|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $7,500,000
- Associated Brokers / Dealers
- Robert L. Thornton, III
- CIK Number
- 0001541237
- Filed Document
- 0001541237-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539852
- Filed Document
- 0001539852-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001578519
- Filed Document
- 0001578519-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $11,482
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597168
- Filed Document
- 0001597168-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $25,000,006
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560004
- Filed Document
- 0001560004-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597977
- Filed Document
- 0001597977-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001031276
- Filed Document
- 0001031276-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001540161
- Filed Document
- 0000902664-14-000293
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598631
- Filed Document
- 0001598631-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597907
- Filed Document
- 0001597907-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001478952
- Filed Document
- 0000902664-14-000313
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $1,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562159
- Filed Document
- 0001562159-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori D. Mayfield
- CIK Number
- 0001596793
- Filed Document
- 0001140361-14-002975
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $29,966,400
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561351
- Filed Document
- 0001561351-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591350
- Filed Document
- 0001181431-14-003507
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- MONTANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $1,650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596514
- Filed Document
- 0001596514-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001166212
- Filed Document
- 0001166212-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597564
- Filed Document
- 0001597564-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- CHARLES B. HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD
- CIK Number
- 0001598232
- Filed Document
- 0001598226-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596178
- Filed Document
- 0001596178-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597357
- Filed Document
- 0000935836-14-000044
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001532418
- Filed Document
- 0001532418-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598159
- Filed Document
- 0000945621-14-000023
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561109
- Filed Document
- 0001140361-14-002987
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001481609
- Filed Document
- 0001481609-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NORTHERN TRUST SECURITIES, INC.
- CIK Number
- 0001535613
- Filed Document
- 0001597836-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
OZ Global Equity Opportunities Overseas Institutional Fund, Ltd.
See All Filings
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565914
- Filed Document
- 0001576518-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565820
- Filed Document
- 0001019056-14-000066
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jonathan P Bren
- CIK Number
- 0001341241
- Filed Document
- 0001341241-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jonathan P Bren
- CIK Number
- 0001413956
- Filed Document
- 0001413956-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- CHARLES B. HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD
- CIK Number
- 0001598226
- Filed Document
- 0001598226-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- No Sales Compensation
- CIK Number
- 0001597932
- Filed Document
- 0001597932-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598026
- Filed Document
- 0001140361-14-003113
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001551784
- Filed Document
- 0000902664-14-000356
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596486
- Filed Document
- 0001596486-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TRUMP SECURITIES LLC
- CIK Number
- 0001597464
- Filed Document
- 0001597464-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001341761
- Filed Document
- 0000919574-14-000375
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538777
- Filed Document
- 0001538777-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001483278
- Filed Document
- 0000919574-14-000382
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Tessera Capital Partners, LLC
- CIK Number
- 0001597190
- Filed Document
- 0001597190-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- Nancy M. Heimann
- CIK Number
- 0001597809
- Filed Document
- 0001597809-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- No Sales Compensation
- CIK Number
- 0001597984
- Filed Document
- 0001597932-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001455870
- Filed Document
- 0001455870-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $1,302,812
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001508690
- Filed Document
- 0001508690-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459430
- Filed Document
- 0000902664-14-000292
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $4,166,699
- Associated Brokers / Dealers
- GMP Securities L.P., MGI Securities Inc., Mackie Research Capital Corporation, M Partners Inc., Jones, Gable & Company Limited, and PI Financial Corp.
- CIK Number
- 0001311605
- Filed Document
- 0001140361-14-003028
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001597449
- Filed Document
- 0001597449-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001390066
- Filed Document
- 0001015325-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001386533
- Filed Document
- 0001386533-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-01-23 00:00:00 UTC |
- Amount To Be Raised
- $4,289,382
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590759
- Filed Document
- 0001590759-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|