Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Insikt Levered Income Fund LP See All Filings	D	2015-04-08 00:00:00 UTC
Amount To Be Raised $3,628,347 Associated Brokers / Dealers N/A CIK Number 0001595307 Filed Document 0001140361-15-015127 Exclusions or Exemptions 506c Accepted Date 2015-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rothschild Global Thematic Fund, LP See All Filings	D	2015-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638947 Filed Document 0001638947-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET MANAGED CURRENCY MASTER FUND, LTD. See All Filings	D/A	2015-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001430348 Filed Document 0001430348-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Credit Opportunities Portfolio, L.L.C. See All Filings	D/A	2015-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416120 Filed Document 0001416120-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Retrofit Inc. See All Filings	D	2015-04-08 00:00:00 UTC
Amount To Be Raised $4,052,872 Associated Brokers / Dealers N/A CIK Number 0001524859 Filed Document 0001524859-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Western Asset High Yield Credit Energy Portfolio, L.L.C. See All Filings	D	2015-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001638672 Filed Document 0001638672-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACADIAN INTERNATIONAL ALL CAP FUND See All Filings	D/A	2015-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001408858 Filed Document 0001408858-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBOOTH, INC. See All Filings	D	2015-04-08 00:00:00 UTC
Amount To Be Raised $480 Associated Brokers / Dealers N/A CIK Number 0001566610 Filed Document 0001085037-15-000073 Exclusions or Exemptions 506b Accepted Date 2015-04-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
FoxCommerce, Inc. See All Filings	D	2015-04-08 00:00:00 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001638807 Filed Document 0001638807-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-08 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
World Panel, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001616878 Filed Document 0001616878-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
China Equity Fund See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605157 Filed Document 0001605157-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OraViz, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001635573 Filed Document 0001635573-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Asia Alternatives Capital Partners IV, LP See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606269 Filed Document 0001606269-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TeleHealthCare, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $93,375 Associated Brokers / Dealers N/A CIK Number 0001628104 Filed Document 0001308411-15-000058 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SalesFusion, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001571933 Filed Document 0001571933-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Houston International Insurance Group LTD See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001519449 Filed Document 0001214659-15-003006 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HealthQx, LLC. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $3,657,000 Associated Brokers / Dealers N/A CIK Number 0001603711 Filed Document 0001603711-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Medovex Corp. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591165 Filed Document 0001415889-15-001276 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LiquidAlts Omega Feeder Fund See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank AG and Deutsche Bank Securities Inc. CIK Number 0001604555 Filed Document 0001604555-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised $763,930 Associated Brokers / Dealers J. Michael Nash, Robert Bracco, and Sean Devlin CIK Number 0001135856 Filed Document 0001135856-15-000142 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
strongDM, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001637806 Filed Document 0001637806-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
MAN AHL DIVERSIFIED I LP See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001052354 Filed Document 0001052354-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bryn Mawr Surgery Center, LLC See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001631046 Filed Document 0001631046-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
RealtyShares 90, LLC See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $164,000 Associated Brokers / Dealers N/A CIK Number 0001638936 Filed Document 0001638936-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Elevance Renewable Sciences, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $62,474,210 Associated Brokers / Dealers N/A CIK Number 0001510100 Filed Document 0000830588-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Petra Credit Fund I, LP See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591808 Filed Document 0001591808-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., UBS Global Asset Management (US) Inc., and UBS Global Asset Management (Americas) Inc. CIK Number 0001403973 Filed Document 0001403973-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Linestream Technologies, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001638557 Filed Document 0001638557-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Varde Credit Partners (Offshore), Ltd. See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001565562 Filed Document 0000950142-15-000709 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XZERES Corp. See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001084597 Filed Document 0001255294-15-000234 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business OREGON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Equity Estates Fund II, LLC See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised $18,340,000 Associated Brokers / Dealers N/A CIK Number 0001577892 Filed Document 0001577892-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Project Finale Co-Investment Fund, L.P. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638125 Filed Document 0001140361-15-014609 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT VISION LLC See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276502 Filed Document 0001507943-15-000060 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edgewater Isle Associates, L.P. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $11,528,846 Associated Brokers / Dealers N/A CIK Number 0001642913 Filed Document 0001642913-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
BW GLOBAL ENHANCED ABSOLUTE RETURN FUND, L.P. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001613869 Filed Document 0001613869-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
netBlazr, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001638928 Filed Document 0001638928-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NEWPORT CYPRESS LLC See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001259882 Filed Document 0001507943-15-000065 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CUSTOMINK, LLC See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001115601 Filed Document 0001115601-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Community Needs, LLC See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001638845 Filed Document 0001638845-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Candy Drive LLC See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Richard E Buffington CIK Number 0001638895 Filed Document 0001638895-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
VARDE INVESTMENT PARTNERS (OFFSHORE) LTD See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454602 Filed Document 0000950142-15-000711 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
V.E.C. Indian Special Situations Fund LLC See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546495 Filed Document 0001546495-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AB Private Credit Investors Middle Market Direct Lending Fund, L.P. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634385 Filed Document 0000902664-15-002187 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LRV Capital Partners LP See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546142 Filed Document 0000919574-15-003449 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Honk Technologies, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $1,798,699 Associated Brokers / Dealers N/A CIK Number 0001636265 Filed Document 0001636265-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KENNEDY CAPITAL MANAGEMENT, INC. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $1,762,725 Associated Brokers / Dealers N/A CIK Number 0000884589 Filed Document 0000884589-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Further, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001639721 Filed Document 0001639721-15-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Kit Carson Apts, LLC See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001638846 Filed Document 0001638846-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MESIROW INSTITUTIONAL MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WELLS FARGO ADVISORS, LLC CIK Number 0001355381 Filed Document 0001625257-15-000033 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Industry Ventures Partnership Holdings III-C, L.P. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001637767 Filed Document 0001637767-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund