|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613750
- Filed Document
- 0001613750-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $5,480,000
- Associated Brokers / Dealers
- PIN Financial, LLC
- CIK Number
- 0001613830
- Filed Document
- 0001613830-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- INDIANA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509692
- Filed Document
- 0001004878-14-000277
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595840
- Filed Document
- 0001595840-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atalntic-Pacific Capital, Inc.
- CIK Number
- 0001613072
- Filed Document
- 0001613072-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613061
- Filed Document
- 0001613061-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $28,800,000
- Associated Brokers / Dealers
- Michael Shannon, Joseph Thompson, and Bruce Brownell
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000226
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588459
- Filed Document
- 0001209191-14-047388
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $2,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579367
- Filed Document
- 0001579367-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613823
- Filed Document
- 0001613823-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001508806
- Filed Document
- 0001508806-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Frederick Fruitman, J. Patrick Kearns, Jeffrey S. Cohen, Carl Cascio, Jr., Said M. Armutcuoglu, and Joanne Zerillo
- CIK Number
- 0000829200
- Filed Document
- 0000902664-14-003178
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458536
- Filed Document
- 0001458536-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $12,950,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613088
- Filed Document
- 0001613089-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613850
- Filed Document
- 0000950142-14-001584
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613854
- Filed Document
- 0001140361-14-028491
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613339
- Filed Document
- 0001613339-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545520
- Filed Document
- 0001545520-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $10,809,689
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614206
- Filed Document
- 0001181431-14-027582
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613647
- Filed Document
- 0001613647-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $109,157,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613679
- Filed Document
- 0001019056-14-000914
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $463,291
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562134
- Filed Document
- 0001562134-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $233,956
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614036
- Filed Document
- 0001183740-14-000221
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001523907
- Filed Document
- 0001523907-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $2,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001462338
- Filed Document
- 0001462338-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460288
- Filed Document
- 0001460288-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613303
- Filed Document
- 0001144204-14-043004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS FINANCIAL SERVICES INC., UBS AG, and JEFFERIES LLC
- CIK Number
- 0001593947
- Filed Document
- 0001613349-14-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $9,229,856
- Associated Brokers / Dealers
- Rhonda Miller, Michael Leonard, Douglas Coughlin, and Douglas Braff
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000221
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $74,029,358
- Associated Brokers / Dealers
- William Lynch
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000219
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $1,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001484679
- Filed Document
- 0001484679-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613726
- Filed Document
- 0000902664-14-003154
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $1,407,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001470315
- Filed Document
- 0001470315-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594462
- Filed Document
- 0000897069-14-000332
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580032
- Filed Document
- 0001013594-14-000514
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investment Banking
- Principal Place of Business
- VIRGIN ISLANDS, U.S.
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605063
- Filed Document
- 0000913849-14-000225
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TEACHERS PERSONAL INVESTORS SERVICES INC
- CIK Number
- 0001378575
- Filed Document
- 0001378575-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000936557
- Filed Document
- 0000945621-14-000199
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580067
- Filed Document
- 0001315863-14-000448
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001300115
- Filed Document
- 0001458536-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $3,300,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001612467
- Filed Document
- 0001612467-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580321
- Filed Document
- 0001580321-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $15,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565601
- Filed Document
- 0000905718-14-000431
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $12,974,794
- Associated Brokers / Dealers
- Rob Galbreath
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000227
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $28,999,988
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001466135
- Filed Document
- 0001466135-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS FINANCIAL SERVICES INC. and JEFFERIES LLC
- CIK Number
- 0001593943
- Filed Document
- 0001613349-14-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $5,500,000
- Associated Brokers / Dealers
- Viscogliosi & Company, LLC
- CIK Number
- 0001594517
- Filed Document
- 0001594517-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- L. Miles Brazie
- CIK Number
- 0001551606
- Filed Document
- 0001551606-14-000003
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $11,262,964
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538859
- Filed Document
- 0001538859-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-07-15 00:00:00 UTC |
- Amount To Be Raised
- $15,992,540
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001456554
- Filed Document
- 0001456554-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-07-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|