Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LAM AVIATION, INC. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $200,001 Associated Brokers / Dealers N/A CIK Number 0001470865 Filed Document 0001470865-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
EMG AE Permian Holdings, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $870,000,000 Associated Brokers / Dealers N/A CIK Number 0001607262 Filed Document 0001607262-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stuart Street Investors I, LP See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers R.M. Duncan Securities, Inc. CIK Number 0001612769 Filed Document 0001612769-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
GROWLIFE, INC. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $2,780,454 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-14-000310 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $1,785,696 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-14-000308 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP Total Return Fund, L.P. See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig C. Dawson, Kevin B. Davis, Matthew H. Moncrief, EDI Financial, Inc., J. Matthew Newtown, Andrew B. Linbeck, David E. Hicks, William W. Cathriner, Matthew P. Summers, Stephen D. Strake, Timothy M. Conway III, James R. Moffett, Jr., Fred L. Williams, Jr., Jill T. Cohen, and UMB Financial Services, Inc. CIK Number 0001589065 Filed Document 0001589065-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Qua3-Fund, a series of AngelList-RV-Funds, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001612698 Filed Document 0001612698-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MMLISI FINANCIAL ALLIANCES LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001456663 Filed Document 0001456663-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EMERGE DIAGNOSTICS, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001551259 Filed Document 0000892917-14-000026 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SI Westover Hills Memory, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $2,255,000 Associated Brokers / Dealers N/A CIK Number 0001612610 Filed Document 0001612610-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
iHookup Social, Inc. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001414043 Filed Document 0001140361-14-027835 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AUTOMOTIVE CREDIT CORP See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0000907480 Filed Document 0000907480-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Grafoid Inc. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $2,775,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001570286 Filed Document 0001468658-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Grant Block 33, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001612382 Filed Document 0001612382-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
AngelList-Voltem-Fund, a series of AngelList-GP-Funds, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $199,999 Associated Brokers / Dealers N/A CIK Number 0001612071 Filed Document 0001612071-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Europe Partners IV, L.P. See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not Applicable, and Not Applicable CIK Number 0001583939 Filed Document 0001181431-14-026159 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZIMMERMAN TONOYAN INVESTMENT GROUP INC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442006 Filed Document 0001442006-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
DIH ARDEN VILLAS LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $11,954,444 Associated Brokers / Dealers N/A CIK Number 0001612462 Filed Document 0001612462-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Tjin-Fund, a series of AngelList-CuRs-Funds, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $197,000 Associated Brokers / Dealers N/A CIK Number 0001611967 Filed Document 0001611967-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Zli-Fund, a series of AngelList Funds, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $167,536 Associated Brokers / Dealers N/A CIK Number 0001612690 Filed Document 0001612690-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soft Science, Inc. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001555307 Filed Document 0001555307-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tocagen Inc See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised $15,750,000 Associated Brokers / Dealers Newbridge Securities Corporation CIK Number 0001419041 Filed Document 0001419041-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $1,352,494 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-14-000302 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $2,421,871 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-14-000299 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dimos Pizza LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001612643 Filed Document 0001612643-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
East Side Capital, L.P. See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Keith M. Rosenbloom and Stephen H. Hamrick CIK Number 0001314688 Filed Document 0000919574-14-003906 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MBLOX INC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $491,201 Associated Brokers / Dealers N/A CIK Number 0001243669 Filed Document 0001243669-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CEP IV Dollar Feeder, L.P. See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001609380 Filed Document 0001181431-14-026162 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Livesure, L.C. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001612847 Filed Document 0001612847-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Qualegen, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001599294 Filed Document 0001599294-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PROPHECY COAL CORP See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $25,902 Associated Brokers / Dealers N/A CIK Number 0001545224 Filed Document 0001545224-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Post Creator LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001612660 Filed Document 0001612660-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
GOLD RESERVE INC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $37,308,000 Associated Brokers / Dealers N/A CIK Number 0001072725 Filed Document 0001144204-14-041519 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
STADIUM CAPITAL PARTNERS L P See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001076204 Filed Document 0000935836-14-000392 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VergePointe Capital Fund XVIII, LP See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001608676 Filed Document 0000896595-14-000056 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
SAMBAZON INC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001375175 Filed Document 0001375175-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Magnum Energy Inc. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $23,230 Associated Brokers / Dealers N/A CIK Number 0001612715 Filed Document 0001612715-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Loomis Sayles Long Duration Corporate Bond Trust See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475711 Filed Document 0001475711-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Fluorofinder, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001609535 Filed Document 0001609535-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Loomis Sayles Multi-Asset Real Return Trust See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525974 Filed Document 0001525974-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
CARDIAC INSIGHT, INC. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $9,075,000 Associated Brokers / Dealers N/A CIK Number 0001509098 Filed Document 0001509098-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GCM Grosvenor Charter Oak, LLC See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612472 Filed Document 0001612472-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Data Holdings Inc. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $3,500,000,000 Associated Brokers / Dealers KKR Capital Markets LLC CIK Number 0001611166 Filed Document 0001611166-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Equity
ScoreStream, Inc. See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001612173 Filed Document 0001019687-14-002658 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Serenitas Credit Gamma Offshore Fund, Ltd. See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580742 Filed Document 0001580742-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TeleSign Holdings, Inc. See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised $49,400,004 Associated Brokers / Dealers N/A CIK Number 0001553193 Filed Document 0001553193-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ENDURANCE FUND QP LLC See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277892 Filed Document 0001277892-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCM Grosvenor Charter Oak, LLC See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612472 Filed Document 0001612472-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LMF 2, LP See All Filings	D	2014-07-03 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001612464 Filed Document 0001612464-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum York International, LLC See All Filings	D/A	2014-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001526372 Filed Document 0001526372-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund