Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Armory Square Ventures, L.P. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588700 Filed Document 0001588700-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Social Finance, Inc. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $79,994,920 Associated Brokers / Dealers Victory Park Securities and Papamarkou Wellner & Company, Inc. CIK Number 0001532099 Filed Document 0001532099-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Princeton Diversified Strategy ERISA Fund Ltd. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Securities Corporation, Capital Management Partners, Inc, and Summit Equities, Inc. CIK Number 0001371263 Filed Document 0001371263-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET US COMMODITY PLUS, L.L.C. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001255341 Filed Document 0001604822-14-000025 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dlyte, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001533905 Filed Document 0001533905-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Endowment PMF Master Fund, L.P. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597218 Filed Document 0001507943-14-000049 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SpaceCurve, Inc. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised $5,494,733 Associated Brokers / Dealers N/A CIK Number 0001498567 Filed Document 0001498567-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Gauge Fund LP See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603744 Filed Document 0001604822-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hancock Chilean Plantations Limited Partnership See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $212,500,000 Associated Brokers / Dealers John Hancock Distributors LLC CIK Number 0001605115 Filed Document 0001605115-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Coast to Coast Assisted Living Realty, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $8,800,000 Associated Brokers / Dealers Avison Young CIK Number 0001603989 Filed Document 0001603989-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VIVID HOLDINGS LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers FUNDME SECURITIES LLC d/b/a CIRCLEUP CIK Number 0001604978 Filed Document 0001604978-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Domain Name Funding, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001604890 Filed Document 0001604890-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
BlackRock Fixed Income GlobalAlpha Fund See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573739 Filed Document 0000902664-14-002049 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
SI Shawnee Retail, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $2,687,500 Associated Brokers / Dealers N/A CIK Number 0001604970 Filed Document 0001604970-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SPI Office, L.P. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers None CIK Number 0001602621 Filed Document 0001602621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ARKANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CHRONIX BIOMEDICAL INC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $14,500,000 Associated Brokers / Dealers N/A CIK Number 0001129116 Filed Document 0001129116-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CANVAS ASL, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001604980 Filed Document 0001140361-14-016029 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
IRIS Innovative Revenue Investment Strategy LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The Fig Group LLC CIK Number 0001604116 Filed Document 0001604116-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
AmigoCloud, Inc. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001603292 Filed Document 0001603292-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
All Party System Co. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000025 Exclusions or Exemptions 506c Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
555 12th REIT, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers William McGugin CIK Number 0001604937 Filed Document 0001604937-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Branch 3-D Joint Venture See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $756,000 Associated Brokers / Dealers N/A CIK Number 0001605120 Filed Document 0001354488-14-001843 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Certes Networks, Inc. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers EDI Financial, Inc. CIK Number 0001486326 Filed Document 0001486326-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LOWER BRULE COMMUNITY DEVELOPMENT ENTERPRISE, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507994 Filed Document 0001507994-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Global Absolute Alpha Co See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001424427 Filed Document 0001604822-14-000036 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CDK Investments LP See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas W. Keesee and Delphine Pariente CIK Number 0001322886 Filed Document 0001322886-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Albany Joint Venture See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised $960,000 Associated Brokers / Dealers N/A CIK Number 0001591037 Filed Document 0001591037-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised $763,930 Associated Brokers / Dealers J. Michael Nash, Robert Bracco, and Sean Devlin CIK Number 0001135856 Filed Document 0001135856-14-000137 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CDK Capital (Bermuda) Ltd.- CDK Global Select Fund See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas W. Keesee and Stephen Burke CIK Number 0001483215 Filed Document 0001483215-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
J.P. Morgan Leveraged Loans Ltd. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001461167 Filed Document 0000950103-14-002536 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET GLOBAL INFLATION LINKED PLUS, L.L.C. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001282427 Filed Document 0001604822-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET OPPORTUNISTIC ASIAN SECURITIES PORTFOLIO, L.L.C. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388918 Filed Document 0001604822-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Macro Opportunities Direct Feeder Fund, L.L.C. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001578783 Filed Document 0001604822-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PanTheryx, Inc. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001416162 Filed Document 0001416162-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Independence Plaza Partners, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $2,930,000 Associated Brokers / Dealers N/A CIK Number 0001604352 Filed Document 0001604352-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN ASSET TOTAL RETURN UNCONSTRAINED (TRU) BOND, L.L.C. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001298307 Filed Document 0001604822-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gauge Parallel Fund LP See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603787 Filed Document 0001604822-14-000031 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHRONIX BIOMEDICAL INC See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised $14,500,000 Associated Brokers / Dealers N/A CIK Number 0001129116 Filed Document 0001129116-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Freedom Capital Investment Management LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001604883 Filed Document 0001604883-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Western Asset US Intermediate Plus, L.L.C. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385110 Filed Document 0001604822-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Custom Pharmacy Sale Leaseback, L.L.C. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $51,430,482 Associated Brokers / Dealers David B. Levinson CIK Number 0001605289 Filed Document 0001605289-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GLG European Long-Short Fund LP See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001551784 Filed Document 0000902664-14-002098 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silenseed Ltd. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001602634 Filed Document 0001178913-14-001228 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
National Bancorp Holdings, Inc. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001605025 Filed Document 0001605025-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ubiquitous Energy, Inc. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $5,239,979 Associated Brokers / Dealers N/A CIK Number 0001543990 Filed Document 0001543990-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AJO Emerging Markets Small-Cap Offshore Fund, Ltd. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565096 Filed Document 0001565096-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
8193053 Canada Ltd. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $2,668,675 Associated Brokers / Dealers Peters & Co. Equities Inc. CIK Number 0001605353 Filed Document 0001605353-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NRG Radio, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $35,875,000 Associated Brokers / Dealers N/A CIK Number 0001602543 Filed Document 0001602543-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DESTINY USA PANCAKES, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers BlackBook Capital, LLC CIK Number 0001604928 Filed Document 0001553350-14-000352 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Evergreen 40 LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $278,180,000 Associated Brokers / Dealers N/A CIK Number 0001603073 Filed Document 0001603073-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity