|
|
D |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597388
- Filed Document
- 0001604822-14-000043
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001421951
- Filed Document
- 0001604822-14-000023
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $350,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604632
- Filed Document
- 0000950142-14-000838
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001386466
- Filed Document
- 0001181431-14-015824
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $14,755,352
- Associated Brokers / Dealers
- James Hebets and Robert Shor
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000140
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- COMMONFUND SECURITIES, INC.
- CIK Number
- 0001301593
- Filed Document
- 0001604822-14-000035
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $1,743,375
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602746
- Filed Document
- 0001602746-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001473130
- Filed Document
- 0001604822-14-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573224
- Filed Document
- 0000935836-14-000239
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579609
- Filed Document
- 0001579609-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604765
- Filed Document
- 0001604765-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $3,512,256
- Associated Brokers / Dealers
- Kenneth Dayton
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000138
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001255342
- Filed Document
- 0001604822-14-000028
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599556
- Filed Document
- 0001599556-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001385122
- Filed Document
- 0001604822-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Western Asset Non-U.S. Floating Rate High Income Fund, L.L.C.
See All Filings
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001416120
- Filed Document
- 0001604822-14-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $20,381,674
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460316
- Filed Document
- 0001460316-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001346295
- Filed Document
- 0001604822-14-000030
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Western Asset Macro Opportunities Direct Feeder Fund (Offshore), Ltd.
See All Filings
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001581221
- Filed Document
- 0001604822-14-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598825
- Filed Document
- 0001598825-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc.
- CIK Number
- 0001480794
- Filed Document
- 0000945621-14-000112
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001507477
- Filed Document
- 0001507477-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001461169
- Filed Document
- 0000950103-14-002537
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- JOEY MILLER
- CIK Number
- 0001590434
- Filed Document
- 0001590434-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541627
- Filed Document
- 0001541627-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604822
- Filed Document
- 0001604822-14-000042
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001604836
- Filed Document
- 0001604836-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $21,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001516066
- Filed Document
- 0001516066-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604791
- Filed Document
- 0001507943-14-000041
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $1,623,200
- Associated Brokers / Dealers
- Shlomo Ness
- CIK Number
- 0001604033
- Filed Document
- 0001604033-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565073
- Filed Document
- 0001565073-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $70,000
- Associated Brokers / Dealers
- Blue Sky Media Corp
- CIK Number
- 0001604930
- Filed Document
- 0001604930-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WYOMING
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mosaic Investment Partners, Inc.
- CIK Number
- 0001604981
- Filed Document
- 0001604981-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PUERTO RICO
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604828
- Filed Document
- 0001604828-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604568
- Filed Document
- 0001604568-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604932
- Filed Document
- 0001604932-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538494
- Filed Document
- 0001604822-14-000022
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001550324
- Filed Document
- 0001550324-14-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $8,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604984
- Filed Document
- 0001604984-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- KANSAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604375
- Filed Document
- 0001604375-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604586
- Filed Document
- 0001604586-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602547
- Filed Document
- 0001602547-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- COMMONFUND SECURITIES, INC.
- CIK Number
- 0001449111
- Filed Document
- 0001604822-14-000039
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $8,911,941
- Associated Brokers / Dealers
- Larry Celniker, Robert Scharff Jr, Michael Corry, and Gwen Middeke
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000139
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $14,505,371
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001442836
- Filed Document
- 0001604822-14-000041
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574162
- Filed Document
- 0001574162-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459359
- Filed Document
- 0001604822-14-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Thomas W. Keesee and Delphine Pariente
- CIK Number
- 0001514987
- Filed Document
- 0001514987-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- PTP Securities, LLC, Cato Capital LLC, and Haydon Hill Advisors Ltd.
- CIK Number
- 0001599536
- Filed Document
- 0001599556-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
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D |
2014-04-08 00:00:00 UTC |
- Amount To Be Raised
- $4,160,960
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602466
- Filed Document
- 0001602466-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|