Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Market Garden WA, LLC See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001599660 Filed Document 0001599660-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Value Add Storage Fund I L.P. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Dolliver H. Frederick and Charles R. Querry CIK Number 0001599029 Filed Document 0001599029-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wean Capital LP See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598937 Filed Document 0001598937-14-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MILLENNIUM SMC LLC See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483434 Filed Document 0000902664-14-000694 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CDRF Topco, Inc. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598816 Filed Document 0001181431-14-005931 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ShotTracker Inc. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $635,000 Associated Brokers / Dealers N/A CIK Number 0001599697 Filed Document 0001599697-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Beltway Strategic Opportunities Fund L.P. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599524 Filed Document 0001140361-14-005488 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAPSTONE REAL ESTATE INVESTMENTS, LLC See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001553133 Filed Document 0001553133-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Confide, Inc. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $1,959,975 Associated Brokers / Dealers N/A CIK Number 0001599753 Filed Document 0001140361-14-005779 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Maloney Acquisition LP See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001599783 Filed Document 0001599783-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PRTI, Inc. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001599423 Filed Document 0001599423-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
TRIGRAN INVESTMENTS LP See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Phillips Capital CIK Number 0000905558 Filed Document 0001544824-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARDIAC DIMENSIONS INC See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised $822,959 Associated Brokers / Dealers N/A CIK Number 0001285829 Filed Document 0001285829-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Spyglass-Jefferson Place, LLC See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001595991 Filed Document 0000950138-14-000129 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Lucid Energy, Inc. See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised $11,202,746 Associated Brokers / Dealers N/A CIK Number 0001568118 Filed Document 0001568118-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Manager Skill LLC See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570077 Filed Document 0001570077-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schulze Global Korea Debt Partners I, L.P. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599224 Filed Document 0001599224-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Semper US RMBS Opportunity REIT, Inc. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers CAVU Securities LLC, American Capital Partners, LLC, Buckman, Buckman & Reid, Inc., Financial West Group, Wilson-Davis & Co., Inc., First Liberties Financial, Newbridge Securities Corporation, VFG Securities, Inc., and IBN Financial Services, Inc. CIK Number 0001540420 Filed Document 0001540420-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Osmium Special Opportunity Fund, LP See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001592547 Filed Document 0001592547-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Resonate Industries Inc See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001299500 Filed Document 0001299500-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Spin-Off Opportunities Fund, LLC See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HRC Fund Associates, LLC CIK Number 0001523555 Filed Document 0001523555-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enumeral Biomedical Corp. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001518957 Filed Document 0001518957-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
TAULIA INC. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001505178 Filed Document 0001505178-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HighFlyer LLC See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001599572 Filed Document 0001015325-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
LONG OAR GLOBAL PARTNERS LP See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457907 Filed Document 0000919574-14-000662 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClipMine, Inc. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001599998 Filed Document 0001599998-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GAM FCM Cat Bond Inc. See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570016 Filed Document 0001570016-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
GREAT EAST ENERGY, INC. See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers HUNTER WISE SECURITIES, LLC CIK Number 0001539574 Filed Document 0001563315-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
DRZ Long Short, LP See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594625 Filed Document 0001594625-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Flinders Resources Ltd See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised $12,913,967 Associated Brokers / Dealers N/A CIK Number 0001542731 Filed Document 0000949353-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
APPALOOSA INVESTMENT LIMITED PARTNERSHIP I See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485034 Filed Document 0000919574-14-000650 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHARTER OAK PARTNERS See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000755696 Filed Document 0000902664-14-000662 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aqua Ag 21, LLC See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001600449 Filed Document 0001600449-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
Chicago Standard Holding Company, Ltd See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459859 Filed Document 0001459859-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Tybourne Equity (Offshore) Fund See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553803 Filed Document 0001140361-14-005557 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next Graphite, Inc. See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Hunter Wise Securities, LLC CIK Number 0001563315 Filed Document 0001563315-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Nitor Capital LLC See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514805 Filed Document 0001445866-14-000054 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
ThinkDex, LP See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599528 Filed Document 0001599528-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mosaic Biosciences, Inc. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $2,310,000 Associated Brokers / Dealers N/A CIK Number 0001526054 Filed Document 0001526054-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AWJ Global Sustainable Offshore Fund Ltd. See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482425 Filed Document 0000898432-14-000213 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABS Global Long Short II ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001569486 Filed Document 0000898432-14-000206 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evacuation Complete LLC See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001597327 Filed Document 0001597327-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PSAV Holdings LLC See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $282,670,822 Associated Brokers / Dealers N/A CIK Number 0001599165 Filed Document 0001599165-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Il Castagno Distributors, LLC See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001599541 Filed Document 0001599541-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
HilbSPV II, LP See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599307 Filed Document 0001599305-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zweig-DiMenna Natural Resources L.P. See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001364902 Filed Document 0001364902-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venator Capital Partners LP See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595912 Filed Document 0001595912-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intensity Therapeutics, Inc. See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Cato Capital, LLC CIK Number 0001567264 Filed Document 0000908662-14-000060 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SLG Funding REIT LLC See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. d/b/a First Liberties Financial CIK Number 0001596333 Filed Document 0000950172-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Architizer, Inc. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $1,910,715 Associated Brokers / Dealers N/A CIK Number 0001598681 Filed Document 0001598681-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity