|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001331547
- Filed Document
- 0000902664-14-000438
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $384,801
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597319
- Filed Document
- 0001597319-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001324673
- Filed Document
- 0001324673-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $470,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595664
- Filed Document
- 0001595664-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- MONTANA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000822370
- Filed Document
- 0001144204-14-004808
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $369,490
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597333
- Filed Document
- 0001597333-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TRUMP SECURITIES LLC
- CIK Number
- 0001572077
- Filed Document
- 0001572077-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $19,785,665
- Associated Brokers / Dealers
- Patrick Sullivan, Andrew McGinnis, and Dave Buckalew
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000045
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
SEGREGATED PORTFOLIO A OF SUMMIT ROCK SELECT EQUITY (OFFSHORE) PORTFOLIO, SPC
See All Filings
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001433060
- Filed Document
- 0000819176-14-000024
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $202,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595826
- Filed Document
- 0001595826-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565169
- Filed Document
- 0001565169-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001405363
- Filed Document
- 0001411484-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $5,425,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001501570
- Filed Document
- 0001501570-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $50,842
- Associated Brokers / Dealers
- Kirk Penland and Danny Golesh
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000052
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001416825
- Filed Document
- 0000819176-14-000029
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $4,348,750
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594293
- Filed Document
- 0001594293-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598377
- Filed Document
- 0001598377-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509377
- Filed Document
- 0000919574-14-000444
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TRUMP SECURITIES LLC
- CIK Number
- 0001597464
- Filed Document
- 0001597464-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001424685
- Filed Document
- 0000819176-14-000031
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $750,000,000
- Associated Brokers / Dealers
- GOLDMAN, SACHS & CO. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
- CIK Number
- 0000016040
- Filed Document
- 0001598490-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525750
- Filed Document
- 0001140361-14-003509
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $9,831,352
- Associated Brokers / Dealers
- Edmon Tomes and Curtis Wyrtzen
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000057
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles B. Harrison, Phyllis J. Beck, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield
- CIK Number
- 0001598374
- Filed Document
- 0001598374-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Oakpoint Advisors, LLC and Oakpoint Advisors, LLC
- CIK Number
- 0001539577
- Filed Document
- 0001315863-14-000054
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $808,869
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000052988
- Filed Document
- 0001144204-14-004749
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $7,350
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598066
- Filed Document
- 0001598066-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000315038
- Filed Document
- 0000930413-14-000366
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000,000
- Associated Brokers / Dealers
- Goldman, Sachs & Co., Barclays Capital Inc., Citigroup Global Markets Inc., Banc of America Securities LLC, Morgan Stanley & Co. Incorporated, and Deutsche Bank Securities Inc.
- CIK Number
- 0000318154
- Filed Document
- 0001209191-14-005573
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Foreside Fund Services, LLC, HighTower Securities, LLC, and Raymond James Financial Services, Inc
- CIK Number
- 0001540486
- Filed Document
- 0001140361-14-003554
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001483539
- Filed Document
- 0001012975-14-000042
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598465
- Filed Document
- 0001598465-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $176,202
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597853
- Filed Document
- 0001597853-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001291009
- Filed Document
- 0000902664-14-000437
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-29 00:00:00 UTC |
- Amount To Be Raised
- $16,534,336
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545675
- Filed Document
- 0001545675-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598000
- Filed Document
- 0001598000-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VERMONT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001526369
- Filed Document
- 0001526369-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001429184
- Filed Document
- 0000902664-14-000424
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001532117
- Filed Document
- 0001532117-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598201
- Filed Document
- 0001598201-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $39,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598353
- Filed Document
- 0001595481-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598238
- Filed Document
- 0000902664-14-000412
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592576
- Filed Document
- 0001592576-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598365
- Filed Document
- 0001598365-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MAINE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- William J. Lynch III
- CIK Number
- 0001201648
- Filed Document
- 0001201648-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001219635
- Filed Document
- 0001181431-14-005163
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001563060
- Filed Document
- 0001563060-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
Schroder International Alpha Portfolio, a separate series of Schroder Investment Portfolios, L.P.
See All Filings
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SCHRODER FUND ADVISORS LLC
- CIK Number
- 0001544348
- Filed Document
- 0000819176-14-000016
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $14,718,788
- Associated Brokers / Dealers
- Kenneth Dayton
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000034
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $19,034,491
- Associated Brokers / Dealers
- Scott Seibel and Donald Harrington
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000039
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|