Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Catalyst Fund V, LLC See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001599499 Filed Document 0001599499-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
AlpineReplay, Inc. See All Filings	D	2014-02-28 00:00:00 UTC
Amount To Be Raised $2,308,681 Associated Brokers / Dealers N/A CIK Number 0001601484 Filed Document 0001601484-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NAVIGATOR PARTNERS FUND, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001229589 Filed Document 0000943663-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SG PARTNERS LP See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461426 Filed Document 0001561598-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Reverse Mortgage Investment Trust Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $33,374,477 Associated Brokers / Dealers FBR Capital Markets & Co. CIK Number 0001600343 Filed Document 0001600343-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES FUND, LTD. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agincourt, Ltd. and Watts Capital, LLC CIK Number 0001543952 Filed Document 0000919574-14-001984 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Glass International See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001601196 Filed Document 0001601196-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Paradigm Credit Corp See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001417218 Filed Document 0001417218-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SMSA CRANE ACQUISITION CORP. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $49,032,225 Associated Brokers / Dealers N/A CIK Number 0001473287 Filed Document 0001165527-14-000117 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
VSO Partners, LP See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458805 Filed Document 0000919574-14-001989 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIG ARBITRAGE ENHANCED, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537551 Filed Document 0000919574-14-001991 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TSG - Augusta Ranch, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Shopoff Securities, Inc. CIK Number 0001587417 Filed Document 0001566275-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Embolx, Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $662 Associated Brokers / Dealers N/A CIK Number 0001601292 Filed Document 0001601292-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Argus Capital Management, LP See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544255 Filed Document 0001544255-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mariners Republic Holdings LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $23,775,000 Associated Brokers / Dealers N/A CIK Number 0001601077 Filed Document 0001601077-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TWEEDY BROWNE GLOBAL HIGH DIVIDEND PARTNERS LLC See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370284 Filed Document 0001315863-14-000116 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Stamos Security (Offshore) Fund -Select, Ltd. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Long Island Investors, LLC and Merrill Lynch & Co. CIK Number 0001362292 Filed Document 0000902664-14-001422 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRST INSIGHT INC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001443124 Filed Document 0001443124-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Sime Diagnostics Ltd See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $168 Associated Brokers / Dealers N/A CIK Number 0001600690 Filed Document 0001600690-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
Island C-III Holdings V LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anubis Securities LLC CIK Number 0001601317 Filed Document 0001012975-14-000118 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Texas Energy Exploration, LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $2,974,000 Associated Brokers / Dealers N/A CIK Number 0001533915 Filed Document 0001533915-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Kensico Offshore Fund, Ltd. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442780 Filed Document 0001600596-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HealthCare Royalty Partners III Feeder Fund LP See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001600833 Filed Document 0000950103-14-001423 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kamunting Street Special Opportunity Offshore Fund, Ltd. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570568 Filed Document 0000902664-14-001403 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEF SCT Coinvest Partners II, L.P. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600530 Filed Document 0001140361-14-009897 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golden Road Food Services, LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers Innovation Capital, LLC CIK Number 0001600971 Filed Document 0001600971-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business INDIANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
CLEAN HANDS SAFE HANDS LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001601154 Filed Document 0001333438-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
BP Capital Inflation Alpha, L.P. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601394 Filed Document 0001601394-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ROC SENIORS HOUSING & MEDICAL PROPERTIES FUND INTERNATIONAL MASTER LP See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers NONE CIK Number 0001600657 Filed Document 0001600657-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Benefit Street Credit Alpha Partners LP See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EATON PARTNERS, LLC CIK Number 0001543161 Filed Document 0000919574-14-002014 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deliv, Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $5,926,284 Associated Brokers / Dealers N/A CIK Number 0001585867 Filed Document 0001585867-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Artivest Private Equity Venture Capital Program, LP - Artivest KKR EIGF Access Fund See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601122 Filed Document 0001601122-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-RCrowd-Fund, a series of AngelList Funds, LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $159,973 Associated Brokers / Dealers N/A CIK Number 0001601042 Filed Document 0001601042-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
All Party System Co. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $2,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Abrika Capital Partners, L.P. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600816 Filed Document 0000935836-14-000142 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RADIUS REAL ESTATE FUND NO. 2, LP See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $735,000 Associated Brokers / Dealers N/A CIK Number 0001599396 Filed Document 0001599396-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
SECURIS I FUND See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001417865 Filed Document 0000902664-14-001402 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pomelo Offshore Fund Ltd. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Bank PLC and Barclays Capital Inc. CIK Number 0001543251 Filed Document 0001013594-14-000234 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SEIX MULTI-SECTOR ABSOLUTE RETURN FUND L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458520 Filed Document 0001458520-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
VANDERBILT PARTNERS LLC See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459795 Filed Document 0001315863-14-000115 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIG ARBITRAGE ENHANCED, LTD. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537552 Filed Document 0000919574-14-001990 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
usell.com, Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $1,475,000 Associated Brokers / Dealers Palladium Capital Advisors, LLC. CIK Number 0001271075 Filed Document 0001144204-14-012207 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LINCOLNSHIRE OFFICE PARTNERS INVESTORS, LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001600017 Filed Document 0001600017-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Shelter Cove Towne Centre, LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $2,552,398 Associated Brokers / Dealers N/A CIK Number 0001601330 Filed Document 0001601330-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Island C-III Holdings VI LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anubis Securities LLC CIK Number 0001601321 Filed Document 0001012975-14-000119 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TIGO ENERGY INC See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001436444 Filed Document 0001436444-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shadow Networks, Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $11,698,800 Associated Brokers / Dealers N/A CIK Number 0001521893 Filed Document 0001521893-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OCM CONVERTIBLE TRUST See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461251 Filed Document 0001181431-14-009832 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J1S Energy, LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001601295 Filed Document 0001601295-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Sterling Stamos Endowment (Offshore) - Philanthropic Fund, Ltd. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Long Island Investors, LLC and Merrill Lynch & Co. CIK Number 0001409026 Filed Document 0000902664-14-001419 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund