Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Reshape Medical, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $37,999,991 Associated Brokers / Dealers N/A CIK Number 0001410930 Filed Document 0001410930-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prometheus Fund LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652129 Filed Document 0001652129-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
SciAps Inc See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $4,300,003 Associated Brokers / Dealers Foreside Investment Services, LLC CIK Number 0001570867 Filed Document 0001645706-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lenda, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001599569 Filed Document 0001599569-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SFP Evart 68, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,660,000 Associated Brokers / Dealers N/A CIK Number 0001650408 Filed Document 0001650408-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
GBB Preston 121 SGS, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001652100 Filed Document 0001652100-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Caricorps, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001652277 Filed Document 0001652277-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
AQR Global Risk Premium Fund L P See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385053 Filed Document 0001490364-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SILVER PEAK SYSTEMS INC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $2,361,600 Associated Brokers / Dealers N/A CIK Number 0001301283 Filed Document 0001301283-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Thaddeus Medical Systems, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001651475 Filed Document 0001651475-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Analyze Corp See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,155,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001645610 Filed Document 0001645610-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Riverstone Global Energy & Power Fund VI, L.P. See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised $8,000,000,000 Associated Brokers / Dealers Principle Advisory Services Pty Ltd., J.P. Morgan Securities LLC, TransPacific Group LLC, TransPacific Group (Asia) Limited, and Riverstone Capital Services LLC CIK Number 0001624567 Filed Document 0001140361-15-034763 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Housing Income Trust, Inc. See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001433821 Filed Document 0001433821-15-000027 Exclusions or Exemptions 506c Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Powerline Investments, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001652234 Filed Document 0001652234-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Waterside Energy, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001651917 Filed Document 0001144204-15-053272 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Vibrant Composites Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001592714 Filed Document 0001592714-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Credible Behavioral Health, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001651497 Filed Document 0001651497-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
AG Capital Investments, LP See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652217 Filed Document 0001652217-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BHC PL Co-Invest LP See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised $980,000 Associated Brokers / Dealers N/A CIK Number 0001651279 Filed Document 0001015325-15-000021 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Highland Europe Special II L.P. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $7,345,715 Associated Brokers / Dealers N/A CIK Number 0001652159 Filed Document 0001652159-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Finlocker, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $2,260,213 Associated Brokers / Dealers N/A CIK Number 0001652335 Filed Document 0001652335-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
SFP MilPen 20, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,580,000 Associated Brokers / Dealers N/A CIK Number 0001650399 Filed Document 0001650399-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
GBB Preston 121 SGS, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001652100 Filed Document 0001652100-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Tragara Pharmaceuticals, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $13,058,784 Associated Brokers / Dealers N/A CIK Number 0001386218 Filed Document 0001140361-15-034154 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LBM Acquisition, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652328 Filed Document 0001652328-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Roxbury KBA Fund ICAV See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652823 Filed Document 0001652823-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Palo Alto Health Sciences, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $2,973,630 Associated Brokers / Dealers N/A CIK Number 0001588054 Filed Document 0001588054-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spyglass-The Canopy 2, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $11,325,000 Associated Brokers / Dealers N/A CIK Number 0001651062 Filed Document 0000950138-15-000591 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Hooky, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $4,710,428 Associated Brokers / Dealers Emerging Growth Equities, Ltd. CIK Number 0001560712 Filed Document 0001140361-15-033992 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Stealth Software Holding BV See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001651876 Filed Document 0001651876-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NETHERLANDS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
InTime TV LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001647661 Filed Document 0001647661-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Poseidon Holding, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $435,268,817 Associated Brokers / Dealers N/A CIK Number 0001652380 Filed Document 0001652380-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JAB REAL ESTATE OPPORTUNITY FUND V, LP See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001647331 Filed Document 0001647331-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
SILVER PEAK SYSTEMS INC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,417,530 Associated Brokers / Dealers N/A CIK Number 0001301283 Filed Document 0001301283-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Ascend Fitness, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596006 Filed Document 0001596006-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Litespeed Partners, L.P. See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001325272 Filed Document 0000919574-15-006681 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Litespeed Offshore Fund, Ltd. See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001180924 Filed Document 0000919574-15-006679 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RELISH LABS LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001652240 Filed Document 0001652240-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Flint Hills SQ Opportunity L.P. See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001529988 Filed Document 0001529988-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medbox, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $3,978,880 Associated Brokers / Dealers N/A CIK Number 0001547996 Filed Document 0001140361-15-034116 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Graycliff Capital Southeast Apartment Fund, LLC See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001577921 Filed Document 0001577921-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
BHC TC Co-Invest LP See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001651823 Filed Document 0001015325-15-000022 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BDR Sonata II LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001651690 Filed Document 0001651690-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Epoch Properties Multi-Family Opportunity Fund IV, Ltd. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Cobalt Capital, Inc., Kingsbury Capital, Inc., Proequities, Inc., VSR Financial Services, Allen C. Ewing & Co., Transam Securities, Inc., Newbridge Securities Corporation, Wilbanks Securities, Inc., DFPG Investments, Inc., Chauner Securities, Inc., Harbor Light Securities, LLC, Capital Guardian, LLC, Wall Street Strategies, Inc., and Sunbelt Securities, Inc. CIK Number 0001651797 Filed Document 0001651797-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Associated Petroleum Inc See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $156,000 Associated Brokers / Dealers NA CIK Number 0001568870 Filed Document 0001568870-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Audentes Therapeutics, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628738 Filed Document 0001628738-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rockford Real Estate Fund III, LP See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001652425 Filed Document 0001652425-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Prep Store, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001651611 Filed Document 0001651611-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SCL Management, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers No one Received Compensation CIK Number 0001652299 Filed Document 0001652299-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
MAC PARKVIEW ONE INVESTORS, LP See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $8,895,000 Associated Brokers / Dealers N/A CIK Number 0001651947 Filed Document 0001651947-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity