|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- CHARLES B. HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD
- CIK Number
- 0001598229
- Filed Document
- 0001598226-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NORTHERN TRUST SECURITIES, INC.
- CIK Number
- 0001535612
- Filed Document
- 0001597836-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001442329
- Filed Document
- 0001442329-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $17,104,682
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597587
- Filed Document
- 0001597587-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $5,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001582209
- Filed Document
- 0001582209-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597951
- Filed Document
- 0001171520-14-000047
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001483277
- Filed Document
- 0000919574-14-000381
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- B. Riley & Co., LLC
- CIK Number
- 0001516607
- Filed Document
- 0001516607-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597802
- Filed Document
- 0001597802-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001479781
- Filed Document
- 0001479781-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597933
- Filed Document
- 0001597933-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597898
- Filed Document
- 0001597898-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $1,010,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596513
- Filed Document
- 0001596513-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $875,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539120
- Filed Document
- 0001539120-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- MISSISSIPPI
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Debt
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592526
- Filed Document
- 0001592526-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $1,050,168
- Associated Brokers / Dealers
- CircleUp
- CIK Number
- 0001563170
- Filed Document
- 0001563170-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567106
- Filed Document
- 0001567106-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597686
- Filed Document
- 0001597678-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $359,006,396
- Associated Brokers / Dealers
- Clearview Trading Advisors, Inc.
- CIK Number
- 0001597862
- Filed Document
- 0001140361-14-002858
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D/A |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $33,275,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001510271
- Filed Document
- 0001315863-14-000034
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MONTANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597945
- Filed Document
- 0001597945-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001486371
- Filed Document
- 0001486371-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584513
- Filed Document
- 0001584513-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567648
- Filed Document
- 0000935836-14-000041
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001161582
- Filed Document
- 0001079974-14-000058
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $6,325,000
- Associated Brokers / Dealers
- RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC
- CIK Number
- 0001000275
- Filed Document
- 0001214659-14-000507
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Debt
|
|
|
D/A |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001305562
- Filed Document
- 0001305562-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001489569
- Filed Document
- 0001144204-14-003454
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001540090
- Filed Document
- 0000919574-14-000359
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001540124
- Filed Document
- 0001540124-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lazard Asset Management Securities LLC
- CIK Number
- 0001597552
- Filed Document
- 0001597552-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- North Creek Butler
- CIK Number
- 0001334107
- Filed Document
- 0000919574-14-000366
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001526067
- Filed Document
- 0001526067-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $3,825,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001318639
- Filed Document
- 0001318639-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MONTANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $1,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001377053
- Filed Document
- 0001377053-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $5,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597271
- Filed Document
- 0001597271-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001414562
- Filed Document
- 0001140361-14-002853
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000926851
- Filed Document
- 0000926851-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597658
- Filed Document
- 0001597658-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $1,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597772
- Filed Document
- 0001597772-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $13,510,975
- Associated Brokers / Dealers
- ALTACORP CAPITAL (USA) INC., DUNDEE SECURITIES CORP, Paradigm Capital Inc., Acumen Capital Finance Partners Limited, MGI Securities Inc, and Haywood Securities (USA) Ltd.
- CIK Number
- 0001505031
- Filed Document
- 0001505031-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- ALBERTA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- John Carris Investments, LLC
- CIK Number
- 0001594824
- Filed Document
- 0001013762-14-000067
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $110,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001597662
- Filed Document
- 0001597662-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509385
- Filed Document
- 0000919574-14-000358
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509785
- Filed Document
- 0000919574-14-000372
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001597753
- Filed Document
- 0001597753-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $2,788,720
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001461828
- Filed Document
- 0001461828-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Energy Conservation
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001327843
- Filed Document
- 0001327843-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $3,067,501
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565113
- Filed Document
- 0001565113-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-22 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001597752
- Filed Document
- 0001597752-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|