Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GEMINI BANCSHARES INC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $1,003,425 Associated Brokers / Dealers N/A CIK Number 0001209251 Filed Document 0001014108-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Third Point Reinsurance Opportunities Fund Ltd. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568616 Filed Document 0001568616-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
HRA Camelback 32 Holdings, LP See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $2,940,300 Associated Brokers / Dealers N/A CIK Number 0001599153 Filed Document 0001599153-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Transphorm, Inc. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $15,000,001 Associated Brokers / Dealers N/A CIK Number 0001400017 Filed Document 0001181431-14-005469 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oryon Technologies, Inc. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $2,914,732 Associated Brokers / Dealers none CIK Number 0001436164 Filed Document 0001436164-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Diversified Inflation Strategies, L.P. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001478821 Filed Document 0000819176-14-000037 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMALL CAP LONG SHORT FUND LLC See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001438278 Filed Document 0001140361-14-005753 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cameron at The Summit Properties, LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $27,910,000 Associated Brokers / Dealers N/A CIK Number 0001597344 Filed Document 0001597344-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
400 Meeting CMB, LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $6,700,000 Associated Brokers / Dealers N/A CIK Number 0001594812 Filed Document 0000948520-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
HedgeForum Gavea, Ltd. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001458216 Filed Document 0001458216-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group Kingdom, L.P. Inc. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599227 Filed Document 0001599227-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Therapydia, Inc. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001539766 Filed Document 0001181431-14-006418 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LGIMA US CREDIT FUND, LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598799 Filed Document 0001598799-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Assure-SDH-Fund, LLC See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised $319,800 Associated Brokers / Dealers N/A CIK Number 0001588642 Filed Document 0001588642-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORLANDO REALTY, LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. d/b/a First Liberties Financial CIK Number 0001597810 Filed Document 0001597810-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Tremblant Concentrated Fund Ltd. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001343827 Filed Document 0000919574-14-000571 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lockbox I, LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599458 Filed Document 0001127855-14-000049 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
HedgeForum Renaissance Equities, Ltd. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001362278 Filed Document 0001362278-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Trademark Co-Invest Fund I, L.P. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001597279 Filed Document 0001597279-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum OZF, Ltd. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001526905 Filed Document 0001526905-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
INCEPTION MINING INC. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001416090 Filed Document 0001493152-14-000340 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Tremblant Select Ltd. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001343963 Filed Document 0000919574-14-000569 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgeForum Third Point, Ltd. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001430405 Filed Document 0001430405-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alvarez & Marsal Partners Buyout Fund, LP See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised $56,801,823 Associated Brokers / Dealers N/A CIK Number 0001492775 Filed Document 0001492775-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fantex Holdings, Inc. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001569867 Filed Document 0001140361-14-004754 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SILVER LINING FUND, L.P. See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518960 Filed Document 0001518960-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
NEWARK REAL PROPERTIES, LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. d/b/a First Liberties Financial CIK Number 0001597851 Filed Document 0001597851-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PS Latin America Offshore Ltd See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598961 Filed Document 0001598957-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MHPI III, LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001529037 Filed Document 0001529037-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
KEW Group Inc. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $30,050,505 Associated Brokers / Dealers N/A CIK Number 0001597405 Filed Document 0001597405-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AL-Bugcrowd-Fund, LLC See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised $93,725 Associated Brokers / Dealers N/A CIK Number 0001588676 Filed Document 0001588676-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MILESTONE ROCHESTER FUND LLLP See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $1,510,000 Associated Brokers / Dealers N/A CIK Number 0001599218 Filed Document 0001599218-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Equity
Colchis/Marlette Income Fund, L.P. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598779 Filed Document 0000935836-14-000076 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Financial Stocks Limited Partnership See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus and Company, Inc., BARBARA L. JUSTIZ, and MARK D. PRESTON CIK Number 0001338955 Filed Document 0000919574-14-000538 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weathergage Venture Capital III LP See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001598888 Filed Document 0001598888-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SE Michigan Holdings, Inc. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001599295 Filed Document 0001599295-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Lett.rs LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001599147 Filed Document 0001599147-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
WHISKEYSPEAK. LLC See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001599322 Filed Document 0001599322-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Waiakea, Inc. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001598676 Filed Document 0001598676-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DIII Offshore Fund, LP See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001282684 Filed Document 0001013594-14-000061 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bourbon Brothers Holding Corp See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised $13,480,908 Associated Brokers / Dealers N/A CIK Number 0001445918 Filed Document 0001079973-14-000103 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Kestrel Fund, L.P. Series D See All Filings	D/A	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569589 Filed Document 0001569589-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blrrt, Inc. See All Filings	D	2014-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598101 Filed Document 0001598101-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
BIOREVOLUTION CAPITAL PARTNERS, LP See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419913 Filed Document 0000919574-14-000532 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Perry Investors Offshore Ltd. See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001512304 Filed Document 0000950103-14-000792 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hireology, Inc. See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $1,631,776 Associated Brokers / Dealers N/A CIK Number 0001542446 Filed Document 0001542446-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Montana Urological Services LLC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $84,000 Associated Brokers / Dealers N/A CIK Number 0001534102 Filed Document 0001534102-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ingersoll Square Phase III Associates, L.P. See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001599309 Filed Document 0001599309-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
LYON STREET INVESTORS LP See All Filings	D/A	2014-02-04 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001452246 Filed Document 0000935836-14-000072 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund