Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
WearWare, Inc. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $1,335,000 Associated Brokers / Dealers N/A CIK Number 0001605017 Filed Document 0000906318-14-000035 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
ARACLE SPF I, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001604485 Filed Document 0001144204-14-021380 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QUANTIUS FUND LP See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428590 Filed Document 0001019056-14-000494 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPA Asia Offshore Fund Ltd. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brian D. Marvin, Adam T. Taylor, and Dace J. Blaskovitz CIK Number 0001573965 Filed Document 0000919574-14-002513 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VAPOTHERM INC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001253176 Filed Document 0001603977-14-000039 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Millennium Capital Investments, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001604353 Filed Document 0001604353-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Strategic Partners Fund VI, L.P. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC, Blackstone Advisory Partners L.P., Credit Suisse Securities (USA) LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001591216 Filed Document 0000950103-14-002484 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RefleXion Medical, Inc. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $11,644,117 Associated Brokers / Dealers N/A CIK Number 0001604459 Filed Document 0001604459-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
ROYAL BANK OF CANADA See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-002622 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
OREX MINERALS INC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $4,616,000 Associated Brokers / Dealers M Partners Inc. CIK Number 0001458057 Filed Document 0001458057-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Transplant Genomics Inc. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001604710 Filed Document 0001140361-14-015797 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
PREMIUM POWER CORP See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $322,114 Associated Brokers / Dealers N/A CIK Number 0001281994 Filed Document 0001281994-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Enhanced Income Fund II (Cayman), L.P. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001601278 Filed Document 0000950142-14-000828 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Psilos IV Growth Equity, L.P. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Emerald Point Capital, LLC CIK Number 0001478671 Filed Document 0001012975-14-000222 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BLKBOX Labs LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers n/a CIK Number 0001604776 Filed Document 0001604776-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
RPCA Opportunistic Financial Ventures L.P. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001528032 Filed Document 0001528032-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alphaworks See.Me One, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001604547 Filed Document 0001604547-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Loomis Sayles Intermediate Duration Fixed Income Trust See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494515 Filed Document 0001494515-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MPA Asia Fund LP See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brian D. Marvin, Adam T. Taylor, and Dace J. Blaskovitz CIK Number 0001573960 Filed Document 0000919574-14-002512 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oregon Angel Fund 2014, LLC See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers N/A CIK Number 0001592935 Filed Document 0001592935-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
LYCERA CORP See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $9,183,393 Associated Brokers / Dealers N/A CIK Number 0001382268 Filed Document 0001565861-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Strategic Partners Offshore Fund VI, L.P. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC, Blackstone Advisory Partners L.P., Credit Suisse Securities (USA) LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001591189 Filed Document 0000950103-14-002485 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sycamore Partners II, L.P. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604695 Filed Document 0001604695-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lucidity Lights Inc See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $10,779,829 Associated Brokers / Dealers N/A CIK Number 0001573164 Filed Document 0001140361-14-015859 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Daktari Diagnostics, Inc. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised $19,999,995 Associated Brokers / Dealers N/A CIK Number 0001470342 Filed Document 0001470342-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Nokomis Capital Offshore Fund, Ltd. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517920 Filed Document 0001315863-14-000234 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG AENO Co-Investment, LP See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised $270,000,000 Associated Brokers / Dealers N/A CIK Number 0001597459 Filed Document 0001597459-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BINKLEY GP See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001604803 Filed Document 0001604803-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Other
Agility Comprehensive Solutions Fund LP See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415461 Filed Document 0000902664-14-002120 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IssuWorks, Inc. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Lauren Smith CIK Number 0001601430 Filed Document 0001601430-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARROGENE, INC See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers GVC CAPITAL LLC CIK Number 0001403792 Filed Document 0001011034-14-000055 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Aquanano, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $236,000 Associated Brokers / Dealers N/A CIK Number 0001604531 Filed Document 0001604531-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JHM Stamford Ventures I, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001604698 Filed Document 0001604698-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
1837 Partners L.P. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363397 Filed Document 0001363397-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Enhanced Income Fund II (Parallel), L.P. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001601495 Filed Document 0000950142-14-000827 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quad Learning, Inc. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001540492 Filed Document 0001598088-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Agility Comprehensive Solutions Offshore Fund Ltd. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415469 Filed Document 0000902664-14-002118 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AlphaCredit Subordinated Debt Fund, LLC See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573765 Filed Document 0000935836-14-000252 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digerati, Inc. See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001605404 Filed Document 0001605404-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
FITWALL Ventures LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001569477 Filed Document 0001569477-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Prudence Crandall Fund III, LLC See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512350 Filed Document 0000902664-14-002031 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
BPG Capital, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers none CIK Number 0001578036 Filed Document 0001578036-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
CareCap LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001582254 Filed Document 0001582254-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
ADCARE HEALTH SYSTEMS, INC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers GVC Capital LLC CIK Number 0001004724 Filed Document 0001004724-14-000040 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Equity Estates Fund II, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $18,340,000 Associated Brokers / Dealers N/A CIK Number 0001577892 Filed Document 0001577892-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
DIGITAL ALLY INC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers West Park Capital, Inc. CIK Number 0001342958 Filed Document 0001493152-14-001036 Exclusions or Exemptions 506c Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Philadelphia Financial Life Assurance Co Separate Account VL124 See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital LLC CIK Number 0001538319 Filed Document 0001538319-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NOKOMIS CAPITAL PARTNERS LP See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432957 Filed Document 0001315863-14-000233 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spring & Sprout Dental Management LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001603412 Filed Document 0001603412-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity