Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NOHMs Technologies, Inc. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $2,025,000 Associated Brokers / Dealers N/A CIK Number 0001548417 Filed Document 0001548417-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Grandslam Performance Associates, LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001639527 Filed Document 0001639527-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Stem, Inc. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $34,007,729 Associated Brokers / Dealers N/A CIK Number 0001462370 Filed Document 0001462370-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
City Finance Co III LLC See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001605354 Filed Document 0000935836-15-000235 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Patch of Land, Inc. See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-15-000030 Exclusions or Exemptions 506c Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Boston Common International Catholic SRI Fund LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001416105 Filed Document 0001416105-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Shasta Gold Corp. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515279 Filed Document 0001140361-15-015315 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MidOcean Partners IV, L.P. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634170 Filed Document 0001634170-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
North Star Games LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001637177 Filed Document 0001605796-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Defensive Strategies Partership, LLC See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Select AI Strategies L.P. See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603106 Filed Document 0001603106-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
FMC HOLDINGS, LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $1,026,745 Associated Brokers / Dealers N/A CIK Number 0001639465 Filed Document 0001639465-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CMWA Foreign Developed Partnership LLC See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422816 Filed Document 0001422816-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
farmACAI SoHo, LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001638730 Filed Document 0001638730-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
URANIUM ENERGY CORP See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $88,998 Associated Brokers / Dealers N/A CIK Number 0001334933 Filed Document 0001183740-15-000083 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Steele Creek CLO 2015-1, Ltd See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $32,850,000 Associated Brokers / Dealers N/A CIK Number 0001639335 Filed Document 0001140361-15-015531 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
Broadfin Healthcare Fund, LP See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354025 Filed Document 0000919574-15-003576 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HLH, LLC See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001010412-15-000055 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Pine Court Holdings, LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001638978 Filed Document 0001638978-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Searchlight Minerals Corp. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $127,365 Associated Brokers / Dealers N/A CIK Number 0001084226 Filed Document 0001144204-15-022677 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
BuddyUp Inc See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001604739 Filed Document 0001604739-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Solomon Capital Fund LP See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638071 Filed Document 0000919574-15-003564 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MKP CREDIT, L.P. See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001075382 Filed Document 0000902664-15-002201 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AB&T Financial CORP See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $9,140,000 Associated Brokers / Dealers Patrick Capital Markets, LLC CIK Number 0001435161 Filed Document 0001435161-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Lapis Aquilo Fund II LP See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $105,500,000 Associated Brokers / Dealers N/A CIK Number 0001638303 Filed Document 0001638303-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alliance of Angels Seed Fund II, LLC See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629955 Filed Document 0001629955-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Urbio, Inc. See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fundme Securities LLC CIK Number 0001636759 Filed Document 0001636759-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Global Reserve Partners, LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639377 Filed Document 0001639377-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
BBH Wealth Strategies, LLC - Burgundy Emerging Markets Series See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639560 Filed Document 0001639560-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tuscaloosa # 1 Joint Venture See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised $1,098,500 Associated Brokers / Dealers N/A CIK Number 0001638656 Filed Document 0001638656-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
LSV International (AC) Value Equity Fund, LP See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505139 Filed Document 0001393725-15-000052 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digital Offering LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001583494 Filed Document 0001477932-15-002455 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FAPS HOLDINGS INC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $12,170,000 Associated Brokers / Dealers N/A CIK Number 0001201266 Filed Document 0000895345-15-000125 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Brigade Energy Opportunities Fund LP See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638053 Filed Document 0000919574-15-003588 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ApplePie Capital, Inc. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $258,792 Associated Brokers / Dealers N/A CIK Number 0001607185 Filed Document 0001607185-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alastin Skincare, Inc. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001639283 Filed Document 0001140361-15-015360 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LYXOR FOCUS FUND LTD See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001433965 Filed Document 0001140361-15-015434 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SM MERGER/ARBITRAGE, L.P. See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001231101 Filed Document 0000919574-15-003587 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eastern Timberland Opportunities II, Inc. See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001606195 Filed Document 0001606195-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Orthopedic Ambulatory Surgery Center of Chesterfield, LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001638967 Filed Document 0001638967-15-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
LSV EMERGING MARKETS EQUITY FUND LP See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341434 Filed Document 0001393725-15-000046 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Professional Holding Corp. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $15,000,007 Associated Brokers / Dealers Hovde Group, LLC CIK Number 0001630856 Filed Document 0001415889-15-001336 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PENWOOD SELECT INDUSTRIAL PARTNERS IV, L.P. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $252,500,000 Associated Brokers / Dealers N/A CIK Number 0001639513 Filed Document 0001140361-15-015319 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Skycatch, Inc. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001606734 Filed Document 0001606734-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LSV U S LARGE CAP LONG / SHORT FUND LP See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001389648 Filed Document 0001393725-15-000060 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV JAPAN SMALL CAP EQUITY FUND, LP See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512427 Filed Document 0001393725-15-000058 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARCFE GROUP 3, LLC See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers All Star Law Firm and Citic Rising Travel Investment Co, Ltd CIK Number 0001615335 Filed Document 0001615945-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MALTA MARKET NEUTRAL FUND, L.P. See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584035 Filed Document 0000919574-15-003582 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MKP OPPORTUNITY OFFSHORE, LTD. See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Barclays Capital Inc., and Barclays Bank PLC CIK Number 0001170143 Filed Document 0000902664-15-002200 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund, SPC-Segregated Portfolio 40 See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639470 Filed Document 0001507943-15-000074 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund