|
|
D/A |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001421711
- Filed Document
- 0001315863-15-000242
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- $22,750,002
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635845
- Filed Document
- 0001635845-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- $3,056,000
- Associated Brokers / Dealers
- Allen C. Ewing & Co.
- CIK Number
- 0001636085
- Filed Document
- 0001636085-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- $872,008
- Associated Brokers / Dealers
- Kirk Penland, Dan Golesh, Ken Prodger, and Troy Hammond
- CIK Number
- 0001135856
- Filed Document
- 0001135856-15-000073
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- None and None
- CIK Number
- 0001624750
- Filed Document
- 0000950142-15-000544
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630627
- Filed Document
- 0001015325-15-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- none
- CIK Number
- 0001617587
- Filed Document
- 0001617587-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001518034
- Filed Document
- 0001518034-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634857
- Filed Document
- 0001634857-15-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001315367
- Filed Document
- 0001315367-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609893
- Filed Document
- 0001609893-15-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001585608
- Filed Document
- 0001585608-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635624
- Filed Document
- 0001635624-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credo Management, Blackwood Investments, Ltd, and Duncan Financial Services, S.A.
- CIK Number
- 0001459721
- Filed Document
- 0001459721-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Blackwood Investments, Ltd
- CIK Number
- 0001061622
- Filed Document
- 0001061622-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- none
- CIK Number
- 0001635556
- Filed Document
- 0001635556-15-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Agriculture
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- $12,474,747
- Associated Brokers / Dealers
- Constellation Associates LLC
- CIK Number
- 0001594678
- Filed Document
- 0001594678-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001218213
- Filed Document
- 0001218213-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Regions Investment Management, Inc., Highland Information Systems, Citigroup Global Markets Inc., D.A. Davidson & Co., Deutsche Bank Securities Inc., and GS Capital Management LLC
- CIK Number
- 0001319591
- Filed Document
- 0001507943-15-000040
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- $3,248,067
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634936
- Filed Document
- 0000897069-15-000200
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458226
- Filed Document
- 0001181431-15-004314
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601886
- Filed Document
- 0001601886-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- $54,800,000
- Associated Brokers / Dealers
- CanAm Investor Services LLC
- CIK Number
- 0001592555
- Filed Document
- 0001592555-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- $20,050,160
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001632910
- Filed Document
- 0001632910-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635749
- Filed Document
- 0001635749-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000918273
- Filed Document
- 0000858049-15-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001319736
- Filed Document
- 0000919574-15-002690
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635483
- Filed Document
- 0001635483-15-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- $5,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635554
- Filed Document
- 0001635554-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- $24,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603576
- Filed Document
- 0001140361-15-010677
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635227
- Filed Document
- 0001387131-15-000801
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458169
- Filed Document
- 0001181431-15-004319
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635197
- Filed Document
- 0001393725-15-000024
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636008
- Filed Document
- 0001636008-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602462
- Filed Document
- 0001602462-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628968
- Filed Document
- 0001140361-15-010689
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- Brookline Group, LLC
- CIK Number
- 0001635916
- Filed Document
- 0001635916-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001520062
- Filed Document
- 0001520062-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584624
- Filed Document
- 0001584624-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608080
- Filed Document
- 0001608080-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635917
- Filed Document
- 0001635917-15-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635924
- Filed Document
- 0001635924-15-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-06 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001496979
- Filed Document
- 0001496979-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001375136
- Filed Document
- 0001315863-15-000236
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., SANDERS MORRIS HARRIS INC., RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, CREDIT SUISSE SECURITIES (USA) LLC, Dominick & Dominick, Morgan Stanley & Co. LLC, and STIFEL, NICOLAUS & COMPANY, INCORPORATED
- CIK Number
- 0001278834
- Filed Document
- 0000919574-15-002668
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460132
- Filed Document
- 0000894579-15-000071
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-05 00:00:00 UTC |
- Amount To Be Raised
- $1,080,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634888
- Filed Document
- 0001634888-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-03-05 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Catherine Zhang, Sam Ma, Yang Dan, Xi Jing, Kong Qiu, Louis Gao, Zhou Haihong, Leslie Liu, Li Jiangmei, Dai Hefang, Hong Jingxin, Luo Jinfeng, Echo DX Liang, Yi Tang, Ling Wang, Zhi Li, and William Peng
- CIK Number
- 0001593625
- Filed Document
- 0001593625-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-03-05 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561257
- Filed Document
- 0001561257-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Construction
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D/A |
2015-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc.
- CIK Number
- 0001461778
- Filed Document
- 0001461778-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|