Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Adamera Minerals Corp. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $843 Associated Brokers / Dealers N/A CIK Number 0001583190 Filed Document 0001583190-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Grand Slam Capital Offshore Fund, Ltd. See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583545 Filed Document 0001583545-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ACM FINANCIAL TRUST INC See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $153,050,390 Associated Brokers / Dealers N/A CIK Number 0001077157 Filed Document 0001077157-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Frontenac X Private Capital (Parallel) Limited Partnership See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M20 Private Fund Advisors, LLC CIK Number 0001563642 Filed Document 0001393725-14-000116 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAVERICK SEED PARTNERS, L.P. See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525209 Filed Document 0001613349-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bienville Argentina Opportunities Offshore Fund, LP See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613539 Filed Document 0001613536-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueBay Macro Fund LP See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495568 Filed Document 0000943663-14-000122 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CYNVENIO BIOSYSTEMS INC See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001445789 Filed Document 0001445789-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
Lafayette Street Fund Offshore, Ltd. See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lyster Watson Securities, Inc, Douglas Merle Angstrom, and Douglas Merle Angstrom CIK Number 0001537009 Filed Document 0001537009-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GRAND SLAM CAPITAL PARTNERS LP See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001180952 Filed Document 0001180952-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridgepoint Europe V A1 LP See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612971 Filed Document 0001612971-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fortress Convex Asia Fund PF LP See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001613673 Filed Document 0000950172-14-000058 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sustainable Insight Global Equities Fund, LLC See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581277 Filed Document 0001581277-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LaSalle Property Fund, L.P. See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476395 Filed Document 0001476395-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Bridgepoint Europe V A4 LP See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612981 Filed Document 0001612981-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Absolute Return Macro Enhanced Fund, LP See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613239 Filed Document 0000919574-14-004052 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridgepoint Europe V A2 LP See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612972 Filed Document 0001612972-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoCoin LLC See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $532,500 Associated Brokers / Dealers N/A CIK Number 0001612354 Filed Document 0001612354-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
NovaCopper Inc. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $17,934,785 Associated Brokers / Dealers N/A CIK Number 0001543418 Filed Document 0001062993-14-004176 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GLG European Long-Short Fund LP See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001551784 Filed Document 0000902664-14-003148 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SG Landlord 3, LLC See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $11,000,014 Associated Brokers / Dealers Ambata Securities, LLC CIK Number 0001613301 Filed Document 0001613301-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Universal Cells Inc See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001613654 Filed Document 0001613654-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Debt
Sustainable Insight Global Equities Fund, Ltd. See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581303 Filed Document 0001581303-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sustainable Insight International Equities Fund, LLC See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581292 Filed Document 0001581292-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RUSSIAN RIVER PARTNERS, LLC See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613338 Filed Document 0001013594-14-000513 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HMS beagle LLC See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001613645 Filed Document 0001613645-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HedgeForum Glenview, Ltd. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001612444 Filed Document 0001612444-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SANDEL AVIONICS INC See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $333,556 Associated Brokers / Dealers RA Capital Advisors, LLC CIK Number 0001367522 Filed Document 0001446933-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BlueBay Emerging Market Enhanced Opportunity Fund LP See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518506 Filed Document 0000943663-14-000123 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stimwave Technologies Inc See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001567966 Filed Document 0001567966-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Boss Acquisition Company, LLC See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $5,670,000 Associated Brokers / Dealers N/A CIK Number 0001612815 Filed Document 0001612815-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
White Oak Partners, LLC See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $61,099,286 Associated Brokers / Dealers N/A CIK Number 0001613486 Filed Document 0001613486-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Rover Enterprises, LLC See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612603 Filed Document 0001612603-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Knopp Biosciences LLC See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001497598 Filed Document 0000898432-14-000967 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Loomis Sayles Intermediate Duration Fixed Income Trust See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494515 Filed Document 0001494515-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Mouth Foods, Inc. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $1,000,005 Associated Brokers / Dealers N/A CIK Number 0001543619 Filed Document 0001543619-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Port Meadow (US) Fund See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613109 Filed Document 0001613109-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Port Meadow Fund See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613108 Filed Document 0001613108-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REMEDY PARTNERS, INC. See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised $35,900,000 Associated Brokers / Dealers N/A CIK Number 0001562232 Filed Document 0001562232-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Pegg'd See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $99,999 Associated Brokers / Dealers N/A CIK Number 0001611921 Filed Document 0001611921-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Archview Credit Opportunities Fund I L.P. See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581257 Filed Document 0001613349-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petitioners Inc See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $1,455,472 Associated Brokers / Dealers N/A CIK Number 0001553418 Filed Document 0001553418-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
GLG European Long-Short Offshore Fund Ltd. See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001520116 Filed Document 0000902664-14-003150 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
clusterFlunk, Inc. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001613662 Filed Document 0001613662-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
FIRM OF JOHN DICKINSON SCHNEIDER INC See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $1,899,992 Associated Brokers / Dealers N/A CIK Number 0000798320 Filed Document 0000798320-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AllianzGI U.S. Unconstrained Equity Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC CIK Number 0001613306 Filed Document 0001613349-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELM RIDGE VALUE PARTNERS OFFSHORE INSTITUTIONAL FUND INC See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372734 Filed Document 0000919574-14-004038 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOYAL3 Holdings, Inc. See All Filings	D/A	2014-07-14 00:00:00 UTC
Amount To Be Raised $47,344,374 Associated Brokers / Dealers N/A CIK Number 0001571036 Filed Document 0001571036-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
City BeBe Ltd. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $915,000 Associated Brokers / Dealers N/A CIK Number 0001613150 Filed Document 0001613150-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Eco Scraps, Inc. See All Filings	D	2014-07-14 00:00:00 UTC
Amount To Be Raised $6,984,010 Associated Brokers / Dealers N/A CIK Number 0001532703 Filed Document 0001532703-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity