Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OCA LCP VIII Segregated Portfolio See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637288 Filed Document 0001637288-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grovetown Hospitality Associates LLC See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001637258 Filed Document 0001140361-15-013005 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
WOODSTOCK HOLDINGS INC. See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Woodstock Financial Group Inc. CIK Number 0001095373 Filed Document 0001095373-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PUREVISION TECHNOLOGY LLC See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001637264 Filed Document 0001128732-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $38,599 Associated Brokers / Dealers Jennifer Kephart, Edward M. (Ned) Lubell, John S. Fulton, and Sara D. Roth CIK Number 0001135856 Filed Document 0001135856-15-000104 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Advanced MicroGrid Solutions, Inc. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001606370 Filed Document 0001606370-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Curoverse, Inc. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001586571 Filed Document 0001586571-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
QUANTIUS FUND LP See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428590 Filed Document 0001428590-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IONTERA, INC. See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised $3,697,539 Associated Brokers / Dealers N/A CIK Number 0001413427 Filed Document 0001413427-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Visium Catalyst Offshore Fund, Ltd. See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001326637 Filed Document 0000919574-15-003130 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mobitor Corp See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001637710 Filed Document 0001637710-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cadence Biomedical, Inc. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001533465 Filed Document 0001533465-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Abuyo, Inc. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001535287 Filed Document 0001079973-15-000218 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
npm, Inc. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $7,999,995 Associated Brokers / Dealers N/A CIK Number 0001600670 Filed Document 0001600670-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ostra Capital Partners 8, LP See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573915 Filed Document 0000919574-15-003122 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOLDEN RIM RESOURCES LTD See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $630,000 Associated Brokers / Dealers Sprott Global Resource Investments Ltd CIK Number 0001625137 Filed Document 0001625137-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets $No Revenues Type of Security Equity
GMO QUALIFYING INVESTOR FUNDS PLC ON BEHALF OF ITS SUB-FUND GMO SYSTEMATIC GLOBAL MACRO FUND See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605090 Filed Document 0001605090-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InAuth,Inc. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $23,467,873 Associated Brokers / Dealers N/A CIK Number 0001637448 Filed Document 0001209191-15-029028 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Thrasos Innovation Inc. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001637636 Filed Document 0001637636-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NOVINIUM INC See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001268969 Filed Document 0001268969-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Mast Select Opportunities, L.P. See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526299 Filed Document 0001315863-15-000314 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairview Special Opportunities Fund II, L.P. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001631034 Filed Document 0001631034-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Glynn Partners IV, L.P. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001636001 Filed Document 0001636001-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DUO WORLD INC See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001635136 Filed Document 0001165527-15-000123 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Starboard - Brite-Line, LLC See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637792 Filed Document 0001637792-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Environmental Energy International, Inc. See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606974 Filed Document 0001520138-15-000126 Exclusions or Exemptions 506c Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
FINANCIALLY FIT, LLC See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001587035 Filed Document 0001587035-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CORERX INC See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers STILLPOINT CAPITAL LLC CIK Number 0001635467 Filed Document 0001078782-15-000431 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised $315,145 Associated Brokers / Dealers Kirk Penland and Phillip Primm CIK Number 0001135856 Filed Document 0001135856-15-000103 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ScanEarth, LLC See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $132,000 Associated Brokers / Dealers N/A CIK Number 0001636741 Filed Document 0001636741-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Standard Analytics IO Inc See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001637319 Filed Document 0001637319-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
ICG Alternative Credit (Delaware) LP See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637216 Filed Document 0001507943-15-000059 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EdgeTheory, LLC See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001578415 Filed Document 0001578415-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Perennial Specialty Income Fund, LP See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636695 Filed Document 0001144204-15-018208 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ironwood Concentrated Fund LP See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603910 Filed Document 0001546927-15-000109 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BioScrip, Inc. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $83,899,559 Associated Brokers / Dealers Cain Brothers & Company, LLC CIK Number 0001014739 Filed Document 0001144204-15-018133 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chilmark Air 2017 LLC See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637458 Filed Document 0001637458-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AZURE GROWTH EQUITY (SPRINKLR), L.P. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637423 Filed Document 0001637423-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Banihal Inc. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001637653 Filed Document 0001637653-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Belles Organics, Inc. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Fundme Securities LLC CIK Number 0001637555 Filed Document 0001637555-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
In Your Arms Developmental LLC See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001638093 Filed Document 0001638093-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Phinizy & Phebe Handmade LLC See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637530 Filed Document 0001637530-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TRIANGLE PEAK PARTNERS GLOBAL ALLOCATION LP See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001446272 Filed Document 0001446272-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WISErg Corp See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised $10,640,365 Associated Brokers / Dealers N/A CIK Number 0001538943 Filed Document 0001538943-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub 9FE LLC See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $93,500 Associated Brokers / Dealers N/A CIK Number 0001635850 Filed Document 0001635850-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wheeler Real Estate Investment Trust, Inc. See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised $93,000,000 Associated Brokers / Dealers Compass Point Research & Trading, LLC and Maxim Group LLC CIK Number 0001527541 Filed Document 0001527541-15-000033 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Torchlight Debt Opportunity Fund V, LP See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636534 Filed Document 0000947871-15-000225 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MUIRFIELD VALUE PARTNERS, LP/PORTFOLIO E See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001637247 Filed Document 0000919574-15-003138 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Falcon Special Opportunities, LP See All Filings	D	2015-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637463 Filed Document 0000902664-15-001928 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Feetz Inc See All Filings	D/A	2015-03-24 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001625129 Filed Document 0001625129-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-24 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity