|
|
D/A |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Omnicap, LLC, Fair Haven Partners, LLC, and Detwiler Fenton Wealth Management Inc
- CIK Number
- 0001258322
- Filed Document
- 0000919574-14-001966
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544103
- Filed Document
- 0000943663-14-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601067
- Filed Document
- 0001580695-14-000094
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- $60,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601141
- Filed Document
- 0001601141-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601112
- Filed Document
- 0001181431-14-009619
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001028348
- Filed Document
- 0001599483-14-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570882
- Filed Document
- 0001570882-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001424655
- Filed Document
- 0001140361-14-010085
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001524189
- Filed Document
- 0001595810-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001542668
- Filed Document
- 0001542668-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601190
- Filed Document
- 0000950142-14-000527
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- $24,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601117
- Filed Document
- 0001601117-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587253
- Filed Document
- 0001587253-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001138157
- Filed Document
- 0000919574-14-001973
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001118703
- Filed Document
- 0001118703-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601132
- Filed Document
- 0001601132-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- $21,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001499996
- Filed Document
- 0001499996-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co.
- CIK Number
- 0001491736
- Filed Document
- 0001140361-14-010080
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Casey T Smith
- CIK Number
- 0001573305
- Filed Document
- 0001573305-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001333438
- Filed Document
- 0001333438-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- $6,900,000
- Associated Brokers / Dealers
- Cunningham Energy, LLC
- CIK Number
- 0001510366
- Filed Document
- 0001510366-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- WEST VIRGINIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Mineral Property
|
|
|
D/A |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001542709
- Filed Document
- 0001542668-14-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600903
- Filed Document
- 0001600903-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- $760,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599673
- Filed Document
- 0001599673-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-02-26 00:00:00 UTC |
- Amount To Be Raised
- $735,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601408
- Filed Document
- 0001601408-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460155
- Filed Document
- 0000902664-14-001369
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- Cowen and Company, LLC and BMO Capital Markets Corp.
- CIK Number
- 0001311596
- Filed Document
- 0001140361-14-009424
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc., UBS Securities LLC, and Suntrust Investment Services, Inc.
- CIK Number
- 0000931515
- Filed Document
- 0000931515-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, and Structured Finance Americas LLC
- CIK Number
- 0001327498
- Filed Document
- 0000902664-14-001364
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001466239
- Filed Document
- 0000919574-14-001941
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001511996
- Filed Document
- 0001546927-14-000078
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001438809
- Filed Document
- 0000919574-14-001939
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600885
- Filed Document
- 0001600885-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- $11,926,811
- Associated Brokers / Dealers
- Inland Securities Corporation, Susan J. Gitt, Michael F. Davis, Eric R. Heckman, Scott S. Brown, Dennis I. Weiss, Mark L. Lopez, Susan J. Gitt, Chester Ju, Eric A. Bicknese, Christopher E. Krejci, Kevin M. Sweeney, Gary T. Hughes, Dennis M. Eichinger, Dwight K. Kay, William E. Hauenstein, Humberto Chinchilla, Cameron L. Karg, Robert L. Boggess, Rena B. Morris, Norman D. Loofbourrow, Mark G. Kosanke, Gregory A. Merritt, Joseph A. Nugent, Joral T. Schmalle, Warren J. Thomas, Robert A. Cannon, Taylor D. Ashland, Scott S. Brown, Kelvin S. Lau, Joshua P. Ungerecht, David B. Levinson, Jonathan D. Keller, and William B. Elson
- CIK Number
- 0001571756
- Filed Document
- 0001571756-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598880
- Filed Document
- 0001600976-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- $1,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564880
- Filed Document
- 0000950138-14-000204
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600968
- Filed Document
- 0001140361-14-009549
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- $221,250
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551756
- Filed Document
- 0001551756-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- $1,250,200
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600951
- Filed Document
- 0001600951-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601179
- Filed Document
- 0001601179-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Scura Paley Securities LLC
- CIK Number
- 0001570158
- Filed Document
- 0001570158-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459499
- Filed Document
- 0001315863-14-000111
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Jerry Schempp
- CIK Number
- 0001579536
- Filed Document
- 0001579536-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Citibank NA NY
- CIK Number
- 0001459016
- Filed Document
- 0000902664-14-001352
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- Dougherty & Company LLC
- CIK Number
- 0001600233
- Filed Document
- 0001600233-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- $4,550,000
- Associated Brokers / Dealers
- Victory Park Securities, LLC and Samos Capital LLC
- CIK Number
- 0001519556
- Filed Document
- 0001144204-14-011515
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001512695
- Filed Document
- 0001546927-14-000080
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- Palladium Capital Advisors
- CIK Number
- 0001514514
- Filed Document
- 0001415889-14-000698
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- $66,751,000
- Associated Brokers / Dealers
- UBS FINANCIAL SERVICES INC.
- CIK Number
- 0001569504
- Filed Document
- 0001599483-14-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-25 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001529529
- Filed Document
- 0001529529-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Other
|