Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SEIX MULTI-SECTOR ABSOLUTE RETURN FUND L.P. See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458520 Filed Document 0001458520-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
AUTHENTIDATE HOLDING CORP See All Filings	D	2015-02-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000885074 Filed Document 0001209191-15-019320 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
AMERICAN GENERAL LIFE INSURANCE CO See All Filings	D/A	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo and Benefit Finance Securities CIK Number 0000005108 Filed Document 0000005108-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Other
Bustr, Inc. See All Filings	D	2015-02-27 00:00:00 UTC
Amount To Be Raised $2,688,751 Associated Brokers / Dealers N/A CIK Number 0001584839 Filed Document 0001584839-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Acadian ACWI ex US Small-Cap Fund, LLC See All Filings	D	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001635263 Filed Document 0001635263-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EBH HOLDING COMPANY, INC. See All Filings	D	2015-02-27 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001556494 Filed Document 0001602471-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Banner Development, LLC See All Filings	D	2015-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kittle Capital Markets, LLC CIK Number 0001634106 Filed Document 0001634106-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Debt
Royal Falcon Domestic Fund LP See All Filings	D	2015-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634932 Filed Document 0001634932-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueCrest Emerging Markets Fund Ltd See All Filings	D/A	2015-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440648 Filed Document 0001315863-15-000205 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Causeway International Opportunities Group Trust See All Filings	D/A	2015-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Paul O'Grady, Kevin Moutes, and Jerry MacDonald CIK Number 0001433532 Filed Document 0001507943-15-000022 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllBlue L.P. See All Filings	D/A	2015-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. and Deutsche Bank Trust Company Americas CIK Number 0001440319 Filed Document 0001315863-15-000200 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horizon Senior Care Fund LLC See All Filings	D	2015-02-26 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001634998 Filed Document 0001634998-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SoapBox Soaps LLC See All Filings	D	2015-02-26 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001562929 Filed Document 0001562929-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGIC VALUE RESTRUCTURING FUND LP See All Filings	D/A	2015-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., Central Park Group, and Deutsche Bank Securities, Inc. CIK Number 0001201081 Filed Document 0001315863-15-000197 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLORIDA INVESTORS CAPITAL, LLC See All Filings	D	2015-02-26 00:00:00 UTC
Amount To Be Raised $5,775,000 Associated Brokers / Dealers NONE CIK Number 0001569221 Filed Document 0001569221-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TIG ARBITRAGE ENHANCED, LTD. See All Filings	D/A	2015-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537552 Filed Document 0000919574-15-002428 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Algorithm, Inc. See All Filings	D	2015-02-26 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001632397 Filed Document 0001632397-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
JABCAP EMEA Fund Ltd See All Filings	D/A	2015-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542672 Filed Document 0000899140-15-000300 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
J.P. Morgan Access Multi-Strategy Fund II See All Filings	D/A	2015-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001524115 Filed Document 0000943663-15-000033 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Griffin Pipeline LLC See All Filings	D	2015-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634959 Filed Document 0001634959-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bay Capital India Fixed Income Fund Ltd See All Filings	D/A	2015-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542537 Filed Document 0001542537-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAM FCM Cat Bond Inc. See All Filings	D/A	2015-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570016 Filed Document 0001570016-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celadon Technology Fund III, LLC See All Filings	D/A	2015-02-26 00:00:00 UTC
Amount To Be Raised $12,919,480 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001617035 Filed Document 0001617035-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Spring Bank Pharmaceuticals, Inc. See All Filings	D/A	2015-02-26 00:00:00 UTC
Amount To Be Raised $21,647,967 Associated Brokers / Dealers Gilford Securities CIK Number 0001566373 Filed Document 0001566373-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Vasoptic Medical, Inc. See All Filings	D	2015-02-26 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001608501 Filed Document 0000914760-15-000079 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
JABCAP Global Balanced Fund Ltd See All Filings	D/A	2015-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542711 Filed Document 0000899140-15-000305 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
VASARI ENERGY, INC See All Filings	D/A	2015-02-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Platinum Triangle Marketing CIK Number 0001612117 Filed Document 0001612117-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Raise Labs Inc. See All Filings	D	2015-02-26 00:00:00 UTC
Amount To Be Raised $5,599,062 Associated Brokers / Dealers N/A CIK Number 0001634536 Filed Document 0001634536-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ACK Asset Partners II LP See All Filings	D	2015-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Concept Capital Markets, LLC CIK Number 0001547589 Filed Document 0000899140-15-000297 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fox Point QP Fund LP See All Filings	D/A	2015-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431364 Filed Document 0000919574-15-002416 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gabelli International Ltd See All Filings	D/A	2015-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001412410 Filed Document 0000919574-15-002430 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
East Side R&B Investment LP See All Filings	D	2015-02-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001630496 Filed Document 0001630496-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Novi Medical Properties, LP See All Filings	D	2015-02-26 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001635066 Filed Document 0001635066-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CrowdGather, Inc. See All Filings	D	2015-02-26 00:00:00 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001328670 Filed Document 0001140361-15-009150 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Slingshot Insights Inc. See All Filings	D	2015-02-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001635138 Filed Document 0001635138-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
EOS Surfaces L.L.C. See All Filings	D/A	2015-02-26 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers none CIK Number 0001526626 Filed Document 0001526626-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
BastCore LLC See All Filings	D	2015-02-26 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001635120 Filed Document 0001140361-15-009047 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
BIOPTIX DIAGNOSTICS, INC. See All Filings	D	2015-02-26 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001386616 Filed Document 0001386616-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ANGLE plc See All Filings	D	2015-02-26 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001620678 Filed Document 0001620678-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
MG ASCENT APARTMENTS L.P. See All Filings	D	2015-02-26 00:00:00 UTC
Amount To Be Raised $10,125,000 Associated Brokers / Dealers N/A CIK Number 0001634949 Filed Document 0001634949-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SurfWatch Labs, Inc. See All Filings	D	2015-02-26 00:00:00 UTC
Amount To Be Raised $5,200,011 Associated Brokers / Dealers N/A CIK Number 0001606193 Filed Document 0001606193-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Gavea Fund Ltd. See All Filings	D/A	2015-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001545105 Filed Document 0000899140-15-000293 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
JP MORGAN ACCESS MULTI-STRATEGY FUND LLC See All Filings	D/A	2015-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001286410 Filed Document 0000943663-15-000032 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Equity Co-Investment Partners Offshore SCSp See All Filings	D	2015-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001634844 Filed Document 0001140361-15-009104 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rsignia, Inc. See All Filings	D	2015-02-26 00:00:00 UTC
Amount To Be Raised $5,300 Associated Brokers / Dealers N/A CIK Number 0001635124 Filed Document 0001635124-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
JABCAP Global Convertible Fund, L.P. See All Filings	D/A	2015-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542718 Filed Document 0000899140-15-000306 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hollywood Burger Holdings, Inc. See All Filings	D/A	2015-02-26 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers DPEC Capital, Inc. CIK Number 0001487516 Filed Document 0001487516-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Thoughtfull Toys, Inc. See All Filings	D	2015-02-26 00:00:00 UTC
Amount To Be Raised $805,000 Associated Brokers / Dealers N/A CIK Number 0001585681 Filed Document 0001585681-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zaio Corp See All Filings	D	2015-02-26 00:00:00 UTC
Amount To Be Raised $4,352,000 Associated Brokers / Dealers N/A CIK Number 0001374350 Filed Document 0001374350-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Indus Omni Fund, Ltd. See All Filings	D/A	2015-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431976 Filed Document 0000919574-15-002422 Exclusions or Exemptions 506b Accepted Date 2015-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund