Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
S.W. Mitchell Small Cap European Fund L.P. See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525311 Filed Document 0000943663-14-000127 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trice Medical, Inc. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $11,594,965 Associated Brokers / Dealers N/A CIK Number 0001542869 Filed Document 0001542869-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
BOX INC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $10,953,403 Associated Brokers / Dealers N/A CIK Number 0001372612 Filed Document 0001372612-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Total Gym Fitness Studio, LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001614099 Filed Document 0001614099-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MW Developed Europe TOPS Fund See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP Morgan Securities Inc. CIK Number 0001552912 Filed Document 0000902664-14-003187 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sudbury Capital Fund, LP See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554334 Filed Document 0001554334-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Travel Hugg Co See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $615,000 Associated Brokers / Dealers N/A CIK Number 0001611732 Filed Document 0001611368-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Polar Capital European Forager Fund Ltd See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001417836 Filed Document 0000902664-14-003182 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RGM Energy Solutions, LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers The Diablo Executive Group, Inc. CIK Number 0001614105 Filed Document 0001614105-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Hipmunk, Inc. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $9,019,278 Associated Brokers / Dealers N/A CIK Number 0001510864 Filed Document 0001510864-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Accelerate FC Fund V LLC See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised $505,005 Associated Brokers / Dealers N/A CIK Number 0001598836 Filed Document 0001598836-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarke Industrial Engineering Inc See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001613875 Filed Document 0001445866-14-000847 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business RHODE ISLAND Revenue or Assets $No Revenues Type of Security Equity
RealtyShares 17, LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $116,000 Associated Brokers / Dealers N/A CIK Number 0001614118 Filed Document 0001614118-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Tree Farm, LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001614467 Filed Document 0001056520-14-000121 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
CapeView Azri 2X Fund See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553390 Filed Document 0001012975-14-000480 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Russian Prosperity Fund See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Centenium Advisors LLC CIK Number 0001613390 Filed Document 0001613390-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Equity
tPlus One Offshore Fund Ltd. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612966 Filed Document 0001612966-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pinteon Therapeutics, Inc. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001613926 Filed Document 0001555151-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GPB Scientific, LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614077 Filed Document 0001614077-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BONOBOS INC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $55,000,001 Associated Brokers / Dealers N/A CIK Number 0001427204 Filed Document 0001427204-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BREF IV REIT II, Inc. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities LLC CIK Number 0001614072 Filed Document 0001614072-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Colchis P2P Income Fund, L.P. See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC, KJM Securities, Inc., Pickwick Capital Partners, LLC, Asperion Group LLC, Emerson Equity LLC, Eureka Capital Partners (HK) Limited, and Mann Mann Jensen Partners LP CIK Number 0001546033 Filed Document 0000935836-14-000426 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Conscious Content Media, Inc. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $5,445,000 Associated Brokers / Dealers N/A CIK Number 0001614479 Filed Document 0001614479-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BH Grissom Investors, LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $539,550 Associated Brokers / Dealers N/A CIK Number 0001614190 Filed Document 0001614190-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Gameface Media, Inc. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001612136 Filed Document 0001612136-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Polar Capital European Conviction Fund Ltd See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360035 Filed Document 0000902664-14-003181 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kawf.com, Inc. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001614138 Filed Document 0001614138-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Aviation Components Management, LLC - Series Too See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001614132 Filed Document 0001614132-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KANSAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Blue Stripe Software Inc See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001408266 Filed Document 0001408266-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
VisiQuate, Inc. See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised $6,145,500 Associated Brokers / Dealers N/A CIK Number 0001503068 Filed Document 0001503068-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DataBricks, Inc. See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised $33,700,000 Associated Brokers / Dealers N/A CIK Number 0001587468 Filed Document 0001587468-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CapeView Recovery Fund See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553392 Filed Document 0001012975-14-000481 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
COLONY DISTRESSED CREDIT & SPECIAL SITUATIONS FUND III FEEDER B, L.P. See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC, ALLEN PARTNERS, and IM TRUST INTERNATIONAL S.A. CIK Number 0001581912 Filed Document 0001581912-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COLONY DISTRESSED CREDIT & SPECIAL SITUATIONS FUND III FEEDER A, L.P. See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC, ALLEN PARTNERS, and IM TRUST INTERNATIONAL S.A. CIK Number 0001581911 Filed Document 0001581910-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Munitions Research, Inc. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001613911 Filed Document 0001613911-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CapeView Azri Fund See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553391 Filed Document 0001012975-14-000479 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MW Global Opportunities (US) Fund See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552909 Filed Document 0000902664-14-003186 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prosperity Russia Domestic Fund Ltd See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Centenium Advisors LLC CIK Number 0001613389 Filed Document 0001613389-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Equity
FXFL LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001614088 Filed Document 0001614088-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PRECISION OPTICS CORPORATION, INC. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $1,030,291 Associated Brokers / Dealers N/A CIK Number 0000867840 Filed Document 0001019687-14-002757 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
R.C. Temme Corp. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $409,500 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
PuzzleSocial, Inc. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $1,097,538 Associated Brokers / Dealers N/A CIK Number 0001572680 Filed Document 0000905718-14-000452 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PSquared US Feeder Fund, LP - Event Opportunity Series See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580600 Filed Document 0000945621-14-000203 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHSIGHT CAPITAL, INC. See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001439397 Filed Document 0001051209-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Impact Ventures II, LP See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461631 Filed Document 0000947871-14-000456 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
DRYBAR HOLDINGS LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Piper Jaffray & Co CIK Number 0001539658 Filed Document 0001539658-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Cielo Equity Holdings, L.P. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001614168 Filed Document 0001614168-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BH Park 370 Investors, LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $792,842 Associated Brokers / Dealers N/A CIK Number 0001614183 Filed Document 0001614190-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
DLJ Real Estate Capital Partners V (China), L.P. See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Real Estate Group LLC CIK Number 0001609329 Filed Document 0001012975-14-000482 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DigitalVision LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001560754 Filed Document 0001560754-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt