa Approach, Inc. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Cuttone & Co. CIK Number 0001609573 Filed Document 0001609573-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
Carleon Strategic Intermediate Fund LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001317333 Filed Document 0001317333-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALZHEON, INC. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001582636 Filed Document 0001140361-15-008956 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GuideSpark, Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $22,230,537 Associated Brokers / Dealers N/A CIK Number 0001556003 Filed Document 0001556003-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CombiMatrix Corp See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001383183 Filed Document 0001383183-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
GOLDSTEIN CAPITAL MANAGED BOND PORTFOLIO LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001001107 Filed Document 0001001107-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VENDERA RESOURCES III, L.P. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001634281 Filed Document 0001634281-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ColonaryConcepts LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001575600 Filed Document 0001575600-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity