Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fir Tree Capital Opportunity Fund (USTE), L.P. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560985 Filed Document 0001315863-14-000413 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AnchorPath Dedicated Return Fund, LP See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611631 Filed Document 0001264128-14-000036 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BASSWOOD ENHANCED LONG SHORT FUND LP See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525955 Filed Document 0001525955-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cobblestone M North LLC See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001607963 Filed Document 0001607963-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KKR Asian Fund II SBS L.P. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580288 Filed Document 0001580288-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hirtle Callaghan Special Opportunities Fund, L.P. Tax Advantaged Yield Series II See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575512 Filed Document 0001575512-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Standard Pacific JD Fund, L.P. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612142 Filed Document 0001612142-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Doshi Gama Fund, LP See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578628 Filed Document 0001578628-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIR TREE VALUE FUND, L.P. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000918478 Filed Document 0001315863-14-000400 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIR TREE INTERNATIONAL VALUE FUND, LTD. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431627 Filed Document 0001315863-14-000405 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alysun QP Fund LP See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413636 Filed Document 0000898432-14-000916 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GFRS Equipment Leasing Fund II, LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001541498 Filed Document 0001541498-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DEPCOM POWER, INC. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001611444 Filed Document 0001611444-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum Pentwater, Ltd. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001569997 Filed Document 0001569997-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley Colony Distressed Credit & Special Situations III Feeder, LP See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001612585 Filed Document 0001140361-14-027556 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIR TREE CAPITAL OPPORTUNITY FUND II, LTD. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431698 Filed Document 0001315863-14-000412 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Just Above Cost, LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001612214 Filed Document 0001612214-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
SLO MINI-STORAGE LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001420716 Filed Document 0001420716-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Innovate Partners Emerging Growth & Equity Fund I, LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $23,491,000 Associated Brokers / Dealers N/A CIK Number 0001611835 Filed Document 0001611835-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
IncWell II LP See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605521 Filed Document 0001605521-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
PROGRESSIVE GREEN SOLUTIONS, INC. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Brookville Capital Partners LLC CIK Number 0001537511 Filed Document 0001144204-14-040966 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ALYDAR FUND LP See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001211904 Filed Document 0000898432-14-000911 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHG-Metro JV, LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001607348 Filed Document 0000897069-14-000325 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Frontier Water Systems, LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers na CIK Number 0001578779 Filed Document 0001578779-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BDT Capital Partners Fund II, L.P. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $5,205,873,500 Associated Brokers / Dealers N/A CIK Number 0001612490 Filed Document 0001140361-14-027741 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAJA CAPITAL FUND II LTD See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612363 Filed Document 0001612363-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iroquois Energy Fund LLC See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505411 Filed Document 0001505411-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $144,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000012 Exclusions or Exemptions 506c Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Palo Alto Health Sciences, Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001588054 Filed Document 0001588054-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AUSAF SREC I, LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001608127 Filed Document 0001608127-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIREFLY PARTNERS L P See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001271710 Filed Document 0001271710-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Ridgetop Capital V, LP See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001610110 Filed Document 0001610110-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Jewel Bond Fund, LP See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable CIK Number 0001440284 Filed Document 0001440284-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE CAPITAL OPPORTUNITY FUND, LTD. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431697 Filed Document 0001315863-14-000411 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rothschild Cornerstone Fund, LP See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612017 Filed Document 0001612017-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hirtle Callaghan Special Opportunities Fund, L.P. Tax Advantaged Yield Series See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566590 Filed Document 0001566590-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OBJ Enterprises, Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $7,548,529 Associated Brokers / Dealers N/A CIK Number 0001489256 Filed Document 0001140361-14-027740 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BDR Bellevue IV LLC See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001609622 Filed Document 0001609622-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Alysun Fund LP See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413635 Filed Document 0000898432-14-000915 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MUGAR 87 CPD LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $4,553,846 Associated Brokers / Dealers N/A CIK Number 0001612278 Filed Document 0001612278-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Plia Systems, Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001564517 Filed Document 0001564517-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cold Harbor Capital Partners, LP See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611625 Filed Document 0001611625-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSREF2 Razor REIT (Atlanta), Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001612068 Filed Document 0001612068-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bellerophon Therapeutics LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001600132 Filed Document 0001600132-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Ivy Lane Concentrated Value Fund, LP See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612415 Filed Document 0001612415-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
John W. Bristol Equity Fund I LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John W. Bristol & Co., Inc. CIK Number 0001562326 Filed Document 0001085146-14-001318 Exclusions or Exemptions 506c Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
MOUNTAIN AVENUE PARTNERS LP See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001038103 Filed Document 0000919574-14-003874 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
E-Line Ventures LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001587856 Filed Document 0001587856-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AlternativeFocus Owl Creek Asia II, L.P. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001525136 Filed Document 0001525136-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Salt Lake Brewing Co., LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $5,590,474 Associated Brokers / Dealers N/A CIK Number 0001612288 Filed Document 0000914760-14-000043 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity