Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RBJ PARTNERS LP See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001218453 Filed Document 0001218453-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Mellon Offshore AlphaAccess Select Fund, Ltd. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460553 Filed Document 0000902664-14-001544 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OURCROWD (INVESTMENT IN APPFORMA) L.P. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001580774 Filed Document 0001580774-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Strategy HG Long & Short Fund LLC See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA), LLC CIK Number 0001395670 Filed Document 0001395670-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
J.P. MORGAN MULTI-STRATEGY FUND II, L.P. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460027 Filed Document 0001161000-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WELTON CAPITAL MARKETS FUND LTD See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001461094 Filed Document 0001469757-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vida Longevity Fund, LP See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Advance Equities Inc., Conservative Asset Management Inc., Argentus Securities LLC (formerly Summitt), and Equus Financial Consulting LLC CIK Number 0001493418 Filed Document 0001315863-14-000156 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Protege Partners Fund Ltd See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001359510 Filed Document 0000919574-14-002117 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grilled Cheese Truck, Inc. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers I-Bankers Securities, Inc. and MARV Capital CIK Number 0001497647 Filed Document 0001465818-14-000006 Exclusions or Exemptions 506c Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Alkeon Growth Offshore Fund, Ltd. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., CREDIT SUISSE SECURITIES (USA) LLC, HIGHTOWER SECURITIES, LLC, Dominick & Dominick, J.P. MORGAN SECURITIES LLC, Morgan Stanley & Co. LLC, Purshe Kaplan Sterling Investments, RAYMOND JAMES FINANCIAL SERVICES, INC., and DEUTSCHE BANK SECURITIES INC. CIK Number 0001278837 Filed Document 0000919574-14-002100 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCP Debt Opportunity International, Ltd. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001366460 Filed Document 0000919574-14-002112 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kedar Capital, L.P. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601511 Filed Document 0001601511-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROLLINS CAPITAL PARTNERS LP See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460559 Filed Document 0001601525-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Imperial Holdings, Inc. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $10,374,000 Associated Brokers / Dealers FBR Capital Markets & Co. CIK Number 0001494448 Filed Document 0000897069-14-000181 Exclusions or Exemptions 506c Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
UNIO All-Seasons Fund LLC See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557245 Filed Document 0001557245-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZOFII Private Investors Offshore Ltd. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001456243 Filed Document 0000950103-14-001647 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ALTIGEN COMMUNICATIONS INC See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001003607 Filed Document 0001003607-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Pennant Credit Opportunities Offshore Fund, Ltd. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458161 Filed Document 0000919574-14-002080 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JB INVESTMENTS FUND LP See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Coronado Investments, LLC CIK Number 0001461001 Filed Document 0001461001-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proprietary Capital Offshore Funds SPC See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600900 Filed Document 0001600900-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRADIENT RESOURCES INC. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $5,363,100 Associated Brokers / Dealers N/A CIK Number 0000879218 Filed Document 0000879218-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
F&C Commingled Fund II Ltd See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487217 Filed Document 0001487217-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Equity
Pathway Private Equity Fund XXV, LP See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $700,010,000 Associated Brokers / Dealers N/A CIK Number 0001601610 Filed Document 0001601610-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Capital Intelligence Global Income Opportunities Fund LP See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445086 Filed Document 0001457831-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Battery Concepts, LLC See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001482863 Filed Document 0001482863-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Engineered Propulsion Systems, Inc. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised $14,025,000 Associated Brokers / Dealers N/A CIK Number 0001507128 Filed Document 0001507128-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EVENT DRIVEN & CREDIT HEDGEACCESS LTD See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001456314 Filed Document 0001456314-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALKEON SELECT PARTNERS, LP See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572300 Filed Document 0000919574-14-002105 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broadway Gate Offshore Fund, Ltd. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432361 Filed Document 0000919574-14-002085 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Elm Capital Offshore, Ltd. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414277 Filed Document 0000919574-14-002097 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Point Multi-Asset Credit Fund Ltd. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601778 Filed Document 0001601778-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CloudBees, Inc. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $12,364,685 Associated Brokers / Dealers N/A CIK Number 0001526855 Filed Document 0001140361-14-011089 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Corrum Capital Global Credit Opportunities Co-Investment Fund I, L.P. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600503 Filed Document 0001600503-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mellon AlphaAccess Fund, LLC See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480723 Filed Document 0000902664-14-001550 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Women's Marketing Holdings, LLC See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $22,117,139 Associated Brokers / Dealers N/A CIK Number 0001601724 Filed Document 0001601724-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Mellon Global Opportunity Fund, LLC See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001136157 Filed Document 0000902664-14-001548 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PZENA INTERNATIONAL VALUE SERVICE A SERIES OF PZENA INVESTMENT MANAGEMENT INTERNATIONAL LLC See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390633 Filed Document 0001315863-14-000155 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VISIO CAPITAL DYNAMIC HEDGE FEEDER FUND LP See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570355 Filed Document 0000919574-14-002096 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Halcyon Dynamic Credit Fund I LP See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600976 Filed Document 0001600976-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SELECT OPPORTUNITY FUND, L.P. See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457267 Filed Document 0000919574-14-002089 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swift Fund I Feeder LLC See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001601707 Filed Document 0001601707-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
MHIC GLOVER PARTNERS LLC See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001423269 Filed Document 0001423269-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VESTA HOTEL FUND 2014, LLC See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001599735 Filed Document 0001214659-14-001734 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
PREDICTIVE EDGE TECHNOLOGIES, LLC See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $7,560,000 Associated Brokers / Dealers N/A CIK Number 0001517973 Filed Document 0001517973-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Permit Capital Cayman Fund Ltd See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001423545 Filed Document 0001192482-14-000034 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TownSquared, Inc. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $5,726,920 Associated Brokers / Dealers N/A CIK Number 0001601766 Filed Document 0001601766-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Walbert Fund of Funds I, LP See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173034 Filed Document 0000919574-14-002104 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYAL BANK OF CANADA See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-001741 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Alkeon Growth PW Partners, LP See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Freestone Securities, LLC, CREDIT SUISSE SECURITIES (USA) LLC, Dominick & Dominick, RAYMOND JAMES & ASSOCIATES, INC., Hightower Securities, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., Stifel, Nicolaus & Company, Incorporated, DEUTSCHE BANK SECURITIES INC., LPL FINANCIAL LLC, MORGAN STANLEY & CO. LLC, and UBS FINANCIAL SERVICES INC. CIK Number 0001501157 Filed Document 0000919574-14-002111 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Carolina Financial Services, Inc. See All Filings	D	2014-03-05 00:00:00 UTC
Amount To Be Raised $3,000,175 Associated Brokers / Dealers N/A CIK Number 0001531193 Filed Document 0001531193-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity