Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AG Mortgage Value Participation Fund Ltd. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001571333 Filed Document 0001571333-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTREXON CORP See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $450,015 Associated Brokers / Dealers N/A CIK Number 0001356090 Filed Document 0001356090-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Fuga, Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $1,295,000 Associated Brokers / Dealers N/A CIK Number 0001636280 Filed Document 0001636280-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Dental Exchange Inc. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001634074 Filed Document 0001634074-15-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Cutler Income & Growth Fund I, L.P. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547696 Filed Document 0001547696-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sentinel Diagnostic Imaging Inc. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Dawson James Securities, Inc. CIK Number 0001631740 Filed Document 0001631740-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
BRP II, LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486667 Filed Document 0000943663-15-000045 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Options Away, Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $3,725,777 Associated Brokers / Dealers N/A CIK Number 0001635839 Filed Document 0001635839-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Jensen Opportunity Fund, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628720 Filed Document 0001628720-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Crestline TPG Partners, L.P. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001359747 Filed Document 0000902664-15-001603 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GASEOUS FUEL SYSTEMS CORP See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001457870 Filed Document 0001457870-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
GMI-ORLANDO, LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised $4,182,359 Associated Brokers / Dealers Joseph A Ondris, Robert E Burns, Charles Geraci, Curt Ladd, Michael Ihrie, Terrell Lady, Craig Emerson, Curt Ladd, MF Long II, George Hjorth, Curtis Jones, Russ Huffington, Fred Sumner, Kenny Harter, Marc Seeherman, Kathryn Scanlon, Donald J Gunn, and Lori L Rastall CIK Number 0001624147 Filed Document 0001624147-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
William Fund, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635797 Filed Document 0001140361-15-010917 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Club Hill Equities LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001635964 Filed Document 0001635964-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Edge Private Opportunities Fund, LP See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590012 Filed Document 0001590012-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Eckard Global, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $45,978 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AMP Holding Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $1,000,036 Associated Brokers / Dealers N/A CIK Number 0001425287 Filed Document 0001013762-15-000200 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Armetheon, Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Locust Walk Securities LLC CIK Number 0001617453 Filed Document 0001617453-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RCH Energy MLP Fund-A, L.P. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297765 Filed Document 0001396858-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
EnerVest Energy Institutional Fund XIV-A, L.P. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001634806 Filed Document 0001634806-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Metals Tech Holdings, INc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $6,515,000 Associated Brokers / Dealers N/A CIK Number 0001634401 Filed Document 0001634401-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Kortright Opportunity Fund LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509858 Filed Document 0001509858-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline AK Permanent Fund, L.P. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001359140 Filed Document 0000902664-15-001599 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Antares European Fund, L.P. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450589 Filed Document 0000919574-15-002737 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-15-000023 Exclusions or Exemptions 506c Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
EnerVest Energy Institutional Fund XIV-C, L.P. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001634809 Filed Document 0001634809-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ARCHON FOCUS INVESTMENTS LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459029 Filed Document 0001459029-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline Recovery Fund, L.P. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457055 Filed Document 0000902664-15-001602 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MERITAGE INVESTORS LLC See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138916 Filed Document 0001138916-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Geospatial Corp See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NONE CIK Number 0001011395 Filed Document 0001387131-15-000809 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Laughing Dog Brewing Inc See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001465075 Filed Document 0001615774-15-000458 Exclusions or Exemptions 506c Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business IDAHO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
GRANITE INVESTMENT HOLDING CO., INC. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers Michael Scott Rickard and Andrew J. Maconachy CIK Number 0001635418 Filed Document 0001635418-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Cutler Investment Fund, L.P. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547694 Filed Document 0001547696-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PROFIT VELOCITY SOLUTIONS, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WESTLAKE SECURITIES, LLC CIK Number 0001634807 Filed Document 0001634807-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NSC Biotech Venture Fund I LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001635884 Filed Document 0001635884-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mercato Partners Growth III, L.P. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers Argenthal & Co., Inc. CIK Number 0001631695 Filed Document 0001631695-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYAL BANK OF CANADA See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $4,325,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-15-002193 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Liberty Group Financial Services, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $384,000 Associated Brokers / Dealers N/A CIK Number 0001635288 Filed Document 0001079973-15-000192 Exclusions or Exemptions 506c Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
PL Parent, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001635125 Filed Document 0001635125-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Walbert Fund of Funds I, LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173034 Filed Document 0000919574-15-002720 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walbert Diversified Strategy Fund, LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001317637 Filed Document 0000919574-15-002718 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EDGE DISCOVERY LTD See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437896 Filed Document 0001437896-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Bionik Laboratories Corp. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $12,800,000 Associated Brokers / Dealers Garden State Securities, Inc., Columbus Advisory Group Ltd., and Merriman Capital, Inc. CIK Number 0001508381 Filed Document 0001140361-15-011469 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PT United LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001632270 Filed Document 0001632270-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DIRIGO KATAHDIN LLC See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449073 Filed Document 0001449073-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Circle Flux LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001635620 Filed Document 0001635620-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Philadelphia Financial Life Assurance Co Separate Account VA107 See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Summit Equities, Inc and Summit Equities, Inc CIK Number 0001580565 Filed Document 0001580565-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VARDANA PARTNERS L P See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA), LLC CIK Number 0001366369 Filed Document 0001013594-15-000213 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Teton Capital Partners LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001418745 Filed Document 0001315863-15-000244 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Peninsula Fund, L.P. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635874 Filed Document 0001140361-15-011104 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund