Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Heronbridge Value Equity Fund See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554600 Filed Document 0001554600-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sustainable Insight Global Agribusiness Fund, LLC See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581278 Filed Document 0001581278-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Absolute Return Equity Enhanced Fund, LP See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613237 Filed Document 0000919574-14-004049 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octane Lending, Inc. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $999,997 Associated Brokers / Dealers N/A CIK Number 0001613576 Filed Document 0001613576-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Phoeben, Inc. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001579999 Filed Document 0001579999-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
MedNet Solutions, Inc. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001613878 Filed Document 0001235802-14-000092 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
EQUITY ADMINISTRATION SOLUTIONS INC See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001213015 Filed Document 0001213015-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sustainable Insight International Equities Fund, Ltd See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581302 Filed Document 0001581302-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sustainable Insight US Equities Fund, LLC See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581291 Filed Document 0001581291-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POINTER OFFSHORE LTD See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001214197 Filed Document 0001214197-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Tricadia Select Financials Fund, L.P. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612489 Filed Document 0001612489-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Absolute Return Macro Enhanced Cayman Fund, Ltd. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613246 Filed Document 0000919574-14-004051 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fallbrook Technologies Inc See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Raymond James & Associates CIK Number 0001305927 Filed Document 0001305927-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
GoCoin LLC See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $1,742,275 Associated Brokers / Dealers N/A CIK Number 0001612354 Filed Document 0001612354-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
SPORTS FOOD INC See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001556555 Filed Document 0001144204-14-042892 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Aviation Ventures Series Fund III LLC Series One See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001613248 Filed Document 0001613248-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVI Shipping Opportunities Fund A LP See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613271 Filed Document 0000902664-14-003135 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Limoneira CO See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $518,600 Associated Brokers / Dealers N/A CIK Number 0001342423 Filed Document 0001342423-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Lenda, Inc. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001599569 Filed Document 0001599569-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
City BeBe Ltd. See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised $915,000 Associated Brokers / Dealers N/A CIK Number 0001613150 Filed Document 0001613150-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Ledger-Cambrian Partnership, Ltd. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001613732 Filed Document 0001613732-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Jason Industries, Inc. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers LW Partners Capital Group LLC CIK Number 0001579252 Filed Document 0001579252-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
GlassesOff Inc. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $15,450,000 Associated Brokers / Dealers N/A CIK Number 0001487522 Filed Document 0001448051-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Venari Resources LLC See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613600 Filed Document 0001613600-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 19, LLC See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $1,055,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001613116 Filed Document 0001613116-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Millrock Resources Inc See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $190,579 Associated Brokers / Dealers N/A CIK Number 0001409680 Filed Document 0001409680-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ROI, Inc. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001613655 Filed Document 0001613655-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HARBOR SPRING CAPITAL PARTNERS, LP See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579052 Filed Document 0000919574-14-004032 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Algodon Wines & Luxury Development Group, Inc. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers DPEC Capital, Inc. CIK Number 0001559998 Filed Document 0001559998-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wavetable Labs, Inc. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $34,999,996 Associated Brokers / Dealers N/A CIK Number 0001613187 Filed Document 0001613187-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Lumen-Fund, a series of AngelList-EG-Funds, LLC See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $600,002 Associated Brokers / Dealers N/A CIK Number 0001612665 Filed Document 0001612665-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELM RIDGE VALUE PARTNERS OFFSHORE FUND INC See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001269755 Filed Document 0000919574-14-004037 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARCHVIEW FUND L.P. See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457095 Filed Document 0001613349-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lab7 Systems, Inc. See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001553175 Filed Document 0001553175-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Transphorm, Inc. See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0001400017 Filed Document 0001181431-14-026648 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Transphorm, Inc. See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised $26,855,603 Associated Brokers / Dealers N/A CIK Number 0001400017 Filed Document 0001181431-14-026650 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OrbiMed Partners, Ltd. See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC and J.P. Morgan Securities LLC CIK Number 0001459984 Filed Document 0000947871-14-000454 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DW BBX Woodbine #4, LP See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001613657 Filed Document 0001613657-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
OrbiMed Global Healthcare Fund, L.P. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613540 Filed Document 0000902664-14-003127 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Absolute Return Macro Cayman Fund, Ltd. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613244 Filed Document 0000919574-14-004050 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JFMC POOLED ENDOWMENT PORTFOLIO, LLC See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525766 Filed Document 0001525766-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sustainable Insight Global Agribusiness Fund, Ltd. See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581300 Filed Document 0001581300-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CORD:USE Cord Blood Bank Inc See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised $21,267,533 Associated Brokers / Dealers N/A CIK Number 0001408727 Filed Document 0001408727-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Tricadia Select Financials Fund, Ltd. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612491 Filed Document 0001612489-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eaglevale Hellenic Opportunity Offshore Fund Ltd. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608572 Filed Document 0000919574-14-004043 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cannabis Sativa, Inc. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $13,202,668 Associated Brokers / Dealers N/A CIK Number 0001360442 Filed Document 0001445866-14-000845 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
StemProtein, LLC See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001612659 Filed Document 0001612659-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
HBK Multi-Product Fund L.P. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613642 Filed Document 0001613642-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ATC TRADING PARTNERS LP See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001267574 Filed Document 0000905718-14-000429 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bellagio Place Residence LLC See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001613286 Filed Document 0001613286-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity