Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Global Bioenergies See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581958 Filed Document 0001581958-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Toaster Labs, Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001610776 Filed Document 0001610776-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Credit Suisse Securitized Products Fund Ltd. See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549888 Filed Document 0001549888-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ranger-Mack Royalty Fund II, LP See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001610557 Filed Document 0001610557-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SPRINGFIELD PARTNERS LP See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031379 Filed Document 0001264128-14-000034 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elbrook Offshore Fund, Ltd. See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus and Company, Inc., Barbara L. Justiz, and Mark D. Preston CIK Number 0001553451 Filed Document 0000945621-14-000178 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZENOVIA DIGITAL EXCHANGE Corp See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers AEGIS CAPITAL CORP. CIK Number 0001598439 Filed Document 0001013762-14-000718 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
DreamDry, Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001610873 Filed Document 0001610873-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fisher Investments Institutional Group Small Cap Value Fund See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001609845 Filed Document 0001609845-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Prosiris Opportunities Master Fund, LP See All Filings	D/A	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576139 Filed Document 0000947871-14-000395 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PMC Partners I Offshore Access LP See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001610525 Filed Document 0001140361-14-025508 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SkinFix Inc. See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $676,393 Associated Brokers / Dealers N/A CIK Number 0001610554 Filed Document 0001610554-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Eckard Global, LLC See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $196,999 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Yorke Capital Corp See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Orchard Securities, LLC CIK Number 0001601855 Filed Document 0001601855-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Ashmore Emerging Markets Corporate Private Debt Fund, SICAV-SIF See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001609995 Filed Document 0001610577-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Connect Software Corp See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001610725 Filed Document 0001610725-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
BearWaters Brewing Co See All Filings	D	2014-06-13 00:00:00 UTC
Amount To Be Raised $565,000 Associated Brokers / Dealers N/A CIK Number 0001598852 Filed Document 0001598852-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SAVILE ROW MANAGED FUTURES T, LLC See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532124 Filed Document 0001532124-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Cohanzick Nexus Partners, L.P. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609856 Filed Document 0001609856-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOP III FOF, L.P. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001610508 Filed Document 0001610508-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JHO I LP See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001600304 Filed Document 0001600304-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Other
HiFiKiddo, Inc. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001609974 Filed Document 0001609974-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Sidecar Interactive, Inc. See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised $3,104,474 Associated Brokers / Dealers N/A CIK Number 0001451353 Filed Document 0001451353-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Salient Risk Parity Fund V12, LP See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gregory A. Reid, Matthew P. Summers, Craig Dawson, Phillip M. Plant, David E. Hicks, Stephen D. Strake, Sr., John C. Dawson III, J. Matthew Newtown, and Matthew H. Moncrief CIK Number 0001544371 Filed Document 0001544371-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cypress Acquisition Partners Retail Fund, L.P. See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001579225 Filed Document 0001579225-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SUPER EVIL MEGA CORP. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $9,599,993 Associated Brokers / Dealers N/A CIK Number 0001610701 Filed Document 0001610701-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lifescape LLC See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001578945 Filed Document 0001578945-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VERMONT Revenue or Assets $No Revenues Type of Security Debt
Pine River Fixed Income Fund L.P. See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445602 Filed Document 0001445602-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRAHAM ALTERNATIVE INVESTMENT FUND II LLC See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, and MULTIPLE CIK Number 0001461237 Filed Document 0000941031-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
FundersClub EWK LLC See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $333,333 Associated Brokers / Dealers N/A CIK Number 0001610714 Filed Document 0001610714-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Egerton ELS Fund Ltd See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528011 Filed Document 0000919574-14-003714 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIG VALLEY 2 LTD See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $582,020 Associated Brokers / Dealers N/A CIK Number 0001610761 Filed Document 0001610761-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other
Alphadyne Investment Strategies Partners, LP See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457616 Filed Document 0000919574-14-003726 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MobileTREC Corp See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001479096 Filed Document 0001479096-14-000005 Exclusions or Exemptions 504 and 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
CYPHER, LLC See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001547476 Filed Document 0001547476-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Villa San Clemente, LLC See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers N/A CIK Number 0001609708 Filed Document 0001609708-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New Science Ventures Fund III (Offshore), L.P. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001610749 Filed Document 0001610749-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARADIGM ENERGY GROUP, LLC See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $432,000 Associated Brokers / Dealers James Maxfield, John Jones, Eric Sease, Theodore Claassen Jr., William G Was III, Samuel Krzyzewski, Eric Sease, Theodore Claassen Jr., William G Was III, John Jones, and Samuel Krzyzewski CIK Number 0001525486 Filed Document 0001525486-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $535,000 Associated Brokers / Dealers Z LOAN & INVESTMENT, LLC CIK Number 0001467826 Filed Document 0001467826-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ROVER CAPITAL PARTNERS, LP See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573734 Filed Document 0001573734-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hashplex, Inc. See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605870 Filed Document 0001605870-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SCOPIA WINDMILL FUND LP See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522027 Filed Document 0000919574-14-003719 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROWLIFE, INC. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $516,013 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-14-000247 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Systematech Technical Management Services, Inc. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001547092 Filed Document 0001547092-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CCTrack MultiTrack Master Fund, Ltd. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610684 Filed Document 0001610684-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xcalar, Inc. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $4,062,809 Associated Brokers / Dealers N/A CIK Number 0001610719 Filed Document 0001610719-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ADURO BIOTECH, INC. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $40,602,333 Associated Brokers / Dealers N/A CIK Number 0001435049 Filed Document 0001019687-14-002415 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Expo Real Estate Holdings, L.P. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586021 Filed Document 0001586021-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axonic Special Opportunities Fund 2014-1, LP See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609334 Filed Document 0000919574-14-003721 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RODA GROUP CLEAN TECH FUND XVI, LLC See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610516 Filed Document 0001610516-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund