Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Knopp Biosciences LLC See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised $12,766,372 Associated Brokers / Dealers MIP Global, Inc. and Stillpoint Capital, LLC CIK Number 0001497598 Filed Document 0000898432-15-000492 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
ARCFE GROUP A, LLC See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised $8,800,000 Associated Brokers / Dealers All Star Law Firm and Citic Rising Travel Investment Co, Ltd CIK Number 0001615337 Filed Document 0001615945-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Powur, PBC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001639406 Filed Document 0001078782-15-000579 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HYGIEIA INC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001445455 Filed Document 0001445455-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Lyxor/QIM Fund Ltd. See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001422511 Filed Document 0001140361-15-015424 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Mortgage Opportunity II, L.P. See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Wealth Management, LLC CIK Number 0001476194 Filed Document 0000943663-15-000134 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DermTech, Inc. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $2,441,068 Associated Brokers / Dealers N/A CIK Number 0001518913 Filed Document 0001518913-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Matrix Office, LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $2,675,000 Associated Brokers / Dealers none CIK Number 0001639110 Filed Document 0001639110-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ICC Holdings, LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $37,262,504 Associated Brokers / Dealers Michael C. Gruber CIK Number 0001639093 Filed Document 0001639093-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MKP OPPORTUNITY PARTNERS, L.P. See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001170874 Filed Document 0000902664-15-002199 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RC Texas Storage Portfolio III, LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639503 Filed Document 0001639503-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jello Labs, Inc. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $30,766,535 Associated Brokers / Dealers N/A CIK Number 0001591800 Filed Document 0001591800-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SINEWAVE VENTURES FUND I, L.P. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639533 Filed Document 0001639533-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finding Neverland USA LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001641163 Filed Document 0001144204-15-027058 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Indus India Fund, L.P. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638935 Filed Document 0000919574-15-003596 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spectacle Brewing, LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001638573 Filed Document 0001638573-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
SR22 Carlsbad Oaks Distribution, LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001638675 Filed Document 0001638675-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AQR MULTI-STYLE OFFSHORE FUND, L.P. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635509 Filed Document 0001635509-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THREE S FUND, LLC See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001106931 Filed Document 0001106931-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
IBIS Global Media Fund II See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605073 Filed Document 0000902664-15-002194 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pecan Management LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001638549 Filed Document 0001140361-15-015296 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LSV International Value Equity Trust See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300505 Filed Document 0001393725-15-000056 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enginuity Worldwide LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $2,075,000 Associated Brokers / Dealers N/A CIK Number 0001597809 Filed Document 0001597809-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TEGO INC See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised $8,012,955 Associated Brokers / Dealers N/A CIK Number 0001363045 Filed Document 0001363045-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RESUN8 See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001639057 Filed Document 0001639057-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Pickle Recipe, LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $1,040,000 Associated Brokers / Dealers N/A CIK Number 0001639483 Filed Document 0001639483-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Budnitz Bicycles, Inc. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001607487 Filed Document 0001607487-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Balyasny Atlas Enhanced Fund Ltd See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001592430 Filed Document 0001140361-15-015436 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
LSV Frontier Markets Equity Fund, LP See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604737 Filed Document 0001393725-15-000049 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ECG Highland Place, LLC See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $2,332,230 Associated Brokers / Dealers N/A CIK Number 0001639462 Filed Document 0001639462-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
AntriaBio, Inc. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $4,702,703 Associated Brokers / Dealers Paulson Investment Company, Inc. CIK Number 0001509261 Filed Document 0001140361-15-015335 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Armajaro Commodities Fund Ltd See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001435385 Filed Document 0001140361-15-015443 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Versify Solutions, Inc. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $1,499,999 Associated Brokers / Dealers N/A CIK Number 0001473969 Filed Document 0001473969-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LSV GLOBAL CV EQUITY FUND, LP See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512428 Filed Document 0001393725-15-000051 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARMIGER PARTNERS L P See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001279826 Filed Document 0000919574-15-003560 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acion Onshore Fund See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KKR Capital Markets LLC CIK Number 0001639162 Filed Document 0001639162-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ApplePie Capital, Inc. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $1,241,392 Associated Brokers / Dealers N/A CIK Number 0001607185 Filed Document 0001607185-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Tilson Offshore Fund, Ltd. See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Source Capital Group CIK Number 0001450102 Filed Document 0001450102-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CESI Technologies Inc. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001639039 Filed Document 0001014100-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ARCFE GROUP 4, LLC See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised $17,600,000 Associated Brokers / Dealers All Star Law Firm and Citic Rising Travel Investment Co, Ltd CIK Number 0001615341 Filed Document 0001615945-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Indus Holding Co See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $3,107,572 Associated Brokers / Dealers N/A CIK Number 0001636963 Filed Document 0001140361-15-015339 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LSV CANADA SMALL CAP EQUITY FUND, LP See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488477 Filed Document 0001393725-15-000045 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pitzi, Ltd. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $15,749,996 Associated Brokers / Dealers N/A CIK Number 0001589059 Filed Document 0001589059-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PIONEER STREET PARTNERS MACRO FUND, L.P. See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639595 Filed Document 0001639595-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZOFII Access Ltd. See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001489970 Filed Document 0001489970-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prescient Logistics, LLC See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001626619 Filed Document 0001626619-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Prosight Fund, LP See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kenwood Advisors CIK Number 0001453938 Filed Document 0001453938-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV Japan Large Cap Value Equity Fund, LP See All Filings	D/A	2015-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522189 Filed Document 0001393725-15-000057 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southwest Value Partners Fund XVII, LP See All Filings	D	2015-04-14 00:00:00 UTC
Amount To Be Raised $296,441,000 Associated Brokers / Dealers N/A CIK Number 0001639544 Filed Document 0001639544-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund