|
|
D |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $1,050,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638809
- Filed Document
- 0001638809-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001385110
- Filed Document
- 0001385110-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- 79 Capital Securities, LLC
- CIK Number
- 0001601543
- Filed Document
- 0001601543-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $1,000,036
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001425287
- Filed Document
- 0001013762-15-000323
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001282427
- Filed Document
- 0001282427-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001486139
- Filed Document
- 0001140361-15-014764
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001410356
- Filed Document
- 0001410356-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001371269
- Filed Document
- 0001541714-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001555643
- Filed Document
- 0001555643-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $4,050,007
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639064
- Filed Document
- 0001639064-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $3,775,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634675
- Filed Document
- 0001634675-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001473130
- Filed Document
- 0001473130-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001634331
- Filed Document
- 0001634331-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001548873
- Filed Document
- 0001548873-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638954
- Filed Document
- 0001638954-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $365,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614389
- Filed Document
- 0001465818-15-000009
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $530,220
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638746
- Filed Document
- 0001638746-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Blue Sand Securities LLC
- CIK Number
- 0001479539
- Filed Document
- 0000902664-15-002083
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637567
- Filed Document
- 0001637567-15-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639073
- Filed Document
- 0001639073-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $504,680,000
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001636144
- Filed Document
- 0001636144-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607128
- Filed Document
- 0001607128-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC
- CIK Number
- 0001543382
- Filed Document
- 0001315863-15-000354
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001346295
- Filed Document
- 0001346295-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638963
- Filed Document
- 0001638963-15-000002
- Exclusions or Exemptions
- 505 and 506c
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001321974
- Filed Document
- 0001321974-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001461165
- Filed Document
- 0000950103-15-002852
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
WESTERN ASSET EMERGING MARKETS LOCAL DEBT PORTFOLIO, L.L.C.
See All Filings
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001385121
- Filed Document
- 0001385121-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
WESTERN ASSET TOTAL RETURN UNCONSTRAINED (TRU) BOND, L.L.C.
See All Filings
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001298307
- Filed Document
- 0001298307-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
WESTERN ASSET EMERGING MARKETS CORPORATE CREDIT PORTFOLIO, L.L.C.
See All Filings
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001427671
- Filed Document
- 0001427671-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001549304
- Filed Document
- 0001549304-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $14,447,652
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001468350
- Filed Document
- 0001468350-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459359
- Filed Document
- 0001459359-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638968
- Filed Document
- 0001140361-15-014846
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001586210
- Filed Document
- 0001586210-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639086
- Filed Document
- 0001639086-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001473129
- Filed Document
- 0001473129-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517395
- Filed Document
- 0001517395-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $23,338,999
- Associated Brokers / Dealers
- Inland Securities Corporation, Christina S. Nielson, Michael Packman, Eric R. Heckman, Peter D. Fisher, Robert R. Tweed, Keith R. Gunther, Norman G. Price, John W. Goff, Lanny R. Howarter, Brian E. Kampbell, Rocco A. Cortese, Thomas Boaks, II, Kevin P. Fitzgerald, Robert J. Binkele, Carl F. Worden, III, Daniel P. Raupp, Eric S. Scaff, Brian E. Kampbell, Patrick R. Conway, Jeffrey J. McKay, Donald S. Meredith, Timothy J. Sherer, Gary G. Benson, Jeffrey A. Kiesnoski, Dwight K. Kay, John J. Lewis, Robert B. Joki, John M. Donnelly, Hal P. Masover, Larry R. Law, Ryan J. Sherer, Trawnegan Gall, Joseph A. Graziano, Scott D. Offerman, Gary E. Conley, Thomas D. Sanders, Jeffrey F. Bigler, Robert S. Smith, Joseph G. Michaletz, Francis R. Bowen, Jeffrey M. Warren, Jon Paul Cirelli, Curtis H. Smiley, and William J. Bugdon
- CIK Number
- 0001606843
- Filed Document
- 0001606843-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $9,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565841
- Filed Document
- 0000897069-15-000300
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial Banking
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $43,724
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595306
- Filed Document
- 0001140361-15-015128
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- NONE
- CIK Number
- 0001639119
- Filed Document
- 0001639119-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639001
- Filed Document
- 0001639001-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637806
- Filed Document
- 0001637806-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
WESTERN ASSET OPPORTUNISTIC STRUCTURED SECURITIES PORTFOLIO, L.L.C.
See All Filings
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001410966
- Filed Document
- 0001410966-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634335
- Filed Document
- 0001634335-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- Titan Securities
- CIK Number
- 0001638639
- Filed Document
- 0001638639-15-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $4,804,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638681
- Filed Document
- 0001638681-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638452
- Filed Document
- 0001638452-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001619064
- Filed Document
- 0001619064-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|