Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Hilltop Bancshares, Inc. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001604465 Filed Document 0001604465-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEBRASKA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MAGNUM HUNTER RESOURCES CORP See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised $30,100,000 Associated Brokers / Dealers BMO Capital Markets Corp., Citigroup Global Markets Inc., and Deutsche Bank Securities Inc. CIK Number 0001335190 Filed Document 0001104659-14-026007 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Coastal Center 64 E, LLP See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001604316 Filed Document 0001604316-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pentwater Equity Opportunities Fund LLC See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469075 Filed Document 0001393725-14-000037 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Enhanced Income Fund II, L.P. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001601494 Filed Document 0000950142-14-000826 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BDS HY FUND LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $1,912,500 Associated Brokers / Dealers N/A CIK Number 0001477946 Filed Document 0001477946-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aurelian Partners LP See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001089594 Filed Document 0000943663-14-000093 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Philadelphia Financial Life Assurance Co Separate Account GVA 26 See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Winklevoss Insurance Agency LLC CIK Number 0001554770 Filed Document 0001554770-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exeter Industrial Value Fund III, L.P. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised $792,500,000 Associated Brokers / Dealers N/A CIK Number 0001595934 Filed Document 0001595934-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Tanen Private Secondary Investment I LLC See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised $1,889,100 Associated Brokers / Dealers N/A CIK Number 0001572103 Filed Document 0001572103-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cedar Street Fund, LP See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462117 Filed Document 0001462117-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
V.E.C. Indian Special Situations Fund LLC See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546495 Filed Document 0001546495-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FORDHAM HOLDINGS GROUP INC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Fordham Financial Management, Inc. CIK Number 0001019998 Filed Document 0001019998-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Escalera Resources Co. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Petrie Partners Securities LLC. CIK Number 0000029834 Filed Document 0001209191-14-025900 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
XANITOS INC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $1,985,000 Associated Brokers / Dealers N/A CIK Number 0001428451 Filed Document 0001428451-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Sungevity Inc See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $72,512,281 Associated Brokers / Dealers N/A CIK Number 0001420870 Filed Document 0001420870-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arch Biopartners Inc. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001600660 Filed Document 0001600660-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
SEP Flower Mound MOB, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001602538 Filed Document 0001602538-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
PENTWATER MERGER ARBITRAGE FUND LTD. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537438 Filed Document 0001393725-14-000040 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MatlinPatterson Global Opportunities Fund Ltd. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543382 Filed Document 0001315863-14-000232 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panther Holdings 2014, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $10,328,102 Associated Brokers / Dealers N/A CIK Number 0001605298 Filed Document 0001461373-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
OPGEN INC See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001293818 Filed Document 0001293818-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
RAPID MICRO BIOSYSTEMS, INC. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001380106 Filed Document 0001380106-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PRENEED REINSURANCE Co OF AMERICA See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001187720 Filed Document 0000897069-14-000219 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
HoneyComb Corp See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001604374 Filed Document 0001604374-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Marlette Funding, Inc. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603892 Filed Document 0000935836-14-000228 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
PENTWATER MERGER ARBITRAGE FUND LLC See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537437 Filed Document 0001393725-14-000038 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOLARFLARE COMMUNICATIONS INC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001138621 Filed Document 0001138621-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Honolulu Spine Center, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $87,252 Associated Brokers / Dealers N/A CIK Number 0001507138 Filed Document 0001507138-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
ROYAL BANK OF CANADA See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-002624 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
V.E.C. Indian Special Situations Fund Ltd. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546496 Filed Document 0001546496-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Watford Holdings Ltd. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $226,630,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001601669 Filed Document 0001601669-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Morehouse Revolution, Inc. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001596176 Filed Document 0001596176-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
China Live Ventures Limited, L.P. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001602782 Filed Document 0001602782-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
3DplusMe, Inc. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $1,203,840 Associated Brokers / Dealers N/A CIK Number 0001604649 Filed Document 0001604649-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
BOSTON MICROFLUIDICS INC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001395220 Filed Document 0001395220-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
BuddyUp Inc See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001604739 Filed Document 0001604739-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
F&M BANK CORP See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $12,774,812 Associated Brokers / Dealers FIG PARTNERS, L.L.C. and COMPASS POINT RESEARCH & TRADING, LLC CIK Number 0000740806 Filed Document 0001140361-14-015807 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Equity
CARDIOX Corp See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001027488 Filed Document 0000949265-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Other
Rijuven Corp. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $312,500 Associated Brokers / Dealers N/A CIK Number 0001555522 Filed Document 0001555522-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Weatherlow Alpha Strategies Fund Ltd. See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cherry Tree & Associates LLC CIK Number 0001520781 Filed Document 0001520781-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patrician Parkview, L.L.C. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $3,225,000 Associated Brokers / Dealers N/A CIK Number 0001604276 Filed Document 0001604276-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Financial Insight Technology, Inc. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $5,144,185 Associated Brokers / Dealers N/A CIK Number 0001550430 Filed Document 0001550430-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 1, LLC, Series T See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001603303 Filed Document 0001603303-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
INTARCIA THERAPEUTICS, INC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $200,000,023 Associated Brokers / Dealers N/A CIK Number 0001086688 Filed Document 0001086688-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GOCM Offshore Fund, Ltd. See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mann Mann Jensen Partners LP CIK Number 0001571516 Filed Document 0001566114-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCA CHESAPEAKE PARTNERS FEEDER FUND LLC See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450410 Filed Document 0001450410-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCA Chesapeake Partners International Feeder Fund Segregated Portfolio See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543766 Filed Document 0001543766-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shur-Co, LLC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001509280 Filed Document 0001509280-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group Client Access 11, L.P. Inc. See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604642 Filed Document 0001604642-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund