Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CAIS Kingdon Associates LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC and USCA Securities LLC CIK Number 0001523893 Filed Document 0001523893-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agua Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001654315 Filed Document 0001654315-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SSG Secured Lending Opportunities I, L.P. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653863 Filed Document 0001653863-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Esquire Financial Holdings, Inc. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. CIK Number 0001531031 Filed Document 0001531031-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Georgia 2015 AHI Fund 4, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654480 Filed Document 0001654480-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lung Therapeutics, Inc. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $2,568,912 Associated Brokers / Dealers N/A CIK Number 0001611241 Filed Document 0001209191-15-072531 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Shale Energy International, LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001651636 Filed Document 0001651636-15-000008 Exclusions or Exemptions 506c Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Data Collective III, L.P. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $148,390,000 Associated Brokers / Dealers N/A CIK Number 0001604122 Filed Document 0001604122-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
R&F Capital Offshore Fund Ltd. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653017 Filed Document 0001013594-15-000501 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CHS Holding Corp See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001654444 Filed Document 0000895345-15-000259 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Maris Ltd. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001610362 Filed Document 0001610362-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
GSV VENTURES II LLC, SERIES C-1 See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities LLC CIK Number 0001651788 Filed Document 0001140361-15-036340 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Mashwork, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $5,624,434 Associated Brokers / Dealers N/A CIK Number 0001654456 Filed Document 0001654456-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MINDERA Corp See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,534,999 Associated Brokers / Dealers N/A CIK Number 0001629564 Filed Document 0001629564-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Erzo Functional Foods, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001654376 Filed Document 0001654376-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Debt
IFPR Fund, LP See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG CIK Number 0001534802 Filed Document 0001534803-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Antero Midstream Partners LP See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $242,998,320 Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001598968 Filed Document 0001104659-15-068456 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Iberian Capital III SICAR See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $69,300,000 Associated Brokers / Dealers N/A CIK Number 0001652899 Filed Document 0001652899-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Fonteva, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001654044 Filed Document 0001654044-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Directly, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $3,020,500 Associated Brokers / Dealers N/A CIK Number 0001653070 Filed Document 0001653070-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Treatspace, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $2,759,615 Associated Brokers / Dealers N/A CIK Number 0001651071 Filed Document 0001651071-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Saddlebrook Partners, LP See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653886 Filed Document 0001653886-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SWAPONZ, INC. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $997,342 Associated Brokers / Dealers N/A CIK Number 0001567766 Filed Document 0001567766-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CAIS OZMF LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Dominick & Dominick, LLC, Summit Equities, LLC, HighTower Securities, LLC, William Blair, Triad Advisors Inc., and D.A. Davidson & Co. CIK Number 0001607350 Filed Document 0001607350-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG Austin MC Investors LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers TPEG Securities CIK Number 0001653804 Filed Document 0001653852-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Kingdon Credit Partners L.P. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474501 Filed Document 0000919574-15-007099 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Praesidio, Inc. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers None CIK Number 0001635191 Filed Document 0001493152-15-004597 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Insight Labs, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001654166 Filed Document 0001654166-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Shale Energy International, LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001651636 Filed Document 0001651636-15-000007 Exclusions or Exemptions 506c Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Philadelphia Financial Life Assurance Co Separate Account VA 134 See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC CIK Number 0001651371 Filed Document 0001651371-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIGHTHOUND, INC. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $2,542,707 Associated Brokers / Dealers N/A CIK Number 0001654414 Filed Document 0001654414-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Mount Saint Joseph Wines, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Joseph S. Smock CIK Number 0001654410 Filed Document 0001654410-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AQR Multi-Strategy Fund IX, L.P. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651949 Filed Document 0001651952-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GPLP-Bounty Minerals III, LP See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001654421 Filed Document 0001654421-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CAIS AllBlue LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securities LLC, and HighTower Securities, LLC CIK Number 0001523886 Filed Document 0001523886-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Micro Fantasy, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $27,000 Associated Brokers / Dealers Joel A. Crites CIK Number 0001654449 Filed Document 0001654449-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AnaCap Porto Co-Investment (No. 1) L.P. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $76,506,000 Associated Brokers / Dealers N/A CIK Number 0001653995 Filed Document 0001653995-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XLCR Special Situations I LP See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654440 Filed Document 0001013594-15-000499 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Paulson Long/Short Fund LP See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653446 Filed Document 0001013594-15-000502 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nanox Imaging plc. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $5,755,208 Associated Brokers / Dealers J.P. Turner & Company, L.L.C. CIK Number 0001613409 Filed Document 0001613409-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GIBRALTAR Revenue or Assets Decline to Disclose Type of Security Equity
ff Sapphire (IV) Venture Capital Fund, LP See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Cato Capital, LLC and Empire State Financial, Inc. CIK Number 0001620659 Filed Document 0001620659-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DEUTERX, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654183 Filed Document 0001654183-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
INDUS EMERGING MARKETS FUND, L.P. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622403 Filed Document 0000919574-15-007107 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
2800 Sahuaro Associates LP See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $5,775,000 Associated Brokers / Dealers N/A CIK Number 0001654228 Filed Document 0001654228-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Classy, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $18,142,338 Associated Brokers / Dealers N/A CIK Number 0001649010 Filed Document 0001649010-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WISErg Corp See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $13,372,313 Associated Brokers / Dealers N/A CIK Number 0001538943 Filed Document 0001538943-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Neumob, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $12,821,248 Associated Brokers / Dealers N/A CIK Number 0001653581 Filed Document 0001653581-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Perk.com Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $3,760,766 Associated Brokers / Dealers N/A CIK Number 0001645198 Filed Document 0001062993-15-005263 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AWA Group LP See All Filings	1-A/A	2015-09-29 15:40:15 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001645148 Filed Document 0001213900-15-007347 Accepted Date 2015-09-29 15:40:15 UTC Type of Offering 1-A/A Industry INVESTMENT ADVICE Offering Tier Tier2 Principal Place of Business NORTH CAROLINA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Tuscan Gardens Secured Income Fund LLC See All Filings	1-A/A	2015-09-29 12:18:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001645471 Filed Document 0001645471-15-000010 Accepted Date 2015-09-29 12:18:09 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)