Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Brazi Bites, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001601047 Filed Document 0001601047-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Energy Capital Investors Fund II, LLC See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531465 Filed Document 0000943663-14-000045 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wabash/Harvest Partners, L.P. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459930 Filed Document 0000902664-14-001631 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROUNDFLOOR Inc. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001588504-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Buffalo Spirits, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541646 Filed Document 0001541646-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Campus Investors FSU, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $2,295,790 Associated Brokers / Dealers N/A CIK Number 0001602182 Filed Document 0001602182-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Decision Sciences Medical Co LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001559440 Filed Document 0000898432-14-000425 Exclusions or Exemptions 506c Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BreezyPrint Corp See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $3,285,361 Associated Brokers / Dealers N/A CIK Number 0001602139 Filed Document 0001602139-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cross Shore Riva Investment, LP See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $8,700,000 Associated Brokers / Dealers N/A CIK Number 0001602060 Filed Document 0000919574-14-002189 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Traffic Solutions, Inc. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $1,000,010 Associated Brokers / Dealers N/A CIK Number 0001535400 Filed Document 0001535400-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
QUINTIUM FUND LP See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001173605 Filed Document 0001173605-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Levcap Alternative Fund, L.P. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LCS Securities, L.L.C., Capital Growth Securities LLC, and Pickwick Capital Partners, LLC CIK Number 0001474048 Filed Document 0000902664-14-001630 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PZENA GLOBAL VALUE FUND (DST), a series of Pzena Value Trust See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391852 Filed Document 0001393725-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEVEN LOCKS FUND LP See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SILVER LEAF PARTNERS, LLC CIK Number 0001460176 Filed Document 0001460176-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRM Capital Fund, LP See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - CIK Number 0001569859 Filed Document 0001569859-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Alpine Lake Partners, LP See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518034 Filed Document 0001518034-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KOCH INDUSTRIES INC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $21,493,420 Associated Brokers / Dealers N/A CIK Number 0000923338 Filed Document 0000923338-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
GroundMetrics, Inc. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001538878 Filed Document 0001538878-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RICHARDSON FUND A LLC See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388894 Filed Document 0001507943-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fort Collins/I-25 Interchange Corner, LLC See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001571807 Filed Document 0001571807-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Watermill-TPG Holdings Corp. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001602373 Filed Document 0001602373-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001571428 Filed Document 0001602160-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NOBIS TECHNOLOGY GROUP, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers NONE CIK Number 0001602144 Filed Document 0001602144-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ARIZONA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
OriGene Technologies, Inc. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001557269 Filed Document 0001557269-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
AG ELEVEN PARTNERS LP See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000823845 Filed Document 0001315863-14-000165 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Telescope Peak Risk Capital, LP See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571266 Filed Document 0001562555-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-CAMP CREEK, LP See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $4,428,027 Associated Brokers / Dealers N/A CIK Number 0001601826 Filed Document 0001601826-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IFPR Fund, LP See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG CIK Number 0001534802 Filed Document 0001529206-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reynolds & Co Venture Partners, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001601631 Filed Document 0001601631-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ATLANTIC TRUST REAL ESTATE FUND I LLC See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001202644 Filed Document 0000943663-14-000041 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Island Drive Partners, L.P. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Securities LLC, LCS Securities, LLC, and Pickwick Capital Partners, LLC CIK Number 0001189739 Filed Document 0000902664-14-001628 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
All Party System Co. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000018 Exclusions or Exemptions 506c Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
FUTURA LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $1,080,000 Associated Brokers / Dealers N/A CIK Number 0001226619 Filed Document 0001226619-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Magnitude Select Opportunities Fund, LLC - Series I See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602018 Filed Document 0001601133-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clayton, Dubilier & Rice Fund IX, L.P. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not applicable CIK Number 0001584485 Filed Document 0001181431-14-012284 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mogo Finance Technology Inc. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $635,084 Associated Brokers / Dealers N/A CIK Number 0001602842 Filed Document 0001140361-14-013126 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
DIVERSIFIED PREMIUM FUND, L.P. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001433840 Filed Document 0001507943-14-000025 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZEPHYR AURORA FUND CAYMAN UNIT TRUST See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised $4,999,900,000 Associated Brokers / Dealers N/A CIK Number 0001267384 Filed Document 0001172661-14-000764 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Atlantic Trust Global Hedged Equity Fund, LLC See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515345 Filed Document 0000943663-14-000039 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Levin Capital Trilogy Partners, L.P. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Securities LLC, LCS Securities, LLC, and Pickwick Capital Partners, LLC CIK Number 0001382018 Filed Document 0000902664-14-001623 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Geosphere Fund, LP See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415618 Filed Document 0000919574-14-002188 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Energy Capital Investors Fund, LLC See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531213 Filed Document 0000943663-14-000046 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MINERVA GROUP L P See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001214692 Filed Document 0001214692-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Granite Point Capital Offshore Fund, Ltd. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460179 Filed Document 0001546927-14-000086 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
COMMONFUND INSTITUTIONAL MULTI-STRATEGY EQUITY FUND LLC See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001357053 Filed Document 0001599462-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cross Shore Riva Investment II, LP See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $10,350,000 Associated Brokers / Dealers N/A CIK Number 0001602055 Filed Document 0000919574-14-002190 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARLI, LP See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RiverRock Securities, LLC, Timothy Haluszczak, and Patrick Capital Markets, LLC CIK Number 0001601594 Filed Document 0001601594-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ComponentLab Inc. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $700,425 Associated Brokers / Dealers N/A CIK Number 0001537182 Filed Document 0001537182-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Tolko Industries Ltd. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001504489 Filed Document 0001504489-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
RCH Energy Alpha Fund, L.P. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC and Barclays Capital Inc. CIK Number 0001396858 Filed Document 0001297765-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund