Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $19,034,491 Associated Brokers / Dealers Scott Seibel and Donald Harrington CIK Number 0001135856 Filed Document 0001135856-14-000145 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
A/D Investors Fund L.P. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488339 Filed Document 0000902664-14-002078 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Nantahala Capital Partners Limited Partnership See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502725 Filed Document 0001502725-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Elicit, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001528582 Filed Document 0001528582-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
XCOVERY HOLDING Co LLC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $2,370,000 Associated Brokers / Dealers Cuttone & Co., Inc. CIK Number 0001520127 Filed Document 0000908662-14-000142 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Essential Medical, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001605099 Filed Document 0001605099-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Flag Point Convertible Fund, L.P. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603839 Filed Document 0000919574-14-002600 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EasyLife, Corp. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001604868 Filed Document 0001213900-14-002319 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Dupree Energy Resources, LLC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001605239 Filed Document 0001140361-14-016464 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Orange Health Solutions, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers N/A CIK Number 0001604556 Filed Document 0001181431-14-016195 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TUDOR BVI GLOBAL FUND LTD. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339466 Filed Document 0000947871-14-000218 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Localloop Global, Inc. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001536159 Filed Document 0001536159-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Jasper Technology, LLC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605560 Filed Document 0001140361-14-016639 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HighVista 1.5 (U.S.) LP See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605277 Filed Document 0001605277-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRUCKEE TAVERN & GRILL, LLC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/a- no compensation paid CIK Number 0001605064 Filed Document 0001605064-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aequitas Income Opportunity Fund, LLC See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RP Capital LLC CIK Number 0001465844 Filed Document 0001465844-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Emerald Circle Fuel Manufacturing, LLC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $11,760,000 Associated Brokers / Dealers N/A CIK Number 0001603314 Filed Document 0001603314-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Mail Bypass Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001520002 Filed Document 0001288649-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Welch Entrepreneurial Fund, Ltd. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461807 Filed Document 0001461807-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tudor Discretionary Macro Fund Ltd. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554462 Filed Document 0000947871-14-000220 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PEAK6 Achievement Fund XL Ltd. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605162 Filed Document 0001605162-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H OFFSHORE FUND, LTD. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439712 Filed Document 0000919574-14-002584 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOOD TECHNOLOGY Corp See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $100,927,332 Associated Brokers / Dealers N/A CIK Number 0001089196 Filed Document 0001089196-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $5,129,419 Associated Brokers / Dealers Scott Seibel and Donald Harrington CIK Number 0001135856 Filed Document 0001135856-14-000146 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FloDesign Sonics, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $10,598,871 Associated Brokers / Dealers N/A CIK Number 0001605038 Filed Document 0001605038-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Snyder Brown Capital, LP See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603632 Filed Document 0001603632-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCA Systems, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001605268 Filed Document 0001605268-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
PEAK6 Achievement Fund XL LLC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605161 Filed Document 0001605161-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Biocycle, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001561260 Filed Document 0001561260-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Africa Emerging Markets Fund See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001603096 Filed Document 0001605090-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitebox Multi-Strategy Fund, LP See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001461779 Filed Document 0001461779-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CONVECTOR CAPITAL PARTNERS, LP See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OCP Capital LLC CIK Number 0001604414 Filed Document 0000919574-14-002591 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Winterwood Seniors II, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $9,905,610 Associated Brokers / Dealers N/A CIK Number 0001608544 Filed Document 0001608544-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $5,988,453 Associated Brokers / Dealers James Bosley CIK Number 0001135856 Filed Document 0001135856-14-000142 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cardinal Spine, LLC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001574608 Filed Document 0001574608-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Jazz Technologies, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $58,307,000 Associated Brokers / Dealers N/A CIK Number 0001337675 Filed Document 0001178913-14-001240 Exclusions or Exemptions 506c Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
PSM HOLDINGS INC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers Wilmington Capital Securities Inc. CIK Number 0001362180 Filed Document 0001441557-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PSG Opportunity Fund LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Portfolio Strategy Group LLC CIK Number 0001406174 Filed Document 0001406174-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCSA LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001605159 Filed Document 0001605159-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JPS Credit Opportunities Fund (DE), LLC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JPMorgan Securities LLC, Renshaw Bay LLC, JP Morgan Asset Management (UK) Limited, and JP Morgan Institutional Investments Inc. CIK Number 0001538699 Filed Document 0000902664-14-002064 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SELECTA BIOSCIENCES INC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $9,999,994 Associated Brokers / Dealers N/A CIK Number 0001453687 Filed Document 0001453687-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Culinary Facilities of Georgia, L.L.C. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001603052 Filed Document 0001603052-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
AG SUPER FUND INTERNATIONAL LTD See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Intercapital Securities Inc. (Japan) Distributor), Jerrod Stelli (Japan Distributor Ag, and UBS Financial Services Inc. CIK Number 0001014422 Filed Document 0001315863-14-000250 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Standard Partners, L.P. See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568493 Filed Document 0001574752-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ANGEL OAK STRUCTURED CREDIT OPPORTUNITY FUND I LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001443773 Filed Document 0001532097-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tome, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001605181 Filed Document 0001605181-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Debt
Sonen Investment Management Private Access Platform Plc See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605184 Filed Document 0000897069-14-000227 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIXFI INC. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001605024 Filed Document 0001605024-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
intelliPaper, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers N/A CIK Number 0001502496 Filed Document 0001446933-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PSG FUND LLC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Portfolio Strategy Group LLC CIK Number 0001277984 Filed Document 0001277984-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund