Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Zachary Piper, LLC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001604960 Filed Document 0001604960-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Tweed Marijuana Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $1,823,441 Associated Brokers / Dealers N/A CIK Number 0001605196 Filed Document 0001140361-14-016319 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Nantahala Capital Offshore Fund I, Ltd. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550475 Filed Document 0001550475-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
TYROGENEX, INC. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $3,555,000 Associated Brokers / Dealers Cuttone & Co., Inc. CIK Number 0001471413 Filed Document 0000908662-14-000141 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Kudzu Capital Growth, LP See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517353 Filed Document 0001517353-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InnerSpace Neuro Solutions, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001605230 Filed Document 0001605230-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WELCH ENTREPRENEURIAL FUND L P See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001035638 Filed Document 0001035638-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPTIONS CLEARING CORP See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000074751 Filed Document 0000074751-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
TUDOR FUTURES FUND /NY/ See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000870088 Filed Document 0000947871-14-000222 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PJV Management LLC See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001573589 Filed Document 0000935836-14-000245 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Farmer's Business Network, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001605165 Filed Document 0001605165-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lamond Tomahawk Fund, L.P. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546757 Filed Document 0001507943-14-000045 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HORD COPLAN MACHT, INC. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $142,643 Associated Brokers / Dealers N/A CIK Number 0001533851 Filed Document 0001533851-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CYBERSETTLE HOLDINGS, INC. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Spencer Trask Ventures, Inc. CIK Number 0001448538 Filed Document 0001448538-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TISSUE REGENERATION SYSTEMS INC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001451705 Filed Document 0000897069-14-000229 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
China Equity Fund See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605157 Filed Document 0001605157-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $21,600,000 Associated Brokers / Dealers John Sanford, Scott Seibel, and Donald Harrington CIK Number 0001135856 Filed Document 0001135856-14-000149 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Diversified Residential Strategic Lending Fund, LLC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001580062 Filed Document 0001580062-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
NeurExpand Brain Center LLC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001604918 Filed Document 0001604918-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
M/D Investors Fund L.P. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488341 Filed Document 0000902664-14-002079 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Nantahala Capital Partners II Limited Partnership See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504196 Filed Document 0001504196-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Whitebox Multi-Strategy Fund, Ltd. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001461781 Filed Document 0001461781-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Lochinvar Trading, LLC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602884 Filed Document 0001602884-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
ADVANCED CARDIAC THERAPEUTICS INC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001457116 Filed Document 0001457116-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AltheaDx, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001470592 Filed Document 0001487481-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Whitebox Credit Arbitrage Fund, Ltd. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001461768 Filed Document 0001461768-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Phlashmob, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001605223 Filed Document 0001605223-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Griffin Capital Essential Asset Operating Partnership, L.P. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Independent Financial Group, LLC CIK Number 0001520936 Filed Document 0001520936-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Oil & Gas Ltd See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $7,131,600 Associated Brokers / Dealers Macquarie Capitl Markets Canada Ltd and Dundee Securities Ltd CIK Number 0001396323 Filed Document 0001396323-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Aequitas Income Protection Fund, LLC See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RP Capital LLC, Mann Mann Jensen Partners, Ascendiant Securities, LLC, CV Brokerage, Inc., and Dinosaur Securities, L.L.C. CIK Number 0001536884 Filed Document 0001536884-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Franko Maps Ltd See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001355813 Filed Document 0001355813-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business HAWAII Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Public Good Software, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001605199 Filed Document 0001605199-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
LASER LIGHT ENGINES INC See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001435834 Filed Document 0001435834-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
Tradier Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $3,123,543 Associated Brokers / Dealers N/A CIK Number 0001605339 Filed Document 0001605339-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Whitebox Concentrated Convertible Arbitrage Fund, LP See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001461778 Filed Document 0001461778-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Tudor Discretionary Macro Fund L.P. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554463 Filed Document 0000947871-14-000219 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kudzu Capital Growth, LP See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517353 Filed Document 0001517353-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mobile Search Security LLC See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001464092 Filed Document 0001464092-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TUDOR EMPLOYEE INVESTMENT FUND LLC See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001346734 Filed Document 0000947871-14-000221 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
Lamond Tomahawk Master Fund, L.P. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546743 Filed Document 0001507943-14-000046 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XTREME GREEN PRODUCTS INC. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001392477 Filed Document 0001511164-14-000179 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BIOLARGO, INC. See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $862,500 Associated Brokers / Dealers MOSHE AZARI, DENNIS DESMITH, HOWARD ISAACS, MARK FISSORE, and TOM TALBOT CIK Number 0000880242 Filed Document 0001463205-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CamPlex, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001605207 Filed Document 0001605207-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
SEVENTH SENSE BIOSYSTEMS, INC. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $930,000 Associated Brokers / Dealers N/A CIK Number 0001451718 Filed Document 0001605090-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
AQR Frontier Equities Fund, L.P. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587131 Filed Document 0001587131-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VOLAR VIDEO, INC. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001103568 Filed Document 0000906318-14-000038 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
INTEGRAL TECHNOLOGIES INC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers Carter, Terry & Company CIK Number 0001018281 Filed Document 0001140361-14-016399 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
H PARTNERS, LP See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001364411 Filed Document 0000919574-14-002585 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ocean Systems, LLC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001605143 Filed Document 0001605143-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Well 1 Joint Venture See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $2,362,500 Associated Brokers / Dealers N/A CIK Number 0001589889 Filed Document 0001589889-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other