Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GEM PARTNERS LP See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001107907 Filed Document 0001013594-14-000578 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $24,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-14-000421 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Zik Energy Points, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001618131 Filed Document 0001618131-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Therapeutics, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $55,250,000 Associated Brokers / Dealers N/A CIK Number 0001509697 Filed Document 0001509697-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Agile EndoSurgery, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001505798 Filed Document 0001505798-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
ColourOz TopCo See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $82,768,129 Associated Brokers / Dealers N/A CIK Number 0001618156 Filed Document 0001209191-14-055009 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
CapGrow Income Fund I LLC See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618139 Filed Document 0001618139-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AVRUPA MINERALS LTD. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $786,507 Associated Brokers / Dealers N/A CIK Number 0001445467 Filed Document 0001445467-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Driehaus Income Fund I, LLC See All Filings	D/A	2014-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557326 Filed Document 0001557326-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MilkMade Ice Cream, Inc. See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001618186 Filed Document 0001618186-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CRCM OPPORTUNITY FUND, L.P. See All Filings	D/A	2014-08-28 00:00:00 UTC
Amount To Be Raised $37,525,000 Associated Brokers / Dealers William Hunnicutt, CDK Financial Services LLC, Artist Capital Inc., and Middlemark Partners LLC CIK Number 0001545041 Filed Document 0001556663-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raven 7 Fund, L.L.C. See All Filings	D/A	2014-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561803 Filed Document 0000902664-14-003687 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Associated Petroleum Inc See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised $830,000 Associated Brokers / Dealers NA CIK Number 0001568870 Filed Document 0001568870-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Wild World Asku Ventures I, LLC See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers None CIK Number 0001617801 Filed Document 0001617801-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIM INNOVATIONS, INC. See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001618332 Filed Document 0001618332-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Knightscope, Inc. See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers Ryan Feit, Aaron Kellner, and Ameet Padte CIK Number 0001600983 Filed Document 0001600983-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ping Emerging Markets Macro Fund See All Filings	D/A	2014-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001512711 Filed Document 0001435070-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OHA Mortgage Strategies Fund (Offshore), Ltd. See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618023 Filed Document 0000950142-14-001783 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AOBiome, LLC See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001572665 Filed Document 0000908662-14-000252 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DCM ACRE Fund II, LLC See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001617832 Filed Document 0001617832-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Good Water Brewery, LLC See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001614545 Filed Document 0001614545-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets $No Revenues Type of Security Equity
21st Century Town LLC See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001618054 Filed Document 0001618054-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
SG Growth Partners III, LP See All Filings	D/A	2014-08-28 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001612496 Filed Document 0001612496-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Maps-Fund, a series of AngelList-NR-Funds, LLC See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised $405,447 Associated Brokers / Dealers N/A CIK Number 0001618109 Filed Document 0001618109-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIP Private Markets Income Fund I (Cayman) LP See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001617604 Filed Document 0001140361-14-034370 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone US Equity Select Fund Ltd. See All Filings	D/A	2014-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521050 Filed Document 0000902664-14-003682 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adaptive Symbiotic Technologies, LLC See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001615955 Filed Document 0001606512-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
AQR Style Premia Offshore Fund II, L.P. See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617196 Filed Document 0001617196-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Voltem2-Fund, a series of AngelList-GP-Funds, LLC See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised $662,000 Associated Brokers / Dealers N/A CIK Number 0001618104 Filed Document 0001618104-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PING EXCEPTIONAL VALUE FUND LP See All Filings	D/A	2014-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001435074 Filed Document 0001435070-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WOODMONT INVESTMENTS LTD See All Filings	D/A	2014-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001116631 Filed Document 0001116631-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Trust Co 1509 North B See All Filings	D/A	2014-08-28 00:00:00 UTC
Amount To Be Raised $42,000 Associated Brokers / Dealers N/A CIK Number 0001584694 Filed Document 0001584694-14-000013 Exclusions or Exemptions 506c Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Delaware Life Variable Account M See All Filings	D/A	2014-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Newport Group Securities, Inc. CIK Number 0001535169 Filed Document 0001521832-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Tahquamenon Fund L.P. See All Filings	D/A	2014-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531406 Filed Document 0000902664-14-003681 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GDCV Pasadena 173, LLC See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001618057 Filed Document 0001618057-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
RCP Highlands Residential LLC See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised $2,193,913 Associated Brokers / Dealers N/A CIK Number 0001617172 Filed Document 0001617172-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SENVEST CYPRUS RECOVERY INVESTMENT FUND, L.P. See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616605 Filed Document 0000919574-14-004994 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Senscio Systems, Inc. See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised $41,999 Associated Brokers / Dealers N/A CIK Number 0001574059 Filed Document 0001574059-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TAIL WIND FUND LTD See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001074435 Filed Document 0000919574-14-005012 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BG Energy Partners LLC See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised $386,356 Associated Brokers / Dealers Brandon Robinson, Steve Schultz, Dan Sheriff, and Ken Rachal CIK Number 0001617860 Filed Document 0001617860-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
Standard Royalty Group,LLC See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Standard Royalty Group, LLC CIK Number 0001618082 Filed Document 0001618082-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OCS US LP See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised $203,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001618152 Filed Document 0001618152-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Universa Premium Fund III Ltd. See All Filings	D/A	2014-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533508 Filed Document 0000935836-14-000496 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
8tracks, Inc. See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised $1,418,560 Associated Brokers / Dealers N/A CIK Number 0001618046 Filed Document 0001618046-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OP 100 Lenox Place, LLC See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised $6,055,000 Associated Brokers / Dealers N/A CIK Number 0001617454 Filed Document 0001617454-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
MCM Opportunity Partners LP See All Filings	D/A	2014-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581073 Filed Document 0001581073-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FarmLink, Inc. See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised $48,498,503 Associated Brokers / Dealers N/A CIK Number 0001305600 Filed Document 0000950138-14-000596 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
OHA Mortgage Strategies Fund, L.P. See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618022 Filed Document 0000950142-14-001782 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STOLTZ REAL ESTATE FUND V, L.P. See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001618390 Filed Document 0001618390-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIM DISCOVERY FUND Ltd See All Filings	D	2014-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617503 Filed Document 0000919574-14-005000 Exclusions or Exemptions 506b Accepted Date 2014-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund