Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DayNine Consulting, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $19,999,995 Associated Brokers / Dealers Clearsight Capital Advisors, Inc. CIK Number 0001521540 Filed Document 0001521540-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ventura Acquisition I, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001613463 Filed Document 0001613463-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Fresenius Medical Care Warner Robins, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $1,319,115 Associated Brokers / Dealers N/A CIK Number 0001614136 Filed Document 0001461373-14-000037 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BOULEVARD CAPITAL PARTNERS LP See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001446909 Filed Document 0001446909-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mobile Media Partners, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Christopher J Langbein CIK Number 0001515699 Filed Document 0001515699-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sanctified, the movie, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001612183 Filed Document 0001612183-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Forensic Logic, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001463782 Filed Document 0001463782-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Russell Institutional Funds, LLC - Russell Absolute Return Fixed Income Fund See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Financial Services, Inc. CIK Number 0001603833 Filed Document 0001603833-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moneta Ventures Fund I, L.P. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001609640 Filed Document 0001609640-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LoopPay, Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001590342 Filed Document 0001590342-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
MERCHANT CAPITAL GROUP, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612510 Filed Document 0001612510-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
RedPoint Global Inc See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $5,249,999 Associated Brokers / Dealers N/A CIK Number 0001559872 Filed Document 0000898432-14-000964 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AmeriVest Group Fund I, LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $995,000 Associated Brokers / Dealers N/A CIK Number 0001609069 Filed Document 0001609069-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Redfall Technologies Inc. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $346,317 Associated Brokers / Dealers Cormark Securities Inc. CIK Number 0001548943 Filed Document 0001548943-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
BODY CENTRAL CORP See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $18,000,016 Associated Brokers / Dealers N/A CIK Number 0001379246 Filed Document 0001140361-14-028355 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
BC EUROPE IV EEA INVESTORS, L.P. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609827 Filed Document 0001612602-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite Peak Global Fund, LP See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611770 Filed Document 0000919574-14-004028 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IPG - Industry People Group, Inc See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $2,985,714 Associated Brokers / Dealers N/A CIK Number 0001612378 Filed Document 0001612378-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
PUTNAM TOTAL RETURN FUND, LLC See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, Paul Heffernan, and John Palmer CIK Number 0001441058 Filed Document 0001441058-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BACK9BEVERAGES LLC See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001613308 Filed Document 0001613308-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Aessense Holding Ltd. See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers None CIK Number 0001613781 Filed Document 0001613781-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
RUSSELL INSTITUTIONAL FUNDS LLC - RUSSELL SMALL CAP US EQUITY FUND See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers Russell Financial Services, Inc., part of Russell Investments CIK Number 0001440914 Filed Document 0001603833-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RiverBank Holding Co See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $3,000,800 Associated Brokers / Dealers RiverBank Holding Co. CIK Number 0001535665 Filed Document 0001535665-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Proteus Feeder Fund II, LLC See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581103 Filed Document 0001581103-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Dev Equity, LP See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001525750 Filed Document 0001140361-14-028278 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Endeavour Regional Bank Opportunities Fund L.P. See All Filings	D/A	2014-07-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581356 Filed Document 0001012975-14-000472 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AquaLock Global Corp See All Filings	D	2014-07-11 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001613296 Filed Document 0001613296-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
General Atlantic Partners (Bermuda) III, L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567886 Filed Document 0000950142-14-001550 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Sofinnova Venture Partners IX, L.P. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001612133 Filed Document 0001612133-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RUBICON Technology Partners L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CSP Securities, LP CIK Number 0001587894 Filed Document 0001587894-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $421,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000033 Exclusions or Exemptions 506c Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CAPITAL PRESERVATION FUND L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001035823 Filed Document 0001035823-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
QUR, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001613378 Filed Document 0001613378-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Nanox Imaging plc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $5,755,208 Associated Brokers / Dealers David William Reimer, Steven St. Fort, Ruben Saul Schatz, Peter Sandler, and Daniel Isreal Schapiro CIK Number 0001613409 Filed Document 0001144204-14-043272 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GIBRALTAR Revenue or Assets Decline to Disclose Type of Security Equity
Cambridge Strategy Global Emerging Markets Equity Fund L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474791 Filed Document 0001474791-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SELECTICA INC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $16,021,260 Associated Brokers / Dealers LAKE STREET CAPITAL MARKETS, LLC CIK Number 0001090908 Filed Document 0001437749-14-012686 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Sierra China Offshore, Ltd See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609418 Filed Document 0000919574-14-004010 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aquifer Absolute Alpha Fund, LLC See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546318 Filed Document 0001546318-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC EQUITY PARTNERS FUND V, L.P. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613319 Filed Document 0001613319-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SphereInvest SPV Ltd See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525123 Filed Document 0001525123-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Survature Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $954,832 Associated Brokers / Dealers N/A CIK Number 0001614011 Filed Document 0001614011-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
TKO Alpha Fund, LP See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476476 Filed Document 0001095449-14-000107 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NUECES CAPITAL LTD See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $412,750 Associated Brokers / Dealers N/A CIK Number 0001440724 Filed Document 0001440724-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
A4 MANUFACTURING & ENGINEERING Corp See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001602797 Filed Document 0001602797-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Vformation Capital Investors, LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613272 Filed Document 0001613272-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Cheyne Real Estate Credit Holdings Fund L.P. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612824 Filed Document 0000945621-14-000191 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1111 Superior Investors LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $12,200,000 Associated Brokers / Dealers N/A CIK Number 0001613090 Filed Document 0001116354-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
ARGA GLOBAL FUND, A SERIES OF ARGA FUNDS TRUST See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493614 Filed Document 0001586024-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Polygon Global Equities Fund See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612831 Filed Document 0001315863-14-000445 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NGP Natural Resources XI, L.P. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $4,825,000,000 Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001612741 Filed Document 0001612741-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund