Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TALON GW1 LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers N/A CIK Number 0001652073 Filed Document 0001652073-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
CNH CA II, Ltd See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400277 Filed Document 0001402860-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Eagle Mining Corp See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $866,943 Associated Brokers / Dealers N/A CIK Number 0001524935 Filed Document 0001524935-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
TREADSTONE LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers NONE CIK Number 0001652183 Filed Document 0001652183-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
MNG Sunnyvale, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001651991 Filed Document 0001651991-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alterix Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alexander Capital, LP CIK Number 0001638851 Filed Document 0001638851-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Debt
Mirimichi Green Express, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001652098 Filed Document 0001652004-15-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Point of Choice LLC See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001641740 Filed Document 0001641740-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Parkifi, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001626756 Filed Document 0001626756-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
DLP Fixed Fund I, LLC See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001600947 Filed Document 0001600947-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SILICON SPACE TECHNOLOGY CORP See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001395465 Filed Document 0001395465-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
One More Co Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652232 Filed Document 0001652232-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
RGI-Informatics, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001554520 Filed Document 0001554520-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Concentric, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $165,000 Associated Brokers / Dealers N/A CIK Number 0001515731 Filed Document 0001515731-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Flint Hills BH New Opportunity 2015 Co-Invest Fund L.P. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001642657 Filed Document 0001642657-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Las Cruces Surgery Center, L.P. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $420,576 Associated Brokers / Dealers N/A CIK Number 0001653486 Filed Document 0001653486-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
XOR Data Exchange, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $7,242,794 Associated Brokers / Dealers N/A CIK Number 0001652128 Filed Document 0001652128-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hathersage Macro Opportunity Fund, LP See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649930 Filed Document 0001315863-15-000736 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoodMark Capital Group, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $85,534,126 Associated Brokers / Dealers NONE CIK Number 0001573964 Filed Document 0001573964-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fairlight Fund LP See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605160 Filed Document 0001605160-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Renovate America, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001487481 Filed Document 0001487481-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sperry Fiola Partners 5, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $841,000 Associated Brokers / Dealers N/A CIK Number 0001650406 Filed Document 0001650406-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
AQR Real Return Fund, L.P. See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490364 Filed Document 0001490364-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR STYLE PREMIA GLOBAL LONG ONLY EQUITY BETA 1 FUND, L.P. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645997 Filed Document 0001645997-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medbox, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001547996 Filed Document 0001140361-15-034118 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
One51 Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001651465 Filed Document 0001651465-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ROYAL BANK OF CANADA See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-15-006448 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001642335-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SILVER PEAK SYSTEMS INC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $7,053,371 Associated Brokers / Dealers N/A CIK Number 0001301283 Filed Document 0001301283-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
IMPERIAL METALS CORP See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $6,131,718 Associated Brokers / Dealers N/A CIK Number 0001228274 Filed Document 0001140361-15-034257 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Main Street Vision, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $6,575,000 Associated Brokers / Dealers N/A CIK Number 0001650714 Filed Document 0001650714-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ecolibrium Solar, Inc. See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001603751 Filed Document 0001603751-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
AQR Global Risk Premium Offshore Fund II Ltd See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001402855 Filed Document 0001402860-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ultra Green Packaging, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001487725 Filed Document 0001487725-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Storion Energy, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001652139 Filed Document 0001652139-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
SK Ventures III, L.P. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001641085 Filed Document 0001641085-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meson Constructive Capital LP See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652164 Filed Document 0001652164-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avatar Capital Finance LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-15-000018 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
SRA US Equity Fund, LP See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614286 Filed Document 0001614286-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOPTIX DIAGNOSTICS, INC. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001386616 Filed Document 0001386616-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
BDR Clyde Hill VI LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001652251 Filed Document 0001652251-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
BDR Sonata I LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001614579 Filed Document 0001614579-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
GALVANIZE INC. See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001609551 Filed Document 0001609551-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
WellAware Holdings, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $16,487,208 Associated Brokers / Dealers N/A CIK Number 0001566486 Filed Document 0001566486-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Risk Premium Tactical Offshore Fund Ltd See All Filings	D/A	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001402860 Filed Document 0001402860-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plasmology4, Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001488790 Filed Document 0001488790-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
SFP La Habra 12, LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $870,000 Associated Brokers / Dealers N/A CIK Number 0001650405 Filed Document 0001650405-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Squadra SV, Ltd. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652173 Filed Document 0001652173-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
PopUp Play Inc. See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001652297 Filed Document 0001652297-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Meadowland Research LLC See All Filings	D	2015-09-01 00:00:00 UTC
Amount To Be Raised $7,480,500 Associated Brokers / Dealers N/A CIK Number 0001652322 Filed Document 0001652322-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity