|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541829
- Filed Document
- 0001541829-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $2,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600512
- Filed Document
- 0001600512-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599881
- Filed Document
- 0001140361-14-008767
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $3,510,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600567
- Filed Document
- 0001600567-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $1
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600132
- Filed Document
- 0001600132-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
Lighthouse Credit Compass Segregated Portfolio, a segregated portfolio of Lighthouse Strategies Fund, SPC
See All Filings
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, Certitude Global Investments Limited, APB Financial Group, SunTrust Investment Services, Inc., SunTrust Banks, Inc., and Primores AG
- CIK Number
- 0001522455
- Filed Document
- 0001555883-14-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001487012
- Filed Document
- 0000935836-14-000131
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Sandlapper Securities LLC
- CIK Number
- 0001600659
- Filed Document
- 0001600659-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570260
- Filed Document
- 0001140361-14-009017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001453379
- Filed Document
- 0000919574-14-001902
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $80,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600596
- Filed Document
- 0001600596-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600579
- Filed Document
- 0001600579-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600413
- Filed Document
- 0001600413-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581082
- Filed Document
- 0001581082-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AVM, L.P., Maymont Partners, Inc., Anchor Asset Management LLC, Frontier Solutions, LLC, Norfolk Markets, LLC, and James River Securities Corp.
- CIK Number
- 0001077921
- Filed Document
- 0001077921-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567074
- Filed Document
- 0001567074-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Debt
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $2,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001549875
- Filed Document
- 0001549875-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- ARETE Wealth Management LLC
- CIK Number
- 0001598936
- Filed Document
- 0001598936-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $138,683
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001384244
- Filed Document
- 0001384244-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $1,794,845
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600553
- Filed Document
- 0001600553-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $3,013,294
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001546414
- Filed Document
- 0001546414-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600385
- Filed Document
- 0001600385-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001430080
- Filed Document
- 0001430080-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $1,011,240
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001502317
- Filed Document
- 0001140361-14-008880
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Energy
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600702
- Filed Document
- 0001600702-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001518324
- Filed Document
- 0001518324-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001254282
- Filed Document
- 0000935836-14-000132
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Middlebury Securities
- CIK Number
- 0001597196
- Filed Document
- 0001597196-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600622
- Filed Document
- 0001600622-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Energy Conservation
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600671
- Filed Document
- 0001019056-14-000274
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001600471
- Filed Document
- 0001600471-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001540811
- Filed Document
- 0001540811-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599281
- Filed Document
- 0001599281-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
Lighthouse Credit Compass Series (A Series of Lighthouse Strategies Fund, LLC)
See All Filings
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SunTrust Investment Services, Inc., Atlantic Trust Company, and SunTrust Banks, Inc.
- CIK Number
- 0001503314
- Filed Document
- 0001555883-14-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $2,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600402
- Filed Document
- 0001600402-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $17,999,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557701
- Filed Document
- 0001557701-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560677
- Filed Document
- 0001560677-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560608
- Filed Document
- 0001560608-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AVM, L.P., Anchor Asset Management LLC, UBS Financial Services Inc., Maymont Partners, Inc., James River Securities Corp., Norfolk Markets, LLC, Frontier Solutions, LLC, and H.C. Wainwright & Co., LLC
- CIK Number
- 0001469720
- Filed Document
- 0001077921-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets, Inc., JP Morgan Securities, Inc., Raymond James Financial Services, Inc., SunTrust Investment Services, Inc., SunTrust Banks, Inc., Atlantic Trust Company, Morgan Stanley Smith Barney LLC, Marcuard Family Office Ltd., and Stifel, Nicolaus & Company, Incorporated
- CIK Number
- 0001164272
- Filed Document
- 0001555883-14-000009
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $172,636,514
- Associated Brokers / Dealers
- Dan Roberts and J D Tanner
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000086
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001429979
- Filed Document
- 0001430080-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600518
- Filed Document
- 0001600518-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001391880
- Filed Document
- 0001315863-14-000107
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $412,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600837
- Filed Document
- 0001600837-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541521
- Filed Document
- 0001541521-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $9,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600614
- Filed Document
- 0001493152-14-000540
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Other
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001027986
- Filed Document
- 0001595990-14-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Tim Morgan and Dominic Trusted
- CIK Number
- 0001600414
- Filed Document
- 0000919574-14-001898
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600510
- Filed Document
- 0001600510-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Security To Be Acquired
|