Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aqua Regenerative Therapies, LLC See All Filings	D	2014-08-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001614065 Filed Document 0001614065-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ContraVir Pharmaceuticals, Inc. See All Filings	D	2014-08-22 00:00:00 UTC
Amount To Be Raised $4,742,648 Associated Brokers / Dealers N/A CIK Number 0001583771 Filed Document 0001104659-14-062739 Exclusions or Exemptions 506b Accepted Date 2014-08-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Blackrock/Essex FW, LLC See All Filings	D	2014-08-22 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001605587 Filed Document 0001605587-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-22 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Related Energy Focused Feeder III, L.P. See All Filings	D	2014-08-22 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001617635 Filed Document 0001617635-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KSA CAPITAL PARTNERS LP See All Filings	D/A	2014-08-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, and N/A CIK Number 0001284076 Filed Document 0000919574-14-004927 Exclusions or Exemptions 506b Accepted Date 2014-08-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delivery Agent Inc See All Filings	D	2014-08-22 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001320501 Filed Document 0001140361-14-033948 Exclusions or Exemptions 506b Accepted Date 2014-08-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PILLAR STEELE CONNECTICUT INVESTMENT I, LLC See All Filings	D	2014-08-22 00:00:00 UTC
Amount To Be Raised $633,155 Associated Brokers / Dealers N/A CIK Number 0001617628 Filed Document 0001617628-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
All Party System Co. See All Filings	D/A	2014-08-22 00:00:00 UTC
Amount To Be Raised $4,010 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000046 Exclusions or Exemptions 506c Accepted Date 2014-08-22 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Authorea, Inc. See All Filings	D	2014-08-22 00:00:00 UTC
Amount To Be Raised $610,000 Associated Brokers / Dealers N/A CIK Number 0001617645 Filed Document 0001617645-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Stealth Therapeutics, Inc. See All Filings	D	2014-08-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001544817 Filed Document 0000892712-14-000624 Exclusions or Exemptions 506b Accepted Date 2014-08-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Related Energy Focused Investor LLC See All Filings	D	2014-08-22 00:00:00 UTC
Amount To Be Raised $17,565,000 Associated Brokers / Dealers N/A CIK Number 0001617636 Filed Document 0001617636-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D	2014-08-22 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Equity
Goby LLC See All Filings	D	2014-08-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001617685 Filed Document 0001617685-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BIOLARGO, INC. See All Filings	D	2014-08-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Monarch Bay Securities CIK Number 0000880242 Filed Document 0001463205-14-000025 Exclusions or Exemptions 506b Accepted Date 2014-08-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Epic Burger Inc See All Filings	D	2014-08-22 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001422331 Filed Document 0001422331-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-22 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NanoMech, Inc. See All Filings	D/A	2014-08-22 00:00:00 UTC
Amount To Be Raised $1,000,100 Associated Brokers / Dealers N/A CIK Number 0001495678 Filed Document 0001495678-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Safedocs, Inc. See All Filings	D	2014-08-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001592075 Filed Document 0001592075-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Moondog Animation Studio, LLC (f/k/a MDM02, LLC) See All Filings	D	2014-08-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610183 Filed Document 0001610183-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
African Resource Group, Inc. See All Filings	D	2014-08-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001577978 Filed Document 0001577978-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Force of Nature Enterprises, LLC See All Filings	D	2014-08-22 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001617513 Filed Document 0001617513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Als Cherry Creek LLC, a Colorado Ltd liability Co See All Filings	D	2014-08-22 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers None CIK Number 0001618335 Filed Document 0001618335-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
InCorta, Inc. See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001600258 Filed Document 0001600258-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
All Party System Co. See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised $4,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000045 Exclusions or Exemptions 506c Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Thermal Tennis Inc. See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001417028 Filed Document 0001417028-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alsop Louie Capital 3, L.P. See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001584654 Filed Document 0001584654-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Dairyvative Technologies LLC See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001618392 Filed Document 0001618392-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TCI Real Estate Partners Fund I LP See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616793 Filed Document 0000902664-14-003637 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talmage Total Return Partners, LLC See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616233 Filed Document 0001616233-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MASTIC COMMODITY FUND LTD. See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579899 Filed Document 0000919574-14-004919 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Turnbridge Capital Partners I, LP See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617309 Filed Document 0001617309-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ParentsWare, Inc. See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $1,525,000 Associated Brokers / Dealers N/A CIK Number 0001608751 Filed Document 0001608751-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kindheart, Inc. See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001617570 Filed Document 0001617570-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Apellis Pharmaceuticals, Inc. See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001492422 Filed Document 0001492422-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Dolben Stoney Creek LLC See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001617620 Filed Document 0001617620-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AHL Cayman SPC: Class A Evolution Segregated Portfolio See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001576193 Filed Document 0001576193-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $90,602 Associated Brokers / Dealers Sean Devlin CIK Number 0001135856 Filed Document 0001135856-14-000248 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Argentiere Fund Ltd See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616911 Filed Document 0000902664-14-003632 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Algorithmia Inc. See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $2,583,128 Associated Brokers / Dealers N/A CIK Number 0001613773 Filed Document 0001613773-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Applied Process Holdings, LLC See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $10,200,000 Associated Brokers / Dealers N/A CIK Number 0001617537 Filed Document 0001617537-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised $1,023,250 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-14-000250 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Delaware Investments Real Estate Absolute Return Fund (Cayman), Ltd. See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584859 Filed Document 0001140361-14-034084 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterfall Victoria ERISA Fund, Ltd. See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001511871 Filed Document 0001511871-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCM-BIOS Lung Therapeutics SPV, LP See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001617622 Filed Document 0001617622-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
United States Debt Recovery XV, L.P. See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617198 Filed Document 0001617198-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chain, Inc. See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $9,500,001 Associated Brokers / Dealers N/A CIK Number 0001572725 Filed Document 0001572725-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WOODRIDGE EQUITY PARTNERS, L.P. See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464419 Filed Document 0001464419-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Fusion Management Group LLC See All Filings	D/A	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527466 Filed Document 0001527466-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
JOHCM Global Emerging Markets Opportunities Fund (DST) See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617008 Filed Document 0001393725-14-000129 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCC The Edison LLC See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $2,525,000 Associated Brokers / Dealers N/A CIK Number 0001610755 Filed Document 0001610755-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
ALDEA Pharmaceuticals, Inc. See All Filings	D	2014-08-21 00:00:00 UTC
Amount To Be Raised $24,058,143 Associated Brokers / Dealers N/A CIK Number 0001531984 Filed Document 0001531984-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity