Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cross Citation Venture, LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $3,130,000 Associated Brokers / Dealers N/A CIK Number 0001638014 Filed Document 0001638014-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Five Star Organics LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001638109 Filed Document 0001638109-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cell Buy Trade Inc See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001637999 Filed Document 0001637999-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Okie Rock Energy 2015-I LP See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001638037 Filed Document 0001638037-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
PEG India Co-Investment, L.P. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637929 Filed Document 0001012975-15-000253 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Antenna79, Inc. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $1,854,145 Associated Brokers / Dealers N/A CIK Number 0001540249 Filed Document 0001405086-15-000118 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BIRCH HILL EQUITY PARTNERS (US) V, LP See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Shannon Advisors LLC CIK Number 0001638039 Filed Document 0001638039-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Blue Helm Global Macro Fund LP See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637775 Filed Document 0000902664-15-001989 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
YesPath, Inc. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001638339 Filed Document 0001638339-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sky Mobile, inc See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001611170 Filed Document 0001611170-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
BARCLAYS WEALTH ADVISOR SERIES - MULTI-MANAGER INTERNATIONAL EQUITY LTD See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Lehman Brothers Inc. CIK Number 0001432635 Filed Document 0000899140-15-000361 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Anderson Cash Partners, LLC See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545291 Filed Document 0001545291-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Anderson Cash Partners II, LLC See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545290 Filed Document 0001545290-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
AITV FVO SPV, LP See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001638004 Filed Document 0001638004-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stonegate Agricom Ltd. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $236,430 Associated Brokers / Dealers Canaccord Genuity Wealth Management (USA) Inc. CIK Number 0001491413 Filed Document 0001491413-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL GROWTH EQUITY LP See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Lehman Brothers Inc. CIK Number 0001430741 Filed Document 0000899140-15-000354 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
REAMS CORE PLUS BOND FUND, LLC See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602808 Filed Document 0001602808-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polaris Event Trading Fund LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638055 Filed Document 0001638055-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
McGolf Center LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $3,187,000 Associated Brokers / Dealers N/A CIK Number 0001638021 Filed Document 0001638021-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Securite Gun Club, LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001637445 Filed Document 0001637445-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Osmium Capital II, LP See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001451006 Filed Document 0001192534-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arden Erisa Fund, Ltd. See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319630 Filed Document 0000919574-15-003263 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barclays Wealth Advisor Series - Local Currency Emerging Market Debt Fund Ltd. See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001508393 Filed Document 0000899140-15-000359 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ATLAS WORLD GROUP INC See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000934033 Filed Document 0000934033-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business INDIANA Revenue or Assets $Over $100,000,000 Type of Security Equity
Construction Opportunity Partners No. 1, LLC See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers RBC Capital Markets, Inc. CIK Number 0001544563 Filed Document 0001544563-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Anderson Global Small Caps Fund, LLC See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545257 Filed Document 0001545257-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
GMI-ORLANDO, LP See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $4,182,359 Associated Brokers / Dealers Joseph A Ondris, Robert E Burns, Charles Geraci, Curt Ladd, Michael Ihrie, Terrell Lady, Craig Emerson, Curt Ladd, MF Long II, George Hjorth, Curtis Jones, Russ Huffington, Fred Sumner, Kenny Harter, Marc Seeherman, Kathryn Scanlon, Donald J Gunn, Lori L Rastall, Mark Van Mourick, Aaron Knoll, Stephen Sumner, Taher Gilani, and Joseph A Ondris CIK Number 0001624147 Filed Document 0001624147-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Anderson International Partner II, LLC See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545258 Filed Document 0001545258-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers John Sanford and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-15-000117 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
IMTHERA MEDICAL INC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $991,000 Associated Brokers / Dealers N/A CIK Number 0001429599 Filed Document 0001567667-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $5,988,453 Associated Brokers / Dealers James Bosley CIK Number 0001135856 Filed Document 0001135856-15-000112 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AlternativeFocus BlueTrend Ltd. See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001492432 Filed Document 0000899140-15-000347 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Days Juice Lab Inc. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001618893 Filed Document 0001618893-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Obsidian Capital, LP See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637930 Filed Document 0001637930-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
BosValen Master Fund See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638012 Filed Document 0001638012-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RiverOak AC Ventures, LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001638090 Filed Document 0001638090-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
VaporChat, Inc. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001637674 Filed Document 0001637674-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
CVC Credit Partners Global Special Situations Fund, L.P. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001637779 Filed Document 0001637779-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXACTEARTH LTD. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001534320 Filed Document 0001534320-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Pencil & Pixel, Inc. See All Filings	D	2015-03-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001637968 Filed Document 0001637968-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Aqua-Spark Cooperatieve U.A. See All Filings	D	2015-03-28 00:00:00 UTC
Amount To Be Raised $18,131,250 Associated Brokers / Dealers N/A CIK Number 0001620338 Filed Document 0001620338-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crave Innovations, Inc. See All Filings	D	2015-03-28 00:00:00 UTC
Amount To Be Raised $1,620,000 Associated Brokers / Dealers N/A CIK Number 0001499212 Filed Document 0001499212-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aqua-Spark - CV See All Filings	D	2015-03-28 00:00:00 UTC
Amount To Be Raised $18,131,250 Associated Brokers / Dealers N/A CIK Number 0001620660 Filed Document 0001620660-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamilton Real Estate Fund, LLC See All Filings	D/A	2015-03-28 00:00:00 UTC
Amount To Be Raised $10,230,500 Associated Brokers / Dealers N/A CIK Number 0001592235 Filed Document 0001592235-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gemphire Therapeutics Inc. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001638287 Filed Document 0001638287-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Debt
JCF Kokomo, LLC See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $2,120,000 Associated Brokers / Dealers N/A CIK Number 0001638337 Filed Document 0001638337-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
PVP Fund I-A, L.P. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001637924 Filed Document 0001637924-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Saphena Medical, Inc. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001570417 Filed Document 0000908662-15-000128 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SWDS Holdings, Inc. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $84,000,000 Associated Brokers / Dealers N/A CIK Number 0001637748 Filed Document 0001637748-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Secure EDI Holdings, LLC See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised $10,425,000 Associated Brokers / Dealers N/A CIK Number 0001628215 Filed Document 0001628215-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity